Common use of Transfer to Comply with the Securities Act Clause in Contracts

Transfer to Comply with the Securities Act. This Warrant, the Warrant Shares or any other security issued or issuable upon the exercise of this Warrant may not be sold or otherwise disposed of except as follows: (a) to a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Shares may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt by the Company of an agreement of such person to comply with the provisions of this Section 10 with respect to any resale or other disposition of such securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 5 contracts

Samples: Warrant Agreement (Acorn Energy, Inc.), Warrant Agreement (Data Systems & Software Inc), Warrant Agreement (Acorn Factor, Inc.)

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Transfer to Comply with the Securities Act. This Warrant, the Warrant Shares and any Warrant Stock or any other security issued or issuable upon the exercise of this Warrant Other Securities may not be sold sold, assigned, transferred, pledged, hypothecated or otherwise disposed of except as follows: (a) to a person who, in the opinion of counsel for to the Company, is a person to whom this Warrant or the Warrant Shares Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt by the Company of an agreement of such person to comply with the provisions of this Section 10 9 with respect to any resale or other disposition of such securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 5 contracts

Samples: Warrant Agreement (ICP Solar Technologies Inc.), Warrant Agreement (ICP Solar Technologies Inc.), Warrant Agreement (ICP Solar Technologies Inc.)

Transfer to Comply with the Securities Act. This Warrant, the Warrant Shares or any other security issued or issuable upon the exercise of this Warrant may not be sold or otherwise disposed of except as follows: (a) to a person who, in the opinion of counsel for the Company, is a person to whom this Warrant or Warrant Shares may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt by the Company of an agreement of such person to comply with the provisions of this Section 10 11 with respect to any resale or other disposition of such securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 3 contracts

Samples: Common Stock Purchase Warrant (Power Efficiency Corp), Common Stock Purchase Warrant (Power Efficiency Corp), Common Stock Purchase Warrant (Starmed Group Inc)

Transfer to Comply with the Securities Act. This Warrant, the Warrant Shares and any Warrant Stock or any other security issued or issuable upon the exercise of this Warrant Other Securities may not be sold sold, transferred, pledged, hypothecated, or otherwise disposed of except as follows: (a) to a person who, in the opinion of counsel for to the Company, is a person to whom this Warrant or the Warrant Shares Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt by the Company of an agreement of such person to comply with the provisions of this Section 10 9 with respect to any resale or other disposition of such securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 2 contracts

Samples: Warrant Agreement (Vital Living Inc), Warrant Agreement (Onesource Technologies Inc)

Transfer to Comply with the Securities Act. This Warrant, the Warrant Shares and any Warrant Stock or any other security issued or issuable upon the exercise of this Warrant Other Securities may not be sold sold, transferred, pledged, hypothecated or otherwise disposed of except as follows: (a) to a person who, in the opinion of counsel for to the Company, is a person to whom this Warrant or the Warrant Shares Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt by the Company of an agreement of such person to comply with the provisions of this Section 10 8 with respect to any resale or other disposition of such securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 1 contract

Samples: Warrant Agreement (Biscayne Apparel Inc /Fl/)

Transfer to Comply with the Securities Act. This WarrantWarrant and any Warrant Stock or Other Securities may only be sold, the Warrant Shares or any other security issued or issuable upon the exercise of this Warrant may not be sold assigned, transferred, pledged, hypothecated or otherwise disposed of except of, as follows: (a) to a person who, in the opinion of counsel for to the Company, is a person to whom this Warrant or the Warrant Shares Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt by the Company of an agreement of such person to comply with the provisions of this Section 10 8 with respect to any resale or other disposition of such securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 1 contract

Samples: Warrant Agreement (EPOD Solar Inc.)

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Transfer to Comply with the Securities Act. This WarrantWarrant and any Warrant Stock or Other Securities may only be sold, the Warrant Shares or any other security issued or issuable upon the exercise of this Warrant may not be sold assigned, transferred, pledged, hypothecated or otherwise disposed of except of, as follows: (a) to a person who, in the opinion of counsel for to the Company, is a person to whom this Warrant or the Warrant Shares Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt by the Company of an agreement of such person to comply with the provisions of this Section 10 9 with respect to any resale or other disposition of such securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees.

Appears in 1 contract

Samples: Warrant Agreement (HYBRID Coating Technologies Inc.)

Transfer to Comply with the Securities Act. This Warrant, the The Warrant Shares Stock or any other security issued or issuable upon the exercise of this Warrant Other Securities may not be sold sold, transferred, pledged, hypothecated or otherwise disposed of except as follows: : (a) in a transaction exempt from registration under the Securities Act including pursuant to Rule 144 thereunder; (b) to a person who, in the opinion of counsel for to the Company, is a person to whom this Warrant or the Warrant Shares Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt by the Company of an agreement of such person to comply with the provisions of this Section 10 Warrant with respect to any resale or other disposition of such securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or or (bc) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition.

Appears in 1 contract

Samples: Warrant Agreement (Viragen Inc)

Transfer to Comply with the Securities Act. This WarrantWarrant and any Warrant Stock or Other Securities may only be sold, the Warrant Shares or any other security issued or issuable upon the exercise of this Warrant may not be sold assigned, transferred, pledged, hypothecated or otherwise disposed of except of, as follows: (a) to a person who, in the opinion of counsel for to the Company, is a person to whom this Warrant or the Warrant Shares Stock or Other Securities may legally be transferred without registration and without the delivery of a current prospectus under the Securities Act with respect thereto and then only against receipt by the Company of an agreement of such person to comply with the provisions of this Section 10 9 with respect to any resale or other disposition of such securities, which agreement shall be satisfactory in form and substance to the Company and its counsel; or or (b) to any person upon delivery of a prospectus then meeting the requirements of the Securities Act relating to such securities and the offering thereof for such sale or disposition, and thereafter to all successive assignees,.

Appears in 1 contract

Samples: Warrant Agreement (HYBRID Coating Technologies Inc.)

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