U.S. Matters. (a) Caza is a “foreign private issuer” within the meaning of Rule 3b-4 under the U.S. Exchange Act. (b) Caza is not registered or required to be registered as an investment company under the Investment Company Act of 1940. (c) No class of Caza’s securities is registered or required to be registered under section 12 of the U.S. Exchange Act, and Caza is not required to file reports pursuant to section 15(d) of the U.S. Exchange Act. (d) U.S. holders (as that term is defined in Rule 800 of the 0000 Xxx) of Caza hold no more than 10 percent (10%) of the Caza Shares that are the subject of the Offer.
Appears in 4 contracts
Samples: Lock Up Agreement, Lock Up Agreement, Lock Up Agreement
