UNDERTAKING OF SELLING AGENT. The Selling Agent will use its best efforts to find eligible persons to purchase Units on the terms stated herein and in the Prospectus and any amendments or supplements thereto. In connection with the offer and sale of the Units, the Selling Agent represents, warrants and agrees that it will comply fully with all applicable laws and the rules of the NASD, the SEC, the securities or Blue Sky administrators of the several states and various other jurisdictions and any other applicable regulatory body. It is understood that the Selling Agent has no commitment with regard to the offer or sale of the Units other than to use its best efforts as described above. The Selling Agent will deliver a signed Subscription Agreement, properly completed and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"), for each subscriber to PaineWebber, with instructions for PaineWebber to debit the subscriber's account and promptly deliver such funds to the escrow of funds account (Mercantile-Safe Deposit & Trust Company -- Campxxxx Xxxategic Allocation Fund, L.P. Escrow Account No. 66127-09) (the "Escrow Account") established by the Partnership with the Mercantile-Safe Deposit & Trust Company (the "Escrow Agent") pursuant to an Escrow Agreement, dated as of January 12, 1994 (the "Escrow Agreement"). The Selling Agent will in no case collect funds from the subscriber and transmit them directly to the Escrow Agent, but will in all cases deliver instructions for PaineWebber to debit the subscriber's brokerage account. PaineWebber will promptly deliver to the General Partner the originally signed Subscription Agreement received by it from the Selling Agent, concurrent with its transmission of funds to the Escrow Agent. Promptly after receipt of a subscription and the funds therefor by the Escrow Agent and delivery of a copy of the related Subscription Agreement to the General Partner, an interim receipt will be mailed by the General Partner to each such subscriber for the amount deposited in the Escrow Account on behalf of such subscriber.
Appears in 3 contracts
Samples: Correspondent Selling Agreement (Campbell Strategic Allocation Fund Lp), Correspondent Selling Agreement (Campbell Strategic Allocation Fund Lp), Correspondent Selling Agreement (Campbell Strategic Allocation Fund Lp)
UNDERTAKING OF SELLING AGENT. The Selling Agent will use its best efforts to find eligible persons to purchase Units on the terms stated herein and in the Prospectus and any amendments or supplements thereto. In connection with the offer and sale of the Units, the Selling Agent represents, warrants and agrees that it will comply fully with all applicable laws and the rules of the NFA, the NASD, the SEC, the securities or Blue Sky administrators of the several states and various other jurisdictions and any other applicable regulatory body. It is understood that the Selling Agent has no commitment with regard to the offer or sale of the Units other than to use its best efforts as described above. The Selling Agent will deliver a signed Subscription Agreement, properly completed all cash and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"), for each subscriber to PaineWebber, with instructions for PaineWebber to debit the subscriber's account and promptly deliver such funds checks received by it from subscribers to the escrow of funds account (Mercantile-Safe Deposit & Trust Company -- Campxxxx Xxxategic Allocation Fund, L.P. Escrow Account No. 66127-09) (the "Escrow Account") established by the Partnership with the Mercantile-Safe Deposit & Trust Company (the "Escrow Agent") pursuant to an Escrow Agreement, dated as of January 12, 1994 (the "Escrow Agreement"). Such cash and checks shall be transmitted to the Escrow Agent by the Selling Agent no later than noon on the business day next succeeding the receipt of such cash and checks by the Selling Agent. Such cash or checks will be accompanied by one executed copy of the subscription agreement/power of attorney for each subscription obtained, properly completed and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"). All checks received by the Selling Agent from subscribers shall be made payable to "Mercantile-Safe Deposit & Trust Company -- Campxxxx Xxxategic Allocation Fund, L.P. Escrow Account No. 66127-09." The Selling Agent will in no case collect funds from the subscriber and transmit them directly to the Escrow Agent, but will in all cases deliver instructions for PaineWebber to debit the subscriber's brokerage account. PaineWebber will promptly deliver to the General Partner the originally signed one photocopy of each such Subscription Agreement received by it from the Selling Agent, concurrent with its transmission of funds to the Escrow AgentAgreement. Promptly after receipt of a subscription and the funds therefor by the Escrow Agent and delivery of a copy of the related Subscription Agreement to the General Partner, an interim receipt will be mailed by the General Partner to each such subscriber for the amount deposited in the Escrow Account on behalf of such subscriber.
