Transfers in Compliance with Law; Substitution of Transferee. Notwithstanding any other provision of this Warrant, no Transfer may be made pursuant to this Section 9 unless (a) the Transferee has agreed in writing to be bound by the terms and conditions hereto, (b) the Transfer complies in all respects with the applicable provisions of this Warrant, and (c) the Transfer complies in all respects with applicable federal and state securities laws, including, without limitation, the Securities Act. If requested by the Company in its reasonable judgment, the transferring Holder shall supply to the Company (x) an opinion of counsel, at such transferring Holder’s expense, to the effect that such Transfer complies with the applicable federal and state securities laws; and (y) a written statement to the Company, in such form as it may reasonably request, certifying that the Transferee is an “accredited investor” as defined in Rule 501(a) under the Securities Act.
Appears in 7 contracts
Samples: Warrant Agreement (Flewber Global Inc.), Warrant Agreement (Flewber Global Inc.), Warrant Agreement (Flewber Global Inc.)
Transfers in Compliance with Law; Substitution of Transferee. Notwithstanding any other provision of this Warrant, no Transfer may be made pursuant to this Section 9 10 unless (a) the Transferee has agreed in writing to be bound by the terms and conditions hereto, (b) the Transfer complies in all respects with the applicable provisions of this Warrant, and (c) the Transfer complies in all respects with applicable federal and state securities laws, including, without limitation, the Securities Act. If requested by the Company in its reasonable judgment, the transferring Holder shall supply to the Company (x) an opinion of counsel, at such transferring Holder’s Hxxxxx's expense, to the effect that such Transfer complies with the applicable federal and state securities laws; and (y) a written statement to the Company, in such form as it may reasonably request, certifying that the Transferee is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act.
Appears in 3 contracts
Samples: Warrant Agreement (Basanite, Inc.), Warrant Agreement (Basanite, Inc.), Warrant Agreement (Basanite, Inc.)
Transfers in Compliance with Law; Substitution of Transferee. Notwithstanding any other provision of this Warrant, no Transfer may be made pursuant to this Section 9 10 unless (a) the Transferee has agreed in writing to be bound by the terms and conditions hereto, (b) the Transfer complies in all respects with the applicable provisions of this Warrant, and (c) the Transfer complies in all respects with applicable federal and state securities laws, including, without limitation, the Securities Act. If requested by the Company in its reasonable judgment, the transferring Holder shall supply to the Company (x) an opinion of counsel, at such transferring Holder’s expense, to the effect that such Transfer complies with the applicable federal and state securities laws; and (y) a written statement to the Company, in such form as it may reasonably request, certifying that the Transferee is an “accredited investor” as defined in Rule 501(a) under the Securities Act.
Appears in 3 contracts
Samples: Warrant Agreement (Ispire Technology Inc.), Warrant Agreement (Anixa Biosciences Inc), Warrant Agreement (Anixa Biosciences Inc)
Transfers in Compliance with Law; Substitution of Transferee. Notwithstanding any other provision of this Warrant, no Transfer may be made pursuant to this Section 9 unless (a) the Transferee has agreed in writing to be bound by the terms and conditions hereto, (b) the Transfer complies in all respects with the applicable provisions of this Warrant, and (c) the Transfer complies in all respects with applicable federal and state securities laws, including, without limitation, the Securities Act. If requested by the Company in its reasonable judgment, the transferring Holder shall supply to the Company (x) an opinion of counsel, at such transferring Holder’s Xxxxxx's expense, to the effect that such Transfer complies with the applicable federal and state securities laws; and (y) a written statement to the Company, in such form as it may reasonably request, certifying that the Transferee is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act.
Appears in 2 contracts
Samples: Warrant Agreement (Flewber Global Inc.), Warrant Agreement (Flewber Global Inc.)
Transfers in Compliance with Law; Substitution of Transferee. Notwithstanding any other provision of this Warrant, no Transfer may be made pursuant to this Section 9 2 unless (a) the Transferee has agreed in writing to be bound by the terms and conditions hereto, (b) the Transfer complies in all respects with the applicable provisions of this Warrant, and (c) the Transfer complies in all respects with applicable federal and state securities laws, including, without limitation, the Securities Act. If requested by the Company in its reasonable judgment, the transferring Holder Warrantholder shall supply to the Company (x) an opinion of counsel, at such transferring Holder’s Warrantholder's expense, to the effect that such Transfer complies with the applicable federal and state securities laws; and (y) a written statement to the Company, in such form as it may reasonably request, certifying that the Transferee is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act.
Appears in 1 contract
Samples: Warrant Agreement (ITUS Corp)
Transfers in Compliance with Law; Substitution of Transferee. Notwithstanding any other provision of this Warrant, no Transfer may be made pursuant to this Section 9 2 unless (a) the Transferee has agreed in writing to be bound by the terms and conditions hereto, (b) the Transfer complies in all respects with the applicable provisions of this Warrant, and (( c) the Transfer complies in all respects with applicable federal and state securities laws, including, without limitation, the Securities ActAct of 1933, as amended. If requested by the Company in its reasonable judgment, the transferring Holder Warrantholder shall supply to the Company (x) an opinion of counsel, at such transferring Holder’s Warrantholder's expense, to the effect that such Transfer complies with the applicable federal and state securities laws; and (y) a written statement to the Company, in such form as it may reasonably request, certifying that the Transferee is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act.
Appears in 1 contract
Samples: Warrant Agreement (Copytele Inc)
Transfers in Compliance with Law; Substitution of Transferee. Notwithstanding any other provision of this Warrant, no Transfer may be made pursuant to this Section 9 2 unless (a) the Transferee has agreed in writing to be bound by the terms and conditions hereto, (b) the Transfer complies in all respects with the applicable provisions of this Warrant, and (c) the Transfer complies in all respects with applicable federal and state securities laws, including, without limitation, the Securities ActAct of 1933, as amended. If requested by the Company in its reasonable judgment, the transferring Holder Warrantholder shall supply to the Company (x) an opinion of counsel, at such transferring Holder’s Warrantholder's expense, to the effect that such Transfer complies with the applicable federal and state securities laws; and (y) a written statement to the Company, in such form as it may reasonably request, certifying that the Transferee is an “"accredited investor” " as defined in Rule 501(a) under the Securities Act.
Appears in 1 contract
Samples: Warrant Agreement (ITUS Corp)