Transfer to Comply with the Securities Act. The Warrants and any Warrant Shares or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of counsel satisfactory to the Company confirming the availability of such exemption.
Appears in 4 contracts
Samples: Warrant Agreement (21st Century Holding Co), Warrant Agreement (21st Century Holding Co), Warrant Agreement (21st Century Holding Co)
Transfer to Comply with the Securities Act. The Warrants This Warrant and any Warrant Shares or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of its counsel satisfactory in form and substance to the Company confirming the availability of such exemption.
Appears in 3 contracts
Samples: Warrant Agreement (Big Entertainment Inc), Warrant Agreement (Big Entertainment Inc), Subscription Agreement (Big Entertainment Inc)
Transfer to Comply with the Securities Act. The Warrants and any Warrant Shares or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of counsel reasonably satisfactory to the Company confirming the availability of such exemption.
Appears in 2 contracts
Samples: Warrant Agreement (FreeSeas Inc.), Warrant Agreement (FreeSeas Inc.)
Transfer to Comply with the Securities Act. The Warrants Warrant and any Warrant Shares or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to an available exemptions exemption from such registration, provided that the transferor delivers to the Company an opinion of counsel reasonably satisfactory to the Company confirming the availability of such exemption.
Appears in 2 contracts
Samples: Warrant Agreement (Bluefire Ethanol Fuels Inc), Warrant Agreement (Bluefire Ethanol Fuels Inc)
Transfer to Comply with the Securities Act. The Warrants This Warrant and any Warrant Shares Share or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of counsel satisfactory to the Company confirming the availability of such exemption.
Appears in 1 contract
Samples: Warrant Agreement (Straz David a Jr)
Transfer to Comply with the Securities Act. The Warrants This Warrant and any Warrant Shares Stock or Other Securities may not be sold, transferred, pledged, hypothecated or otherwise disposed of unless registered under the Securities Act and any applicable state securities laws or pursuant to available exemptions from such registration, provided that the transferor delivers to the Company an opinion of counsel satisfactory to the Company confirming the availability of such exemption.
Appears in 1 contract
