Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 64 contracts
Samples: Underwriting Agreement (Healthy Choice Wellness Corp.), Underwriting Agreement (Healthy Choice Wellness Corp.), Underwriting Agreement (SeqLL, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 16 contracts
Samples: Underwriting Agreement (Gaucho Group Holdings, Inc.), Underwriting Agreement (Gaucho Group Holdings, Inc.), Underwriting Agreement (Gaucho Group Holdings, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative Representatives and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 9 contracts
Samples: Underwriting Agreement (Loha Co. LTD), Underwriting Agreement (Loha Co. Ltd.), Underwriting Agreement (Huadi International Group Co., Ltd.)
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative (the “Transfer Agent”) and will furnish to the Underwriters Representative at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter the Representative may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. American Stock Transfer & Trust Company is acceptable to the DTCRepresentative to act as Transfer Agent for the Company’s securities.
Appears in 8 contracts
Samples: Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.)
Transfer Sheets. For a period of three two (32) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 7 contracts
Samples: Underwriting Agreement (Innovation Beverage Group LTD), Underwriting Agreement (Innovation Beverage Group LTD), Underwriting Agreement (Innovation Beverage Group LTD)
Transfer Sheets. For a period of three (3) years from following the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar warrant agent acceptable to the Representative Representatives (the “Transfer Agent”) and during the two (2) year period following the Closing Date, will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter the Representatives may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. Continental Stock Transfer and Trust Company is an acceptable Transfer Agent to the DTCUnderwriters.
Appears in 4 contracts
Samples: Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.), Underwriting Agreement (SMG Indium Resources Ltd.)
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative (the “Transfer Agent”) and will furnish to the Underwriters Representatives at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter the Representative may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. VStock Transfer, LLC is acceptable to the DTCUnderwriters to act as Transfer Agent for the Company’s shares of Common Stock.
Appears in 4 contracts
Samples: Underwriting Agreement (Atomera Inc), Underwriting Agreement (Atomera Inc), Underwriting Agreement (Aqua Metals, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC, provided, however, that such requests cannot be made more than once quarterly; and provided that such provision shall not prevent a sale, merger, or similar transaction involving the Company.
Appears in 3 contracts
Samples: Underwriting Agreement (T1V, Inc.), Underwriting Agreement (T1V, Inc.), Underwriting Agreement (T1V, Inc.)
Transfer Sheets. For a period of three two (32) years year from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 3 contracts
Samples: Underwriting Agreement (AMEDICA Corp), Underwriting Agreement (AMEDICA Corp), Underwriting Agreement (AMEDICA Corp)
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative (the “Transfer Agent”) and will furnish to the Underwriters Representatives at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter the Representative may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. Computershare Trust Company, N.A. is acceptable to the DTCUnderwriters to act as Transfer Agent for the Company’s shares of Common Stock.
Appears in 3 contracts
Samples: Underwriting Agreement (Movano Inc.), Underwriting Agreement (TFF Pharmaceuticals, Inc.), Underwriting Agreement (Eton Pharmaceuticals, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative (the “Transfer Agent”) and will furnish to the Underwriters Representatives at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter the Representative may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. Pacific Stock Transfer and Trust Company is acceptable to the DTCUnderwriters to act as Transfer Agent for the Company’s Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Skystar Bio-Pharmaceutical Co), Underwriting Agreement (Cavico Corp), Underwriting Agreement (Skystar Bio-Pharmaceutical Co)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent reasonably acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 3 contracts
Samples: Underwriting Agreement (Arch Therapeutics, Inc.), Underwriting Agreement (Blue Star Foods Corp.), Underwriting Agreement (Blue Star Foods Corp.)
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative Underwriter (the “Transfer Agent”) and will furnish to the Underwriters Underwriter at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an the Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. [Colonial Stock Transfer Company, Inc.] is acceptable to the DTCUnderwriter to act as Transfer Agent for the Company’s Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC, provided, however, that such requests cannot be made more than once monthly; and provided that such provision shall not prevent a sale, merger or similar transaction involving the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (AmpliTech Group, Inc.), Underwriting Agreement (AmpliTech Group, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative Underwriter (the “Transfer Agent”) and will furnish to the Underwriters Underwriter at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an the Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. Island Stock Transfer is acceptable to the DTCUnderwriter to act as Transfer Agent for the Public Securities.
