Common use of Types of Clients Clause in Contracts

Types of Clients. The majority of clients of London Stone Securities will be classified as retail clients which offers the greatest level of regulatory protection. However, depending on a number of factors including your experience, market knowledge and financial status, you may be classified as a professional client. Alternatively, you may choose to open an alternative type of account e.g. company account. Whilst London Stone Securities will advise you on the merits of each type of classification and make its own assessment as to your personal circumstances, it is your responsibility to ensure that you understand and agree to the classification and the level of regulatory protection that accompanies it. If you do not agree then you must raise this with your broker immediately.

Types of Clients. The majority of clients of London Stone Securities will be classified as retail clients which offers the greatest level of regulatory protection. However, However depending on a number of factors including your experience, market knowledge and financial status, status you may be classified as a professional client. Alternatively, Alternatively you may choose to open an alternative type of account e.g. company account. Whilst London Stone Securities will advise you on the merits of each type of classification and make its own assessment as to your personal circumstances, it is your responsibility to ensure that you understand and agree to the classification and the level of regulatory protection that accompanies it. If you do not agree then you must raise this with your broker immediately.