Common use of Transfer to Comply with the Securities Act Clause in Contracts

Transfer to Comply with the Securities Act. This Warrant has not been registered under the Act and has been issued to the Holder for investment and not with a view to the distribution of either the Warrant or the Warrant Securities. Neither this Warrant nor any of the Warrant Securities or any other security issued or issuable upon exercise of this Warrant may be sold, transferred, pledged or hypothecated in the absence of an effective registration statement under the Act relating to such security or an opinion of counsel satisfactory to the Company that registration is not required under the Act. Each certificate for the Warrant, the Warrant Securities and any other security issued or issuable upon exercise of this Warrant shall contain a legend on the face thereof, in form and substance satisfactory to counsel for the Company, setting forth the restrictions on transfer contained in this Section.

Appears in 3 contracts

Samples: Warrant Agreement (Objectsoft Corp), Warrant Agreement (Objectsoft Corp), Warrant Agreement (Objectsoft Corp)

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Transfer to Comply with the Securities Act. This Warrant has not been registered under the Securities Act and has been issued to the Holder for investment and not with a view to the distribution of either the this Warrant or the Warrant SecuritiesShares. Neither this Warrant nor any of the Warrant Securities Shares or any other security issued or issuable upon exercise of this Warrant may be sold, transferred, pledged or hypothecated in the absence of an effective registration statement under the Act relating to such security or an opinion of counsel satisfactory to the Company that registration is not required under the ActAct and that such transfer further complies with applicable securities laws and transfer restrictions. Each certificate for the this Warrant, the Warrant Securities Shares and any other security issued or issuable upon exercise of this Warrant shall contain a legend on the face thereof, in form and substance satisfactory to counsel for the Company, setting forth the restrictions on transfer contained in this Section.

Appears in 2 contracts

Samples: Subscription Agreement (Pedevco Corp), Warrant Agreement (Pedevco Corp)

Transfer to Comply with the Securities Act. This Warrant has not been registered under the Securities Act and has been issued to the Holder Lennon for investment purposes and not with a view to the distribution of either the Warrant or the Warrant SecuritiesShares. Neither this Warrant nor any of the Warrant Securities Shares or any other security issued or issuable upon exercise of this Warrant may be sold, transferred, pledged or hypothecated in the absence of an effective registration statement under the Securities Act relating to such security or an opinion of counsel reasonably satisfactory to the Company that registration is not required under the Securities Act. Each certificate for the Warrant, the Warrant Securities Shares and any other security issued or issuable upon exercise of this Warrant shall contain a legend on the face fact thereof, in form and substance satisfactory to counsel for the Company, setting forth the restrictions on transfer contained in this Section.

Appears in 2 contracts

Samples: Settlement Agreement (Rnethealth Com Inc), Settlement Agreement (Rnethealth Com Inc)

Transfer to Comply with the Securities Act. This Warrant has not been registered under the Securities Act and has been issued to the Holder for investment Henrx xxx vestment purposes and not with a view to the distribution of either the Warrant or the Warrant SecuritiesShares. Neither this Warrant nor any of the Warrant Securities Shares or any other security issued or issuable upon exercise of this Warrant may be sold, transferred, pledged or hypothecated in the absence of an effective registration statement under the Securities Act relating to such security or an opinion of counsel reasonably satisfactory to the Company that registration is not required under the Securities Act. Each certificate for the Warrant, the Warrant Securities Shares and any other security issued or issuable upon exercise of this Warrant shall contain a legend on the face fact thereof, in form and substance satisfactory to counsel for the Company, setting forth the restrictions on transfer contained in this Section.

Appears in 1 contract

Samples: Settlement Agreement (Rnethealth Com Inc)

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Transfer to Comply with the Securities Act. This Warrant has not been registered under the Securities Act and has been issued to the Holder for Henrx xxx investment purposes and not with a view to the distribution of either the Warrant or the Warrant SecuritiesShares. Neither this Warrant nor any of the Warrant Securities Shares or any other security issued or issuable upon exercise of this Warrant may be sold, transferred, pledged or hypothecated in the absence of an effective registration statement under the Securities Act relating to such security or an opinion of counsel reasonably satisfactory to the Company that registration is not required under the Securities Act. Each certificate for the Warrant, the Warrant Securities Shares and any other security issued or issuable upon exercise of this Warrant shall contain a legend on the face fact thereof, in form and substance satisfactory to counsel for the Company, setting forth the restrictions on transfer contained in this Section.

Appears in 1 contract

Samples: Settlement Agreement (Rnethealth Com Inc)

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