Common use of Unregistered Securities Clause in Contracts

Unregistered Securities. (a) Accredited Investor Status; Sophisticated Purchasers. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities and the Conversion Shares. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion Shares.

Appears in 7 contracts

Samples: Purchase Agreement (Oaktree Capital Group, LLC), Purchase Agreement (Luminus Management LLC), Purchase Agreement (Gen IV Investment Opportunities, LLC)

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Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities and the Conversion SharesSecurities. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion SharesSecurities.

Appears in 4 contracts

Samples: Preferred Unit Purchase Agreement, Preferred Unit Purchase Agreement (Stonemor Partners Lp), Purchase Agreement (CSI Compressco LP)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated Purchasers. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities Securities, the Conversion Shares and the Conversion Redemption Shares. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Securities, the Conversion Shares and the Conversion Redemption Shares.

Appears in 3 contracts

Samples: Purchase Agreement (Crestview Partners III GP, L.P.), Purchase Agreement (U.S. Well Services, Inc.), Purchase Agreement (U.S. Well Services, Inc.)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities Units and the Conversion SharesUnits. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Units and the Conversion SharesUnits.

Appears in 3 contracts

Samples: Series B Preferred Unit Purchase Agreement (Breitburn Energy Partners LP), Purchase Agreement (Breitburn Energy Partners LP), Purchase Agreement (Regency Energy Partners LP)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 under Section 4(a)(2) of the Securities Act and is able to bear the risk of its investment in the Purchased Securities and the Conversion Shares. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion Shares.

Appears in 3 contracts

Samples: Registration Rights Agreement (Comscore, Inc.), Registration Rights Agreement (Comscore, Inc.), Registration Rights Agreement (Comscore, Inc.)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Units and the Conversion SharesUnits. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Units and the Conversion SharesUnits.

Appears in 3 contracts

Samples: Registration Rights Agreement (KNOT Offshore Partners LP), Registration Rights Agreement (MPLX Lp), Series a Preferred Unit (Plains All American Pipeline Lp)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 of Regulation D under the Securities Act and is able to bear the risk of its investment in Purchased Securities and the Conversion SharesShares for an indefinite period. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion Shares.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Triangle Petroleum Corp), Stock Purchase Agreement (Triangle Petroleum Corp), Stock Purchase Agreement (Triangle Petroleum Corp)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated Purchasers. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities and the Conversion SharesSecurities. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion SharesSecurities.

Appears in 2 contracts

Samples: Purchase Agreement (Contango Oil & Gas Co), Purchase Agreement (Contango Oil & Gas Co)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Units, the PIK Units and the Conversion SharesUnits, as applicable. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Units and the Conversion SharesUnits, as applicable.

Appears in 2 contracts

Samples: Series a Preferred Unit Purchase Agreement (NextEra Energy Partners, LP), Registration Rights Agreement (Dominion Midstream Partners, LP)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Units, the PIK Units and the Conversion SharesUnits, as applicable. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Units and the Conversion SharesUnits, as applicable.

Appears in 2 contracts

Samples: Series a Preferred Unit Purchase Agreement (Cypress Energy Partners, L.P.), Registration Rights Agreement (Black Stone Minerals, L.P.)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under Regulation D of the Securities Act and is able to bear the risk of its investment in the Purchased Securities and the Conversion Shares. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion Shares.

Appears in 2 contracts

Samples: Purchase Agreement (Fluidigm Corp), Purchase Agreement (Fluidigm Corp)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities and the Conversion SharesCommon Units. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion SharesCommon Units.

Appears in 2 contracts

Samples: Purchase Agreement (NuStar Energy L.P.), Purchase Agreement (NuStar Energy L.P.)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities and the Conversion SharesSeries A Preferred Units. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion SharesSeries A Preferred Units.

Appears in 2 contracts

Samples: Preferred Unit Purchase Agreement, Preferred Unit Purchase Agreement (Altus Midstream Co)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Units and the Conversion SharesUnits. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Units and the Conversion SharesUnits.

