Common use of USBFS Red Flag Identity Theft Prevention Program Clause in Contracts

USBFS Red Flag Identity Theft Prevention Program. The Trust acknowledges that it has had an opportunity to review, consider and comment upon the written procedures provided by USBFS describing various tools used by USBFS which are designed to promote the detection and reporting of identity theft by monitoring certain aspects of shareholder activity as well as written procedures for verifying a customer’s identity (collectively, the “Procedures”). Further, the Trust has determined that the Procedures, as part of the Trust’s overall Identity Theft Prevention Program, are reasonably designed to prevent identity theft and to achieve compliance with the applicable provisions of the Fair and Accurate Credit Transactions Act of 2003 and the implementing regulations thereunder. Based on this determination, the Trust hereby instructs and directs USBFS to implement the Procedures on the Trust’s behalf, as such may be amended or revised from time to time. It is contemplated that these Procedures will be amended from time to time by the parties as additional regulations are adopted and/or regulatory guidance is provided relating to the Trust’s identity theft responsibilities. USBFS agrees to supply the Identity Theft Prevention Officer for the Trust. USBFS agrees to implement the Trust’s Identity Theft Program (the “Program”) and is responsible for the following:

Appears in 4 contracts

Samples: Transfer Agent Servicing Agreement (Artio Global Investment Funds), Transfer Agent Servicing Agreement (Artio Global Investment Funds), Transfer Agent Servicing Agreement (Artio Global Investment Funds)

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USBFS Red Flag Identity Theft Prevention Program. The Trust Company acknowledges that it has had an opportunity to review, consider and comment upon the written procedures provided by USBFS describing various tools used by USBFS which are designed to promote the detection and reporting of identity theft by monitoring certain aspects of shareholder activity as well as written procedures for verifying a customer’s identity (collectively, the “Procedures”). Further, the Trust Company has determined that the Procedures, as part of the TrustCompany’s overall Identity Theft Prevention Program, are reasonably designed to prevent identity theft and to achieve compliance with the applicable provisions of the Fair and Accurate Credit Transactions Act of 2003 and the implementing regulations thereunder. Based on this determination, the Trust Company hereby instructs and directs USBFS to implement the Procedures on the TrustCompany’s behalf, as such may be amended or revised from time to time. It is contemplated that these Procedures will be amended from time to time by the parties as additional regulations are adopted and/or regulatory guidance is provided relating to the TrustCompany’s identity theft responsibilities. USBFS agrees to supply the Identity Theft Prevention Officer for the TrustCompany. USBFS agrees to implement the TrustCompany’s Identity Theft Program (the “Program”) and is responsible for the following:

Appears in 4 contracts

Samples: Transfer Agent Servicing Agreement (Artio Global Equity Fund Inc), Transfer Agent Servicing Agreement (Artio Global Equity Fund Inc), Transfer Agent Servicing Agreement (Artio Global Equity Fund Inc)

USBFS Red Flag Identity Theft Prevention Program. The Trust acknowledges Trusts acknowledge that it has they have had an opportunity to review, consider and comment upon the written procedures provided by USBFS describing various tools used by USBFS which are designed to promote the detection and reporting of identity theft by monitoring certain aspects of shareholder activity as well as written procedures for verifying a customer’s identity (collectively, the “Procedures”). Further, the Trust has Trusts have determined that the Procedures, as part of the Trust’s overall Trusts’ Identity Theft Prevention Program (the “Program”), are reasonably designed to prevent identity theft and to achieve compliance with the applicable provisions of the Fair and Accurate Credit Transactions Act of 2003 and the implementing regulations thereunder. Based on this that determination, the Trust Trusts hereby instructs instruct and directs direct USBFS to implement the Procedures on the Trust’s Trusts’ behalf, as such may be amended or revised from time to time. It is contemplated that these Procedures will be amended from time to time by the parties as additional regulations are adopted and/or regulatory guidance is provided relating to the Trust’s Trusts’ identity theft responsibilities. USBFS agrees to supply the Identity Theft Prevention Officer for the Trust. USBFS agrees to implement the Trust’s Identity Theft Program (the “Program”) and is responsible for the following:

Appears in 2 contracts

Samples: Transfer Agent Servicing Agreement (Calamos Advisors Trust/Il), Transfer Agent Servicing Agreement (Calamos Investment Trust/Il)

USBFS Red Flag Identity Theft Prevention Program. The Trust acknowledges that it has had an opportunity to review, consider and comment upon the written procedures provided by USBFS describing various tools used by USBFS which that are designed to promote the detection and reporting of identity theft by monitoring certain aspects of shareholder activity as well as written procedures for verifying a customer’s identity (collectively, the “Procedures”). Further, the Trust has determined that the Procedures, as part of the Trust’s overall Red Flag Identity Theft Prevention Program, are reasonably designed to prevent identity theft and to achieve compliance with the applicable provisions of the Fair and Accurate Credit Transactions Act of 2003 and the implementing regulations thereunder. Based on this determination, the Trust hereby instructs and directs USBFS to implement the Procedures on the Trust’s behalf, as such may be amended or revised from time to time. It is contemplated that these Procedures will be amended from time to time by the parties as additional regulations are adopted and/or regulatory guidance is provided relating to the Trust’s identity theft responsibilities. USBFS agrees to supply the Identity Theft Prevention Officer for the Trust. USBFS agrees to implement the Trust’s Identity Theft Prevention Program (the “Program”) and is responsible for the following:

Appears in 1 contract

Samples: Ariel Investment Trust (Ariel Investment Trust)

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USBFS Red Flag Identity Theft Prevention Program. The Trust Corporation acknowledges that it has had an opportunity to review, consider and comment upon the written procedures provided by USBFS describing various tools used by USBFS which that are designed to promote the detection and reporting of identity theft by monitoring certain aspects of shareholder activity as well as written procedures for verifying a customer’s identity (collectively, the “Procedures”). Further, the Trust Corporation has determined that the Procedures, as part of the TrustCorporation’s overall Red Flag Identity Theft Prevention Program, are reasonably designed to prevent identity theft and to achieve compliance with the applicable provisions of the Fair and Accurate Credit Transactions Act of 2003 and the implementing regulations thereunder. Based on this determination, the Trust Corporation hereby instructs and directs USBFS to implement the Procedures on the TrustCorporation’s behalf, as such may be amended or revised from time to time. It is contemplated that these Procedures will be amended from time to time by the parties as additional regulations are adopted and/or regulatory guidance is provided relating to the TrustCorporation’s identity theft responsibilities. USBFS agrees to supply implement the Corporation’s Identity Theft Prevention Officer for the Trust. USBFS agrees to implement the Trust’s Identity Theft Program (the “Program”) and is responsible for the following:

Appears in 1 contract

Samples: Transfer Agent Servicing Agreement (Jacob Internet Fund Inc)

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