Trusted Contact. Under FINRA Rule 4512, Firstrade Securities Inc. is required to disclose to you (the customer) that our clearing firm, Apex Clearing Corporation or an associated person of Firstrade and Apex is authorized to contact the trusted contact person and disclose information about the customer’s account to address possible financial exploitation, to confirm the specifics of the customer’s current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by FINRA Rule 2165.
Appears in 7 contracts
Samples: Electronic Services Agreement, Electronic Services Agreement, Electronic Services Agreement