Appears in 1 contract
Samples: Selling Agreement (Campbell Strategic Allocation Fund Lp)
UNDERTAKING OF SELLING AGENT. The Selling Agent will use its best efforts to find eligible persons to purchase Units on the terms stated herein and in the Prospectus and any amendments or supplements thereto. In connection with the offer and sale of the Units, the Selling Agent represents, warrants and agrees that it will comply fully with all applicable laws and the rules of the NFA, the NASD, the SEC, the securities or Blue Sky administrators of the several states and various other jurisdictions and any other applicable regulatory body. It is understood that the Selling Agent has no commitment with regard to the offer or sale of the Units other than to use its best efforts as described above. The Selling Agent will deliver a signed Subscription Agreementall cash and checks received by it from subscribers to the escrow of funds account as designated by the Managing Owner in Schedule A hereto (the "Escrow Account"). The Managing Owner may amend Schedule A upon notice to the Selling Agent. Such cash and checks shall be transmitted to the Escrow Account by the Selling Agent no later than noon on the business day next succeeding the receipt of such cash and checks by the Selling Agent. Such cash or checks will be accompanied by one executed copy of the subscription agreement/power of attorney for each subscription obtained, properly completed and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"), for each subscriber to PaineWebber, with instructions for PaineWebber to debit . All checks received by the subscriber's account and promptly deliver such funds Selling Agent from subscribers shall be made payable to the escrow of funds account (Mercantile-Safe Deposit & Trust Company -- Campxxxx Xxxategic Allocation Fund, L.P. Escrow Account No. 66127-09) (the "Escrow Account") established by the Partnership with the Mercantile-Safe Deposit & Trust Company (the "Escrow Agent") pursuant to an Escrow Agreement, dated as of January 12, 1994 (the "Escrow Agreement")designated on Schedule A hereto. The Selling Agent will in no case collect funds from the subscriber and transmit them directly to the Escrow Agent, but will in all cases deliver instructions for PaineWebber to debit the subscriber's brokerage account. PaineWebber will promptly deliver to the General Partner the originally signed Managing Owner one photocopy of each such Subscription Agreement received by it from the Selling Agent, concurrent with its transmission of funds to the Escrow AgentAgreement. Promptly after receipt of a subscription and the funds therefor by the Escrow Agent escrow agent designated on Schedule A hereto and delivery of a copy of the related Subscription Agreement to the General PartnerManaging Owner, an interim receipt will be mailed by the General Partner Managing Owner to each such subscriber for the amount deposited in the Escrow Account on behalf of such subscriber.
Appears in 1 contract
Samples: Selling Agreement (Campbell Alternative Asset Trust)
UNDERTAKING OF SELLING AGENT. The Selling Agent will use its best efforts to find eligible persons to purchase Units on the terms stated herein and in the Prospectus and any amendments or supplements thereto. In connection with the offer and sale of the Units, the Selling Agent represents, warrants and agrees that it will comply fully with all applicable laws and the rules of the NFA, the NASD, the SEC, the securities or Blue Sky administrators of the several states and various other jurisdictions and any other applicable regulatory body. It is understood that the Selling Agent has no commitment with regard to the offer or sale of the Units other than to use its best efforts as described above. The Selling Agent will deliver a signed Subscription Agreement, properly completed all cash and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"), for each subscriber to PaineWebber, with instructions for PaineWebber to debit the subscriber's account and promptly deliver such funds checks received by it from subscribers to the escrow of funds account (Mercantile-Safe Deposit & Trust Company -- Campxxxx Xxxategic Xxxet Allocation FundTrust, L.P. Escrow Account No. 66127-09Account) (the "Escrow Account") established by the Partnership Trust with the Mercantile-Safe Deposit & Trust Company (the "Escrow Agent") pursuant to an Escrow Agreement, dated as of January 12_______, 