Common use of UNAUTHORIZED INFORMATION AND REPRESENTATIONS Clause in Contracts

UNAUTHORIZED INFORMATION AND REPRESENTATIONS. Neither you nor any other person is authorized by the Fund or the Dealer Manager to give any information or make any representations in connection with this Agreement or the Offer other than those contained in the Prospectus and other authorized solicitation material furnished by the Fund through the Dealer Manager, and you hereby agree not to use any solicitation material other than material referred to in this Section 4. Without limiting the generality of the foregoing, you agree for the benefit of the Fund and the Dealer Manager not to publish, circulate or otherwise use any other advertisement or solicitation material without the prior written approval of the Fund and the Dealer Manager. You are not authorized to act as agent of the Fund or the Dealer Manager in any respect, and you agree not to act as such agent and not to purport to act as such agent. On becoming a Soliciting Dealer and in soliciting exercises of Rights, you agree for the benefit of the Fund and the Dealer Manager to comply with any applicable requirements of the Securities Act, the Exchange Act, the rules and regulations thereunder, any applicable securities laws of any state or jurisdiction where such solicitations may lawfully be made, and the applicable rules and regulations of any self-regulatory organization or registered national securities exchange, and to perform and comply with the agreements set forth in your confirmation of your acceptance of this Agreement, a copy of the form of which is appended hereto.

Appears in 2 contracts

Samples: Soliciting Dealer Agreement (Zweig Total Return Fund Inc), Soliciting Dealer Agreement (Zweig Fund Inc /Md/)

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UNAUTHORIZED INFORMATION AND REPRESENTATIONS. Neither you nor any other person is authorized by the Fund Trust or the Dealer Manager to give any information or make any representations in connection with this Agreement or the Offer other than those contained in the Prospectus and other authorized Pros- xxxxxx xxx xxxxx xxxxxxxxed solicitation material furnished by the Fund Trust through the Dealer Manager, and you hereby agree not to use any solicitation material other than material referred to in this Section 44 and not to give any unauthorized information or make any unauthorized representations. Without limiting the generality of the foregoing, you agree for the benefit of the Fund Trust and the Dealer Manager not to publish, circulate or otherwise use any other advertisement or solicitation material without the prior written approval of the Fund Trust and the Dealer Manager. You are not authorized to act as agent of the Fund Trust or the Dealer Manager in any respect, and you agree not to act as such agent and not to purport to act as such agent. On becoming a Soliciting Dealer and in soliciting exercises of Rights, you agree for the benefit of the Fund Trust and the Dealer Manager to comply with any applicable requirements of the Securities Act, the Exchange Act, the rules and regulations thereunder, any applicable securities laws of any state or jurisdiction where such solicitations may lawfully be made, and the applicable rules and regulations of any self-regulatory organization or registered national securities exchange, and to perform and comply with the agreements set forth in your confirmation of your acceptance of this Agreement, a copy of the form of which is appended hereto.

Appears in 1 contract

Samples: Soliciting Dealer Agreement (H&q Healthcare Investors)

UNAUTHORIZED INFORMATION AND REPRESENTATIONS. Neither you nor any other person is authorized by the Fund or the Dealer Manager to give any information or make any representations in connection with this Agreement or the Offer other than those contained in the Prospectus and other authorized solicitation material furnished by the Fund through the Dealer Manager, and you hereby agree not to use any solicitation material other than material referred to in this Section 45. Without limiting the generality of the foregoing, you agree for the benefit of the Fund and the Dealer Manager not to publish, circulate or otherwise use any other advertisement or solicitation material without the prior written approval of the Fund and the Dealer Manager. You are not authorized to act as agent of the Fund or the Dealer Manager in any respect, and you agree not to act as such agent and not to purport to act as such agent. On becoming a Soliciting Dealer and in soliciting exercises of Rights, you agree for the benefit of the Fund and the Dealer Manager to comply with any applicable requirements of the Securities Act, the Exchange Act, the rules and regulations thereunder, any applicable securities laws of any state or jurisdiction where such solicitations may lawfully be made, and the applicable rules and regulations of any self-regulatory organization or registered national securities exchange, and to perform and comply with the agreements set forth in your confirmation of your acceptance of this Agreement, a copy of the form of which is appended hereto.

Appears in 1 contract

Samples: High Yield Plus Fund Inc

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UNAUTHORIZED INFORMATION AND REPRESENTATIONS. Neither you nor any other person is authorized by the Fund or the Dealer Manager Managers to give any information or make any representations in connection with this Agreement or the Offer other than those contained in the Prospectus and other authorized solicitation material furnished by the Fund through the Dealer ManagerManagers, and you hereby agree not to use any solicitation material other than material referred to in this Section 4. Without limiting the generality of the foregoing, you agree for the benefit of the Fund and the Dealer Manager Managers not to publish, circulate or otherwise use any other advertisement or solicitation material without the prior written approval of the Fund and the Dealer ManagerManagers. You are not authorized to act as agent of the Fund or the Dealer Manager Managers in any respect, and you agree not to act as such agent and not to purport to act as such agent. On becoming a Soliciting Dealer and in soliciting exercises of Rights, you agree for the benefit of the Fund and the Dealer Manager Managers to comply with any applicable requirements of the Securities Act, the Exchange Act, the rules and regulations thereunder, any applicable securities laws of any state or jurisdiction where such solicitations may lawfully be made, and the applicable rules and regulations of any self-regulatory organization or registered national securities exchange, and to perform and comply with the agreements set forth in your confirmation of your acceptance of this Agreement, a copy of the form of which is appended hereto.

Appears in 1 contract

Samples: Equitilink Australia (First Australia Prime Income Fund Inc)

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