Underwriting Activities Sample Clauses
The 'Underwriting Activities' clause defines the scope and responsibilities related to the process of evaluating, pricing, and assuming risk for insurance or securities offerings. It typically outlines the specific actions the underwriter is authorized to perform, such as conducting due diligence, setting terms, and distributing securities or insurance policies. This clause ensures that all parties understand the underwriter's role and the boundaries of their authority, thereby clarifying expectations and reducing the risk of disputes regarding underwriting obligations.
Underwriting Activities. Southwest and Centuri shall enter into the Underwriting Agreement, in form and substance reasonably satisfactory to Southwest and shall comply with its obligations thereunder.
Underwriting Activities. Parent and ▇▇▇▇ shall enter into the Underwriting Agreement, in form and substance reasonably satisfactory to Parent and shall comply with its obligations thereunder.
Underwriting Activities. SRM and the Company shall enter into the Underwriting Agreement, in form and substance reasonably satisfactory to the Company and SRM and shall comply with their obligations thereunder.
Underwriting Activities. 1. The Underwriter will receive orders from purchasers for and the Fund will sell, issue and deliver from time to time to such purchasers, such part of the authorized shares of capital stock of the Fund remaining un-issued as from time to time shall be effectively registered under the Securities Act of 1933, as amended (the "33 Act"), at prices determined as hereinafter provided and on the terms hereinafter set forth, all subject to applicable Federal and State laws and regulations and to the charter of the Fund.
2. The Underwriter shall present all orders received by it for shares of capital stock of the Fund to the Fund by telegraphic or written purchase orders and each such order shall be subject to the acceptance or rejection by the Fund in its sole discretion
2.1 Notwithstanding any other provision hereof, whenever in the judgment of the Fund such action is warranted by market, economic or political conditions or by abnormal circumstances of any kind, the Fund may suspend the offer of shares in effect and may, without liability under the provision of this Agreement, decline to accept or confirm any orders or make any sales of shares or capital stock under this Agreement until such time as the Fund shall deem it advisable to resume the offering of such shares, provided that as soon as practicable after the taking of any such action a special meeting of the Board of Directors shall be called to be held as soon as practicable thereafter to determine whether or not such action shall then continue to be effective, and the period during, or the circumstance under, which such action shall continue or cease to be effective. During any period during which the offer of shares shall be suspended or the Fund shall decline to acceptor confirm any such orders or make any such sales, the Fund shall be under no obligation to confirm or accept any such orders or make any such sale at any price.
2.2 The Fund will use its best efforts to keep effectively registered under the 33 Act for sale as herein contemplated such shares of its capital stock as the Underwriter shall reasonably request and as the Securities and Exchange Commission (the "SEC") shall permit to be so registered.
3. Sales by the Underwriter shall be made as agent for the Fund and all such sales be made to or though qualified dealers or others in such manner, not inconsistent with the provisions hereof and the then effective registration statement of the Fund under the 33 Act, (and related prospectus), as...
Underwriting Activities. Parent and SpinCo shall enter into the Underwriting Agreement, in form and substance reasonably satisfactory to Parent and shall comply with their respective obligations thereunder.
Underwriting Activities. The following is a list of underwriting activities that Epoch shall perform or cause to be performed on its behalf:
Underwriting Activities. BioVie and SpinCo shall enter into the Underwriting Agreement, in form and substance reasonably satisfactory to BioVie and shall comply with its obligations thereunder.