Transfers of Beneficial Interests in a Rule 144A Global Note. If the owner of a beneficial interest in a Rule 144A Global Note that is a Restricted Note wishes to transfer such interest (or portion thereof) pursuant to Rule 144 (if available) or to a Non-U.S. Person pursuant to Regulation S: (i) upon receipt by the Registrar of: (A) instructions from an Agent Member given to DTC in accordance with the Applicable Procedures directing DTC to credit or cause to be credited a beneficial interest in the Regulation S Global Note in a principal amount equal to the principal amount of the beneficial interest to be transferred, (B) instructions given in accordance with the Applicable Procedures containing information regarding the account to be credited with such increase, and (C) a certificate in the form of Exhibit B or Exhibit C hereto, as applicable, duly executed by the transferor; (ii) the Note Custodian shall increase the Regulation S Global Note and decrease the Rule 144A Global Note in accordance with the foregoing, and the Registrar shall register the transfer in the Note Register.
Appears in 13 contracts
Samples: Indenture (Cemex Sab De Cv), Indenture (Cemex Sab De Cv), Indenture (Cemex Sab De Cv)
Transfers of Beneficial Interests in a Rule 144A Global Note. If the owner of a beneficial interest in a Rule 144A Global Note that is a Restricted Note wishes to transfer such interest (or portion thereof) pursuant to Rule 144 (if available) or to a Non-U.S. Person pursuant to Regulation S:
(i) upon receipt by the Registrar of:
(A) instructions from an Agent Member given to DTC Euroclear or Clearstream in accordance with the Applicable Procedures directing DTC Euroclear or Clearstream to credit or cause to be credited a beneficial interest in the Regulation S Global Note in a principal amount equal to the principal amount of the beneficial interest to be transferred,
(B) instructions given in accordance with the Applicable Procedures containing information regarding the account to be credited with such increase, and
(C) a certificate in the form of Exhibit B or Exhibit C hereto, as applicable, duly executed by the transferor;
(ii) the Note Custodian shall increase the Regulation S Global Note and decrease the Rule 144A Global Note in accordance with the foregoing, and the Registrar shall register the transfer in the Note Register.
Appears in 6 contracts
Samples: Indenture (Cemex Sab De Cv), Indenture (Cemex Sab De Cv), Indenture (Cemex Sab De Cv)
Transfers of Beneficial Interests in a Rule 144A Global Note. If the owner of a beneficial interest in a Rule 144A Global Note that is a Restricted Note wishes to transfer such interest (or portion thereof) pursuant to Rule 144 (if available) or to a Non-U.S. Person pursuant to Regulation S:
(i1) upon receipt by the Registrar of::
(A) instructions from an Agent Member a DTC Participant given to DTC in accordance with the Applicable Procedures directing DTC to credit or cause to be credited a beneficial interest in the Regulation S Global Note in a principal amount equal to the principal amount of the beneficial interest to be transferred,;
(B) instructions given in accordance with the Applicable Procedures containing information regarding the account to be credited with such increase, and
(C) a certificate in the form of Exhibit B or Exhibit C hereto, as applicable, duly executed by the transferor;
(ii2) the Note Custodian shall increase the Regulation S Global Note and decrease the Rule 144A Global Note in accordance with the foregoing, and the Registrar shall register the transfer in the Note Register.
Appears in 1 contract
Samples: Indenture (Cemex Sab De Cv)
Transfers of Beneficial Interests in a Rule 144A Global Note. If the owner of a beneficial interest in a Rule 144A Global Note that is a Restricted Note wishes to transfer such interest (or portion thereof) pursuant to Rule 144 (if available) or to a Non-U.S. Person pursuant to Regulation S:
(iA) upon receipt by the Note Custodian and Security Registrar of:
(A1) instructions from an Agent Member given to DTC in accordance with the Applicable Procedures directing DTC to credit or cause to be credited a beneficial interest in the Regulation S Global Note in a principal amount equal to the principal amount of the beneficial interest to be transferred,
(B2) instructions given in accordance with the Applicable Procedures containing information regarding the account to be credited with such increase, and
(C3) a certificate in the form of Exhibit B or Exhibit C hereto, as applicable, duly executed by the Rule 144A transferor;
(iiB) the Note Custodian shall increase the Regulation S Global Note and decrease the Rule 144A Global Note in accordance with the foregoing, and the Security Registrar shall register the transfer in the Note Security Register.
Appears in 1 contract
Transfers of Beneficial Interests in a Rule 144A Global Note. If the owner of a beneficial interest in a Rule 144A Global Note that is a Restricted Note wishes to transfer such interest (or portion thereof) pursuant to Rule 144 (if available) or to a Non-U.S. Person pursuant to Regulation S:
(i) upon receipt by the Registrar of:
(A) instructions from an Agent Member given to DTC in accordance with the Applicable Procedures directing DTC to credit or cause to be credited a beneficial interest in the Regulation S Global Note in a principal amount equal to the principal amount of the beneficial interest to be transferred,
(B) instructions given in accordance with the Applicable Procedures containing information regarding the account to be credited with such increase, and
(C) a certificate in the form of Exhibit B or Exhibit C heretoC, as applicable, duly executed by the Rule 144A transferor;
(ii) the Note Custodian shall increase the Regulation S Global Note and decrease the Rule 144A Global Note in accordance with the foregoing, and the Registrar shall register the transfer in the Note Register.
Appears in 1 contract
Samples: Indenture (Cemex Sab De Cv)