Common use of UK RETAIL INVESTORS Clause in Contracts

UK RETAIL INVESTORS. The Notes are not intended to be offered, sold or otherwise made available to and should not be offered, sold or otherwise made available to any retail investor in the United Kingdom (“UK”). For these purposes, a retail investor means a person who is one (or more) of:

Appears in 11 contracts

Samples: Announcement and Listing Document Disclaimer, Announcement and Listing Document, Announcement and Listing Document Disclaimer

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UK RETAIL INVESTORS. The If the Pricing Supplement in respect of any Notes includes a legend entitled “Prohibition of Sales to UK Retail Investors”, such Notes are not intended to be offered, sold or otherwise made available to and should not be offered, sold or otherwise made available to any retail investor in the United Kingdom (“UK”). For these purposes, a retail investor means a person who is one (or more) of:

Appears in 2 contracts

Samples: Announcement and Listing Document Disclaimer, Announcement and Listing Document Disclaimer

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