1994 2000 (the "Escrow Agreement"). Such cash and checks shall be transmitted to the Escrow Agent by the Selling Agent no later than noon on the business day next succeeding the receipt of such cash and checks by the Selling Agent. Such cash or checks will be accompanied by one executed copy of the subscription agreement/power of attorney for each subscription obtained, properly completed and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"). All checks received by the Selling Agent from subscribers shall be made payable to "Campxxxx Xxxet Allocation Trust, Escrow Account." The Selling Agent will in no case collect funds from the subscriber and transmit them directly to the Escrow Agent, but will in all cases deliver instructions for PaineWebber to debit the subscriber's brokerage account. PaineWebber will promptly deliver to the General Partner the originally signed Managing Owner one photocopy of each such Subscription Agreement received by it from the Selling Agent, concurrent with its transmission of funds to the Escrow AgentAgreement. Promptly after receipt of a subscription and the funds therefor by the Escrow Agent and delivery of a copy of the related Subscription Agreement to the General PartnerManaging Owner, an interim receipt will be mailed by the General Partner to each such subscriber for the amount deposited in the Escrow Account on behalf of such subscriber.interim
Appears in 1 contract
Samples: Selling Agreement (Campbell Asset Allocation Trust)
UNDERTAKING OF SELLING AGENT. The Selling Agent will shall use its best efforts to find eligible persons and entities to purchase Units on the terms stated herein and in the Prospectus and any amendments or supplements theretoProspectus. In connection with the offer and sale of the Units, the Selling Agent represents, warrants and agrees that it will shall comply fully with all applicable laws and the rules of the CFTC, the NFA, the NASD, the SEC, the securities or Blue Sky blue-sky administrators of the several states and various other jurisdictions in which the Units are offered and any other applicable regulatory body. It is understood that the The Selling Agent has shall have no commitment with regard to the offer or sale of the Units other than to use its best efforts as described above. The Selling Agent will shall deliver a signed Subscription all cash and checks received by it from subscribers to the escrow account (the "Escrow Account") maintained by the Fund at The Chase Manhattan Bank (the "Escrow Agent") pursuant to an Escrow Agreement dated as of _____________, 2000 (the "Escrow Agreement"). The Selling Agent shall transfer such cash and checks to the Escrow Agent no later than noon on the business day next succeeding the receipt of such cash and checks by the Selling Agent. Such cash or checks shall be accompanied by one executed copy of the subscription agreement and power of attorney for each subscription obtained, properly completed and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"), for each subscriber . All cash and checks received by the Selling Agent from subscribers shall be made payable to PaineWebber, with instructions for PaineWebber to debit the subscriber's account and promptly deliver such funds to the escrow of funds account (Mercantile-Safe Deposit & Trust Company "The Chase Manhattan Bank -- Campxxxx Xxxategic Allocation Shafxxx Xxxersified Fund, L.P. Escrow Account No. 66127-09) (the "LP Escrow Account") established by the Partnership with the Mercantile-Safe Deposit & Trust Company (the "Escrow Agent") pursuant to an Escrow Agreement, dated as of January 12, 1994 (the "Escrow Agreement"). ." The Selling Agent will in no case collect funds from the subscriber and transmit them directly to the Escrow Agent, but will in all cases deliver instructions for PaineWebber to debit the subscriber's brokerage account. PaineWebber will shall promptly deliver to the General Partner the originally signed one photocopy of each such Subscription Agreement received by it from the Selling Agent, concurrent with its transmission of funds to the Escrow AgentAgreement. Promptly after receipt of a subscription and the funds therefor by the Escrow Agent and delivery of a copy of the related 3 Subscription Agreement to the General Partner, an interim receipt will shall be mailed by the General Partner to each such subscriber for the amount deposited in the Escrow Account on behalf of such subscriber.
