U.S. Securities Law Matters. Primero: (i) is a “foreign private issuer” as defined in Rule 405 under the 1933 Act; (ii) has no class of securities outstanding that is or is required to be registered under section 12 of the 1934 Act or that is subject to the reporting requirements of section 13 or 15(d) of the 1934 Act; (iii) is not registered or required to register as an investment company under the 1940 Act; and (iv) the Primero Shares, Primero Warrants and Primero Options have not been traded on any national securities exchange in the United States during the past 12 calendar months.
Appears in 4 contracts
Samples: Arrangement Agreement (Primero Mining Corp), Support Agreement (Primero Mining Corp), Support Agreement (Primero Mining Corp)
