Common use of TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933 Clause in Contracts

TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock or any other security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (i) to a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 with respect to any resale or other disposition of such securities which agreement shall be satisfactory in form and substance to the Company and its counsel; or (ii) to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 7 contracts

Samples: Placement Agent Warrant (Adm Tronics Unlimited Inc/De), Placement Agent Warrant (Ivivi Technologies, Inc.), Redeemable Common Stock Purchase Warrant (Adm Tronics Unlimited Inc/De)

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TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock Shares or any other security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (i1) to To a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock Shares may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 8 with respect to any resale or other disposition of such securities which agreement shall be satisfactory in form and substance to the Company and its counsel; or (ii2) to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 5 contracts

Samples: Common Stock Purchase Warrant (Element 21 Golf Co), Warrant Agreement (Element 21 Golf Co), Common Stock Purchase Warrant (Element 21 Golf Co)

TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock Shares or any other security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (ia) to To a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock Shares may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 9 with respect to any resale or other disposition of such securities which agreement shall be reasonably satisfactory in form and substance to the Company and its counsel; or (iib) to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 4 contracts

Samples: Warrant Agreement (Unsi Corp), Warrant Agreement (Unsi Corp), Warrant Agreement (Unsi Corp)

TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock or any other security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (i) to a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 with respect to any resale or other disposition of such securities which agreement shall be satisfactory in form and substance to the Company and its counsel; or or (ii) to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 2 contracts

Samples: Redeemable Common Stock Purchase Warrant (Adm Tronics Unlimited Inc/De), Redeemable Common Stock Purchase Warrant (Adm Tronics Unlimited Inc/De)

TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock Shares or any other security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (i) to a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock Shares may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 with respect to any resale or other disposition of such securities which agreement shall be satisfactory in form and substance to the Company and its counsel; or (ii) to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Ir Biosciences Holdings Inc), Common Stock Purchase Warrant (Othnet Inc)

TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock Shares or any other security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (i) to a. To a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock Shares may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 9 with respect to any resale or other disposition of such securities which agreement shall be reasonably satisfactory in form and substance to the Company and its counsel; or (ii) b. to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 2 contracts

Samples: Warrant Agreement (M&a Investments Inc /De/), Warrant Agreement (M&a Investments Inc /De/)

TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock Shares or any other security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (i1) to To a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock Shares may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 with respect to any resale or other disposition of such securities which agreement shall be satisfactory in form and substance to the Company and its counsel; or (ii2) to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 1 contract

Samples: Warrant Agreement (Ppi Capital Group Inc)

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TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock or any other security issued or issuable upon exercise of this Warrant may not be sold sold, transferred or otherwise disposed of except as follows: (i) in accordance with the Subscription Agreement and to a person who, in the opinion of counsel for acceptable to the Company, is a person to whom this Warrant or Warrant Stock may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to to, among other things, comply with the provisions of this Section 11 with respect to any resale or other disposition of such securities securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or (ii) , or to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Starmed Group Inc)

TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock Shares or any other security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (i1) to To a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock Shares may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 Paragraph (j) with respect to any resale or other disposition of such securities which agreement shall be satisfactory in form and substance to the Company and its counsel; or (ii2) to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 1 contract

Samples: Warrant to Purchase Shares of Common Stock (Medsearch Technologies Inc)

TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock Shares or any other oth er security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (i) to a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock Shares may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 with respect to any resale or other disposition of such securities which agreement shall be satisfactory in form and substance to the Company and its counsel; or (ii) to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Ir Biosciences Holdings Inc)

TRANSFER TO COMPLY WITH THE SECURITIES ACT OF 1933. This Warrant or the Warrant Stock or any other security issued or issuable upon exercise of this Warrant may not be sold or otherwise disposed of except as follows: (i) 1 to a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Stock may legally be transferred without registration and without the delivery of a current prospectus under the Act with respect thereto and then only against receipt of an agreement of such person to comply with the provisions of this Section 11 with respect to any resale or other disposition of such securities which agreement shall be satisfactory in form and substance to the Company and its counsel; or (ii) to any person upon delivery of a prospectus then meeting the requirements of the Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 1 contract

Samples: Consultant's Warrant (Ivivi Technologies, Inc.)

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