Common use of Type of Controlling Person Clause in Contracts

Type of Controlling Person. (ONLY to be completed by any individual who is a Controlling Person of an entity investor which is a Passive Non-Financial Entity or an Investment Entity located in a Non-Participating Jurisdiction and managed by another Financial Institution). For joint or multiple Controlling Persons please complete a separate Self-Certification form for each Controlling Person. Please confirm what type of Controlling Person applicable under CRS that applies to you/the investor by ticking the appropriate box. Please tick Entity Name Controlling Person of a legal person – control by ownership ☐ Controlling Person of a legal person – control by other means ☐ Controlling Person of a legal person – senior managing official ☐ Controlling Person of a trust – settlor ☐ Controlling Person of a trust – trustee ☐ Controlling Person of a trust – protector ☐ Controlling Person of a trust – beneficiary ☐ Controlling Person of a trust – other ☐ Controlling Person of a legal arrangement (non-trust) – settlor-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – trustee-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – protector-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – beneficiary-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – other-equivalent ☐

Type of Controlling Person. (ONLY to be completed by any individual who is a Controlling Person of an entity investor which is a Passive Non-Financial Entity or an Investment Entity located in a Non-Participating Jurisdiction and managed by another Financial Institution). ) For joint or multiple Controlling Persons please complete a separate Self-Certification form Form for each Controlling Person. Person Please confirm Confirm what type of Controlling Person applicable under CRS that applies to you/the investor by ticking the appropriate box. Please tick Tick Entity Name Controlling Person of a legal person – control by ownership ☐ byownership Controlling Person of a legal person – control by other means ☐ Controlling Person of a legal person – senior managing official ☐ Controlling Person of a trust – - settlor ☐ Controlling Person of a trust – trustee ☐ Controlling Person of a trust – protector ☐ Controlling Person of a trust – beneficiary ☐ Controlling Person of a trust – other ☐ Controlling Person of a legal arrangement (non-trust) – settlor-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – trustee-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – protector-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – beneficiary-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – other-equivalent ☐equivalent

Type of Controlling Person. (ONLY to be completed by any individual who is a Controlling Person of an entity investor which is a Passive Non-Financial Entity or an Investment Entity located in a Non-Participating Jurisdiction and managed by another Financial Institution). ) For joint or multiple Controlling Persons please complete a separate Self-Certification form Form for each Controlling Person. Person Please confirm Confirm what type of Controlling Person applicable under CRS that applies to you/the investor by ticking the appropriate box. Please tick Tick Entity Name Controlling Person of a legal person – control by ownership ☐ byownership Controlling Person of a legal person – control by other means ☐ othermeans Controlling Person of a legal person – senior managing official ☐ managingofficial Controlling Person of a trust – - settlor ☐ Controlling Person of a trust – trustee ☐ Controlling Person of a trust – protector ☐ Controlling Person of a trust – beneficiary ☐ Controlling Person of a trust – other ☐ Controlling Person of a legal arrangement (non-trust) – –settlor-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – –trustee-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – –protector-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – –beneficiary-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – –other-equivalent ☐equivalent

Type of Controlling Person. (ONLY to be completed by any an individual who is a Controlling Person of an entity investor which is a Passive Non-Financial Entity NFE or an Investment Entity located in a Non-Participating Jurisdiction and managed by another Financial Institution). ) For joint Joint or multiple Controlling Persons Person(s) please complete a separate “Individual (Including Controlling Persons) Self-Certification for FATCA and CRS" form for each Controlling Person. Please confirm what type of Controlling Person applicable under CRS that applies to you/the investor by ticking the appropriate box. Please tick Entity Name Controlling Person of a legal person – control by ownership ☐ Controlling Person of a legal person – control by other means ☐ Controlling Person of a legal person – senior managing official ☐ Controlling Person of a trust – settlor ☐ Controlling Person of a trust – - trustee ☐ Controlling Person of a trust – protector ☐ Controlling Person of a trust – - beneficiary ☐ Controlling Person of a trust – - other ☐ Controlling Person of a legal arrangement (non-trust) – settlor-settlor- equivalent ☐ Controlling Person of a legal arrangement (non-trust) – trusteetrustee- equivalent Controlling Person of protector-equivalent ☐ a legal arrangement (non-trust) – Controlling Person of beneficiary-equivalent a legal arrangement (non-trust) – Controlling Person of a legal arrangement (non-trust) – protector-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – beneficiary-equivalent ☐ Controlling Person of a legal arrangement (non-trust) – other-equivalent ☐other- equivalent