Appears in 2 contracts
Samples: Underwriting Agreement (General Agriculture Corp), Underwriting Agreement (General Agriculture Corp)
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative (the “Transfer Agent”) and will furnish to the Underwriters Representatives at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter the Representative may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. is acceptable to the DTCUnderwriters to act as Transfer Agent for the Company’s Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (China Education, Inc), Underwriting Agreement (China Education, Inc)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative Placement Agent and will furnish to the Underwriters Placement Agent at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter Placement Agent may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTCDTC provided that such provision shall not prevent a sale, merger or similar transaction involving the Company.
Appears in 1 contract
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent reasonably acceptable to the Representative Representatives and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 1 contract
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTCDepository Trust Company or another established clearing corporation.
Appears in 1 contract
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent reasonably acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC, provided, however, that such requests cannot be made more than once monthly; and provided that such provision shall not prevent a sale, merger, or similar transaction involving the Company.
Appears in 1 contract
Samples: Underwriting Agreement (Inspire Veterinary Partners, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Closing Date, the Company shall retain the Transfer Agent or (i) a transfer and registrar agent and (ii) warrant agent, in each case, acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 1 contract
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative (the “Transfer Agent”) and will furnish to the Underwriters Representative at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter the Representative may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 1 contract
Samples: Underwriting Agreement (Skystar Bio-Pharmaceutical Co)
Transfer Sheets. For a period of three (3) years from the Execution Closing Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTCThe Depository Trust Company.
Appears in 1 contract
Samples: Underwriting Agreement (Med-X, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent reasonably acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC, provided, however, that such requests cannot be made more than once monthly; and provided that such provision shall not prevent a sale, merger, or similar transaction involving the Company.
Appears in 1 contract
Samples: Underwriting Agreement (Inspire Veterinary Partners, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.Representative
Appears in 1 contract
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a similar transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 1 contract
Samples: Underwriting Agreement (VistaGen Therapeutics, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent reasonably acceptable to the Representative (the “Transfer Agent”) and will furnish to the Underwriters Representative at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter the Representative may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. Computershare Investor Services is acceptable to the DTCRepresentative to act as Transfer Agent for the Company’s Shares.
Appears in 1 contract
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.]
Appears in 1 contract
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative (the “Transfer Agent”) and will furnish to the Underwriters Representatives at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter the Representative may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. [ ] is acceptable to the DTCUnderwriters to act as Transfer Agent.
Appears in 1 contract
Samples: Underwriting Agreement (Skystar Bio-Pharmaceutical Co)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 1 contract
Samples: Underwriting Agreement (Medical Transcription Billing, Corp)
Transfer Sheets. For a period of three (3) years from the Execution Closing Date, the Company shall retain the Transfer Agent or (i) a transfer and registrar agent and (ii) warrant agent, in each case, acceptable to the Representative Representatives and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 1 contract
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative Representatives and will furnish to the Underwriters at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 1 contract
Samples: Underwriting Agreement (Beam Global)
Transfer Sheets. For a period of three (3) years from the Execution Effective Date, the Company Company, at its own expense, shall retain the Transfer Agent or a transfer and registrar agent acceptable to the Representative (the “Transfer Agent”) and will furnish to the Underwriters Underwriter at the Company’s sole cost and expense such transfer sheets of the Company’s securities as an the Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and DTC. StockTrans, Inc. is acceptable to the DTCUnderwriter to act as Transfer Agent for the Company’s Common Stock.
Appears in 1 contract
Samples: Underwriting Agreement (China SLP Filtration Technology, Inc.)
Transfer Sheets. For a period of three (3) years from the Execution Date, the Company shall retain the Transfer Agent or a transfer and registrar agent reasonably acceptable to the Representative Representatives and will furnish to the Underwriters at the Company’s 's sole cost and expense such transfer sheets of the Company’s 's securities as an Underwriter may reasonably request, including the daily and monthly consolidated transfer sheets of the Transfer Agent and the DTC.
Appears in 1 contract