Appears in 1 contract

Samples: Purchase Agreement

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Stock and the Conversion SharesStock. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Stock and the Conversion SharesStock.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Magellan Petroleum Corp /De/)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities and the Conversion SharesSecurities. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion SharesSecurities.

Appears in 1 contract

Samples: Securities Purchase Agreement (LSB Industries Inc)

Unregistered Securities. (a) Accredited Investor Status; : Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Shares, the Warrants and the Conversion Underlying Shares. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Shares, the Warrants and the Conversion Underlying Shares.

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Carrizo Oil & Gas Inc)

Unregistered Securities. (a) Accredited Investor Status; : Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 501(a) of Regulation D under the Securities Act and is able to bear the risk of its investment in the Purchased Securities and the Conversion Shares. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion Shares.

Appears in 1 contract

Samples: Redeemable Preferred Stock Purchase Agreement (Rosehill Resources Inc.)

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Unregistered Securities. (a) Accredited Investor Status; : Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities the Securities, the Warrants, the Underlying Shares and the Conversion Warrant Shares. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Securities, the Warrants, the Underlying Shares and the Conversion Warrant Shares.

Appears in 1 contract

Samples: Securities Purchase Agreement (Bristow Group Inc)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated Purchasers. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities and the Conversion SharesSecurities. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion SharesSecurities.

Appears in 1 contract

Samples: Purchase Agreement (Contango Oil & Gas Co)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 of Regulation D under the Securities Act and is able to bear the risk of its investment in the Purchased Securities and the Conversion SharesUnits. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of and investment in the Purchased Securities and the Conversion SharesUnits.

Appears in 1 contract

Samples: Common Unit Purchase Agreement (Emerge Energy Services LP)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Units and the Conversion SharesUnits, as applicable. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Units and the Conversion SharesUnits, as applicable.

Appears in 1 contract

Samples: Registration Rights Agreement (Kimbell Royalty Partners, LP)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated Purchasers. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities and the Conversion SharesCommon Stock. Such Purchaser has such knowledge and experience in financial and business matters such that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion SharesCommon Stock.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Concho Resources Inc)

Unregistered Securities. (a) Accredited Investor Status; Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Units, the PIK Units and the Conversion SharesUnits, as applicable. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Units and the Conversion SharesUnits, as applicable.

Appears in 1 contract

Samples: Series a Preferred Unit and Common Unit Purchase Agreement

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Units and the Conversion Sharesany Issued NEP Common Units, as may be applicable. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Units and the Conversion Sharesholding of any Issued NEP Common Units.

Appears in 1 contract

Samples: Contribution Agreement (NextEra Energy Partners, LP)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Purchased Securities Shares, the Warrants and the Conversion Underlying Shares. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Shares, the Warrants and the Conversion Underlying Shares.

Appears in 1 contract

Samples: Registration Rights Agreement (Targa Resources Corp.)

Unregistered Securities. (a) Accredited Investor Status; Status; Sophisticated PurchasersPurchaser. Such Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in Purchased Securities and the Conversion SharesSecurities. Such Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities and the Conversion SharesSecurities.

Appears in 1 contract

Samples: Preferred Unit Purchase Agreement

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 of Regulation D under the Securities Act and is able to bear the risk of its investment in Purchased Securities the Convertible Note and the Conversion SharesShares for an indefinite period. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Purchased Securities Convertible Note and the Conversion Shares.

Appears in 1 contract

Samples: Note Purchase Agreement (Triangle Petroleum Corp)

Unregistered Securities. (a) Accredited Investor Status; Sophisticated PurchasersPurchaser. Such The Purchaser is an “accredited investor” within the meaning of Rule 501 under the Securities Act and is able to bear the risk of its investment in the Series A Notes, the Purchased Securities Shares, the Warrants and the Conversion Warrant Shares, as applicable. Such The Purchaser has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the purchase of the Series A Notes, Purchased Securities Shares, the Warrants and the Conversion Warrant Shares, as applicable.

Appears in 1 contract

Samples: Registration Rights Agreement (Akumin Inc.)

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