Common use of U.S. Securities Law Matters Clause in Contracts

U.S. Securities Law Matters. Alamos (i) is a “foreign private issuer” as defined in Rule 405 under the 1933 Act, and (ii) is not registered or required to register as an investment company under the 1940 Act.

U.S. Securities Law Matters. Alamos (i) Alamos is a “foreign private issuer” as defined in Rule 405 3b-4 under the 1933 1934 Act, and (ii) Alamos is not registered or required to register as an investment company under the 1940 Act.