Appears in 1 contract
UNDERTAKING OF SELLING AGENT. The Selling Agent will use its best efforts to find eligible persons to purchase Units on the terms stated herein and in the Prospectus and any amendments or supplements thereto. In connection with the offer and sale of the Units, the Selling Agent represents, warrants and agrees that it will comply fully with all applicable laws and the rules of the NFA, the NASD, the SEC, the securities or Blue Sky administrators of the several states and various other jurisdictions and any other applicable regulatory body. It is understood that the Selling Agent has no commitment with regard to the offer or sale of the Units other than to use its best efforts as described above. The Selling Agent will deliver a signed Subscription Agreement, properly completed all cash and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"), for each subscriber to PaineWebber, with instructions for PaineWebber to debit the subscriber's account and promptly deliver such funds checks received by it from subscribers to the escrow of funds account (Mercantile-Safe Deposit & Trust Company -- Campxxxx Xxxategic Allocation Fund, L.P. Xxxernative Asset Trust Escrow Account No. 66127-09____) (the "Escrow Account") established by the Partnership Trust with the Mercantile-Safe Deposit & Trust Company (the "Escrow Agent") pursuant to an Escrow Agreement, dated as of January 12________, 1994 2000 (the "Escrow Agreement"). Such cash and checks shall be transmitted to the Escrow Agent by the Selling Agent no later than noon on the business day next succeeding the receipt of such cash and checks by the Selling Agent. Such cash or checks will be accompanied by one executed copy of the subscription agreement/power of attorney for each subscription obtained, properly completed and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"). All checks received by the Selling Agent from subscribers shall be made payable to "Mercantile-Safe Deposit & Trust Company -- Campxxxx Xxxernative Asset Trust Escrow Account No. ____." The Selling Agent will in no case collect funds from the subscriber and transmit them directly to the Escrow Agent, but will in all cases deliver instructions for PaineWebber to debit the subscriber's brokerage account. PaineWebber will promptly deliver to the General Partner the originally signed Managing Owner one photocopy of each such Subscription Agreement received by it from the Selling Agent, concurrent with its transmission of funds to the Escrow AgentAgreement. Promptly after receipt of a subscription and the funds therefor by the Escrow Agent and delivery of a copy of the related Subscription Agreement to the General PartnerManaging Owner, an interim receipt will be mailed by the General Partner to each such subscriber for the amount deposited in the Escrow Account on behalf of such subscriber.an
Appears in 1 contract
Samples: Selling Agreement (Campbell Alternative Asset Trust)
UNDERTAKING OF SELLING AGENT. The Selling Agent will use its best efforts to find eligible persons to purchase Units on the terms stated herein and in the Prospectus and any amendments or supplements thereto. In connection with the offer and sale of the Units, the Selling Agent represents, warrants and agrees that it will comply fully with all applicable laws and the rules of the NASD, the SEC, the securities or Blue Sky administrators of the several states and various other jurisdictions and any other applicable regulatory body. It is understood that the Selling Agent has no commitment with regard to the offer or sale of the Units other than to use its best efforts as described above. The Selling Agent will deliver a signed Subscription Agreement, properly completed all cash and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"), for each subscriber to PaineWebber, with instructions for PaineWebber to debit the subscriber's account and promptly deliver such funds checks received by it from subscribers to the escrow of funds account (Mercantile-Safe Deposit & Trust Company -- Campxxxx Xxxategic Allocation Fund, L.P. Escrow Account No. 66127-09) (the "Escrow Account") established by the Partnership with the Mercantile-Safe Deposit & Trust Company (the "Escrow Agent") pursuant to an Escrow Agreement, dated as of January 12, 1994 (the "Escrow Agreement"). Such cash and checks shall be transmitted to the Escrow Agent by the Selling Agent no later than noon on the business day next succeeding the receipt of such cash and checks by the Selling Agent. Such cash or checks will be accompanied by one executed copy of the subscription agreement/power of attorney for each subscription obtained, properly completed and executed and in the form of Exhibit D to the Prospectus (a "Subscription Agreement"). All checks received by the Selling Agent from subscribers shall be made payable to "Mercantile-Safe Deposit & Trust Company -- Campxxxx Xxxategic Allocation Fund, L.P. Escrow Account No. 66127-09." The Selling Agent will in no case collect funds from the subscriber and transmit them directly to the Escrow Agent, but will in all cases deliver instructions for PaineWebber to debit the subscriber's brokerage account. PaineWebber will promptly deliver to the General Partner the originally signed one photocopy of each such Subscription Agreement received by it from the Selling Agent, concurrent with its transmission of funds to the Escrow AgentAgreement. Promptly after receipt of a subscription and the funds therefor by the Escrow Agent and delivery of a copy of the related Subscription Agreement to the General Partner, an interim receipt will be mailed by the General Partner to each such subscriber for the amount deposited in the Escrow Account on behalf of such subscriber.
Appears in 1 contract
Samples: Selling Agreement (Campbell Strategic Allocation Fund Lp)