Transferability and Negotiability of Warrant. This Warrant may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, if reasonably requested by the Company). Subject to the provisions of this Section 5, title to this Warrant may be transferred in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 11 contracts
Samples: Warrant Agreement (Principal Solar, Inc.), Warrant Agreement (Calpian, Inc.), Warrant Agreement (Calpian, Inc.)
Transferability and Negotiability of Warrant. This Warrant may not be transferred or assigned in whole or in part without compliance with all applicable federal and state securities laws by the transferor and the transferee (including, without limitation, the including delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, if reasonably such are requested by the Company). Subject to the provisions of this Section 5Warrant with respect to compliance with the Act, title to this Warrant may be transferred by endorsement (by the Holder executing this Assignment Form attached hereto) and delivery in the same manner as a negotiable instrument instruments transferable by endorsement and delivery.
Appears in 4 contracts
Samples: Warrant Agreement (Tv Filme Inc), Warrant to Purchase Common Stock (Tv Filme Inc), Warrant Agreement (Tv Filme Inc)
Transferability and Negotiability of Warrant. This Warrant may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, if reasonably requested by the Company). Subject to the provisions provisions of this Section 5, title to this Warrant may be transferred in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Samples: Placement Agent Warrant Agreement (Blast Energy Services, Inc.), Warrant Agreement (Blast Energy Services, Inc.)
Transferability and Negotiability of Warrant. This Warrant may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, if reasonably requested by and representations that such transferee is an “accredited investor” within the Companymeaning of Rule 501 of Regulation D under the Securities Act of 1933, as amended). Subject to the provisions of this Section 5, title to this Warrant may be transferred in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 2 contracts
Samples: Investment Warrant Agreement (Trxade Group, Inc.), Investment Warrant Agreement (Trxade Group, Inc.)
Transferability and Negotiability of Warrant. This Warrant may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee (includinginclud-ing, without limitation, the delivery of investment representation represen-tation letters and legal opinions reasonably satisfactory to the Company, if reasonably requested by the CompanyCom-pany). Subject to the provisions provisi-ons of this Section 5, title to this Warrant War-rant may be transferred in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Transferability and Negotiability of Warrant. This Warrant may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee (including, without limitation, the delivery of investment representation letters and legal opinions reasonably satisfactory to the Company, if reasonably requested by the Company). Subject to the provisions of this Section 5, title to this Warrant may be transferred in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract
Samples: Warrant Agreement (Toyzap.com, Inc.)
Transferability and Negotiability of Warrant. This Warrant may not be transferred or assigned in whole or in part without compliance with applicable federal and state securities laws by the transferor and the transferee (includingincluding, without limitation, the delivery of investment representation representation letters and legal opinions reasonably satisfactory to the Company, if reasonably requested by the CompanyCompany). Subject to the provisions provisions of this Section 5, title to this Warrant Warrant may be transferred in the same manner as a negotiable instrument transferable by endorsement and delivery.
Appears in 1 contract