Common use of UNDERWRITERS’ INFORMATION Clause in Contracts

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Short Positions.”

Appears in 14 contracts

Samples: Underwriting Agreement (B. Riley Financial, Inc.), B. Riley Financial, Inc., B. Riley Financial, Inc.

AutoNDA by SimpleDocs

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Packageany Issuer Free Writing Prospectus identified in Schedule II hereto, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short Positions.”

Appears in 8 contracts

Samples: Underwriting Agreement (SWK Holdings Corp), Underwriting Agreement (Greenidge Generation Holdings Inc.), Underwriting Agreement (Argo Blockchain PLC)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the first, second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Short Positions.”

Appears in 3 contracts

Samples: Underwriting Agreement (Babcock & Wilcox Enterprises, Inc.), Underwriting Agreement (Synchronoss Technologies Inc), Babcock & Wilcox Enterprises, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first fourth paragraph under in the section entitled “Underwriting – Discounts and Expenses(Conflicts of Interest)” and the information contained in the first and second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting (Conflicts of Interest)– Price Stabilization; Short Positions.”

Appears in 3 contracts

Samples: Underwriting Agreement (Synchronoss Technologies Inc), Underwriting Agreement (Babcock & Wilcox Enterprises, Inc.), Babcock & Wilcox Enterprises, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short Positions.”

Appears in 3 contracts

Samples: Underwriting Agreement (Harrow Health, Inc.), Harrow Health, Inc., Harrow Health, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Underwriters’ Information consists solely of the following information in the General Disclosure PackageProspectus: (i) the last paragraph on the front cover page concerning the terms of the offering by the Underwriters and, under the Prospectus heading “Underwriting”, (ii) the list of Underwriters and their respective participation in the Registration Statement: sale of the concession figure appearing in Stock, (iii) the first paragraph sentences related to concessions and reallowances and (iv) the paragraphs under the section entitled subheadings Underwriting – Discounts —Price Stabilization, Short Positions and ExpensesPenalty Bids” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled Underwriting – Price Stabilization; Short Positions—Electronic Distribution.”

Appears in 3 contracts

Samples: Underwriting Agreement (CymaBay Therapeutics, Inc.), Underwriting Agreement (CymaBay Therapeutics, Inc.), Underwriting Agreement (CymaBay Therapeutics, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Packageany Issuer Free Writing Prospectus identified in Schedule II hereto, the Prospectus and in the Registration Statement: the concession figure appearing in [the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short Positions.”]

Appears in 2 contracts

Samples: Underwriting Agreement (SWK Holdings Corp), Underwriting Agreement (SWK Holdings Corp)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Underwriters’ Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts — Commission and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting Price Stabilization; Stabilization and Short Positions.”

Appears in 2 contracts

Samples: Underwriting Agreement (Kratos Defense & Security Solutions, Inc.), Underwriting Agreement (Kratos Defense & Security Solutions, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts Commissions and ExpensesDiscounts” and the information contained in the second and fourth paragraphs third paragraph relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short PositionsPositions and Market Making.”

Appears in 1 contract

Samples: Underwriting Agreement (Bed Bath & Beyond Inc)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expensesand the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Short Positions.

Appears in 1 contract

Samples: B. Riley Financial, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information “Underwriters’ Information” consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration StatementProspectus: the concession figure appearing in the first paragraph under the section entitled caption Underwriting – Discounts Underwriting—Commissions and Discounts; Expenses,” the statements concerning stabilization by the Underwriters under the caption “Underwriting—Price Stabilization and Short Positions” and the information statements contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled caption Underwriting – Price Stabilization; Short PositionsUnderwriting—Passive Market Making.”

Appears in 1 contract

Samples: Underwriting Agreement (Pacific Ethanol, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Underwriters' Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts "Underwriting—Commission and Expenses" and the information contained in the second second, third and fourth fifth paragraphs relating to stabilization transactions under the section entitled “Underwriting – "Underwriting—Price Stabilization; , Short PositionsPositions and Penalty Bids."

Appears in 1 contract

Samples: Kratos Defense & Security Solutions, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts — Commission and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting Price Stabilization; Stabilization and Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (Kratos Defense & Security Solutions, Inc.)

AutoNDA by SimpleDocs

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information information provided by or on behalf of the Underwriter consists solely of the following information material included in the General Disclosure Package, following paragraphs of the Prospectus and “Underwriting” section in the Registration StatementProspectuses: the concession figure appearing in (i) the first paragraph under the section entitled Underwriting – Discounts and Expenses—Commissions” and (ii) the information contained in third, fourth and fifth paragraphs under “—Covenants”, only insofar as such statements relate to selling concession and stabilization activities that may be undertaken by the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Short PositionsUnderwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Vicinity Motor Corp)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure PackageProspectus: (i) the sixth paragraph of the cover page regarding delivery of the Shares, (ii) the Prospectus and in the Registration Statement: the concession figure appearing in the first fifth paragraph under the section entitled heading Underwriting – Discounts Underwriting” regarding certain terms of the offering of the Shares and Expenses” (iii) the fifteenth and the information contained in the second seventeenth paragraphs related to stabilizing transactions and fourth paragraphs relating to stabilization transactions passive market making under the section entitled heading Underwriting – Price Stabilization; Short PositionsUnderwriting”.

Appears in 1 contract

Samples: Underwriting Agreement (Cache Inc)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts Commission and ExpensesDiscounts” and the information contained in the first and second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Stabilization and Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (B. Riley Financial, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Pricing Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; , Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (Cryo Cell International Inc)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s 's Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled "Underwriting – Discounts and Expenses" and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled "Underwriting – Price Stabilization; , Short Positions."

Appears in 1 contract

Samples: Fossil Group, Inc.

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Underwriters’ Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts Commission and Expenses” and the information contained in the first, second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Stabilization and Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (MeetMe, Inc.)

UNDERWRITERS’ INFORMATION. The parties hereto acknowledge and agree that, for all purposes of this Agreement, the Underwriter’s Information consists solely of the following information in the General Disclosure Package, the Prospectus and in the Registration Statement: the concession figure appearing in the first paragraph under the section entitled “Underwriting – Discounts Commission and Expenses” and the information contained in the second and fourth paragraphs relating to stabilization transactions under the section entitled “Underwriting – Price Stabilization; Stabilization and Short Positions.”

Appears in 1 contract

Samples: Underwriting Agreement (B. Riley Financial, Inc.)

Time is Money Join Law Insider Premium to draft better contracts faster.