Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 14 contracts
Samples: Common Stock Purchase Warrant (Viseon Inc), Common Stock Purchase Warrant (Viseon Inc), Common Stock Purchase Warrant (Viseon Inc)
Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed ofof (a “Transfer”), in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 12 contracts
Samples: Common Stock Purchase Warrant, Warrant Agreement (Assuranceamerica Corp), Warrant Agreement (DSW Inc.)
Transfer to Comply with the Securities Act. Restricted ------------------------------------------ Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in partpart (other than to accredited investors), except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 6 contracts
Samples: Common Stock Purchase Warrant (Polyphase Corp), Common Stock Purchase Warrant (Polyphase Corp), Common Stock Purchase Warrant (Polyphase Corp)
Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed ofof (a "Transfer"), in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 5 contracts
Samples: Warrant Agreement (Source Interlink Companies Inc), Warrant Agreement (Frontstep Inc), Common Share Purchase Warrant (Frontstep Inc)
Transfer to Comply with the Securities Act. Restricted ------------------------------------------ Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.
Appears in 3 contracts
Samples: Limited Liability Company Agreement (Navigant International Inc), Common Stock Purchase Warrant (Polyphase Corp), Warrant Agreement (Wellington Properties Trust)
Transfer to Comply with the Securities Act. Restricted Warrant Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws laws, the terms and conditions hereof, the terms and conditions of the Shareholders Agreement and the terms and conditions hereofof the Restated Charter.
Appears in 1 contract
Samples: Warrant Agreement (Interdent Inc)
Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws and the terms and conditions hereof.. Series B Warrant No. B-Agent Page — 8
Appears in 1 contract
Transfer to Comply with the Securities Act. Restricted Warrant Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with the provisions of the Securities Act and state securities or Blue Sky laws laws, the terms and conditions hereof, the terms and conditions of the Shareholders Agreement and the terms and conditions hereofof the Company's Certificate of Incorporation.
Appears in 1 contract
Samples: Warrant Agreement (Interdent Inc)
Transfer to Comply with the Securities Act. Restricted Securities may not be sold, assigned, pledged, hypothecated, encumbered or in any manner transferred or disposed of, in whole or in part, except in compliance with (i) the provisions of the Securities Act and state securities or Blue Sky laws laws, (ii) the terms and conditions of the Purchase Agreement and (iii) the terms and conditions hereof.
Appears in 1 contract
