Common use of Underwriter Review Clause in Contracts

Underwriter Review. The review of the policies and procedures of each Fund’s underwriter shall cover, among other things, to the extent applicable to such Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling agreement process; (v) Payments of 12b-1 fees to selling brokers; (vi) The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each Fund’s underwriter shall cover, among other things, to the extent applicable to such Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio Proprietary trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling agreement process; (v) Payments of 12b-1 fees to selling brokers; (vi) The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each the Fund’s underwriter shall cover, among other things, to the extent applicable to such the Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling agreement process; (v) Payments of 12b-1 fees to selling brokers; (vi) The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each the Fund’s underwriter shall cover, among other things, to the extent applicable to such the Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio Proprietary trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling agreement process; (v) Payments of 12b-1 fees to selling brokers; (vi) The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each Fund’s underwriter underwriter, if applicable, shall cover, among other things, to the extent applicable to such Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling agreement process; (v) Payments of 12b-1 fees to selling brokers; (vi) The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each the Fund’s underwriter shall cover, among other things, to the extent applicable to such the Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling agreement process; (v) Payments of 12b-1 fees to selling brokers; (vi) The prevention of money laundering; (viivi) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viiivii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each the Fund’s underwriter shall cover, among other things, to the extent applicable to such the Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio Proprietary trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling agreement process; (v) Payments of 12b-1 distribution fees to selling brokers; (vi) The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each Fund’s underwriter shall cover, among other things, to the extent applicable to such Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio Proprietary trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling Authorized Participant agreement process; (v) Payments of 12b-1 fees to selling brokers, if any; (vi) The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each Fund’s 's underwriter shall cover, among other things, to the extent applicable to such Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio Proprietary trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s 's selling agreement process; (v) Payments of 12b-1 fees to selling brokers; (vi) The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each the Fund’s underwriter shall cover, among other things, to the extent applicable to such the Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling agreement process; (v) Payments of 12b-1 distribution fees to selling brokers; (vi) The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each Fund’s underwriter shall cover, among other things, to the extent applicable to such Fund, policies and procedures governing and/or applicable to: : (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; ; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; ; (iii) Portfolio trading of the Fund and personal trading activities of supervised persons; ; (iv) The Fund’s selling agreement process; ; (v) Payments of 12b-1 fees to selling brokers; ; (vi) The prevention of money laundering; ; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and and (viii) Business continuity plans.

Underwriter Review. The review of the policies and procedures of each the Fund’s underwriter shall cover, among other things, to the extent applicable to such the Fund, policies and procedures governing and/or applicable to: (i) The accuracy of disclosures made to investors, clients, and regulators, including account statements and advertisements; (ii) The accurate creation of required records and their maintenance in a manner that secures them from unauthorized alteration or use and protects them from untimely destruction; (iii) Portfolio trading of the Fund and personal trading activities of supervised persons; (iv) The Fund’s selling agreement process; (v) Payments of 12b-1 fees to selling brokers; ; (vi) The vi)The prevention of money laundering; (vii) Advertising review process, submission of materials to FINRA and the maintenance of advertising review records; and (viii) Business continuity plans.