Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged Maxim, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Maxim with respect to such solicitation, if requested by Maxim, and (ii) provide Maxim, and direct the Company’s transfer agent and the Warrant Agent to deliver to Maxim, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim in every respect in connection with Maxim’s solicitation activities, including, but not limited to, providing to Maxim, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim solicited his, her or its exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants. (b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 3 contracts
Samples: Warrant Agreement (Industrial Services Acquisition Corp.), Warrant Agreement (Affinity Media International Corp.,), Warrant Agreement (Industrial Services Acquisition Corp.)
Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged MaximXxxxxx, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Maxim Xxxxxx with respect to such solicitation, if requested by MaximXxxxxx, and (ii) provide MaximXxxxxx, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to MaximXxxxxx, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim Xxxxxx in every respect in connection with Maxim’s Xxxxxx'x solicitation activities, including, but not limited to, providing to MaximXxxxxx, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim Xxxxxx shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b3.3.5
(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim Xxxxxx solicited his, her or its his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating informationinformation provided by the Company, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.
(b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 3 contracts
Samples: Warrant Agreement (InterAmerican Acquisition Group Inc), Warrant Agreement (InterAmerican Acquisition Group Inc), Warrant Agreement (InterAmerican Acquisition Group Inc)
Warrant Solicitation and Warrant Solicitation Fee. (a) a. The Company has engaged Maxim, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Maxim with respect to such solicitation, if requested by Maxim, and (ii) provide Maxim, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to Maxim, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim in every respect in connection with Maxim’s 's solicitation activities, including, but not limited to, providing to Maxim, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim solicited his, her or its his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.
(b) b. In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “"
Appears in 2 contracts
Samples: Warrant Agreement (Healthcare Acquisition Corp), Warrant Agreement (Affinity Media International Corp.,)
Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged MaximMaxim Group LLC ("MAXIM"), on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Maxim with respect to such solicitation, if requested by Maxim, and (ii) provide Maxim, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to Maxim, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim in every respect in connection with Maxim’s 's solicitation activities, including, but not limited to, providing to Maxim, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b3.3.5
(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim solicited his, her or its exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.
(b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 2 contracts
Samples: Warrant Agreement (Alpha Security Group CORP), Warrant Agreement (Alpha Security Group CORP)
Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged MaximMaxim Group LLC ("MAXIM"), on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will will: (i) assist Maxim with respect to such solicitation, if requested by Maxim, and (ii) provide Maxim, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to Maxim, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim in every respect in connection with Maxim’s 's solicitation activities, including, but not limited to, providing to Maxim, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b3.3.5
(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim solicited his, her or its exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.
(b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 2 contracts
Samples: Warrant Agreement (Alpha Security Group CORP), Warrant Agreement (Alpha Security Group CORP)
Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged Maxim Group LLC ("Maxim"), on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Maxim with respect to such solicitation, if requested by Maxim, and (ii) provide Maxim, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to Maxim, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim in every respect in connection with Maxim’s 's solicitation activities, including, but not limited to, providing to Maxim, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b3.3.5
(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim solicited his, her or its exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.
(b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 2 contracts
Samples: Warrant Agreement (Star Maritime Acquisition Corp.), Warrant Agreement (Star Maritime Acquisition Corp.)
Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged MaximGranite, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Maxim Granite with respect to such solicitation, if requested by MaximGranite, and (ii) provide MaximGranite, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to MaximGranite, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim Granite in every respect in connection with Maxim’s Granite's solicitation activities, including, but not limited to, providing to MaximGranite, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim Granite shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b3.3.5
(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim Granite solicited his, her or its his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating informationinformation provided by the Company, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.
(b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 2 contracts
Samples: Warrant Agreement (InterAmerican Acquisition Group Inc), Warrant Agreement (InterAmerican Acquisition Group Inc)
Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged MaximCasimir, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Maxim Casimir with respect to such solicitation, if requested by MaximCasimir, and (ii) provide MaximCasimir, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to MaximCasimir, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim Casimir in every respect in connection with Maxim’s Casimir's solicitation activities, including, but not limited to, providing to MaximCasimir, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim Casimir shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b3.3.5
(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim Casimir solicited his, her or its his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.
(b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 2 contracts
Samples: Warrant Agreement (Platinum Energy Resources Inc), Warrant Agreement (Platinum Energy Resources Inc)
Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged Maxim, on a non-an exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will will: (i) assist Maxim with respect to such solicitation, if requested by Maxim, and (ii) provide Maxim, and direct the Company’s transfer agent and the Warrant Agent to deliver to Maxim, lists of the record and, to the extent known, beneficial owners of the Company’s Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim in every respect in connection with Maxim’s solicitation activities, including, but not limited to, providing to Maxim, at the Company’s cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b3.3.5
(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim solicited his, her or its his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s securities, or assisting in the processing of the exercise of Warrants.
(b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 1 contract
Samples: Warrant Agreement (Key Hospitality Acquisition CORP)
Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged MaximChardan, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Maxim Chardan with respect to such solicitation, if requested by MaximChardan, and (ii) provide MaximChardan, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to MaximChardan, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim Chardan in every respect in connection with Maxim’s Chardan's solicitation activities, including, but not limited to, providing to MaximChardan, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim Chardan shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b3.3.5
(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim Chardan solicited his, her or its his exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating informationinformation provided by the Company, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.
(b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 1 contract
Samples: Warrant Agreement (InterAmerican Acquisition Group Inc)
Warrant Solicitation and Warrant Solicitation Fee. (a) The Company has engaged Maxim, on a non-exclusive basis, as its agent for the solicitation of the exercise of the Warrants. The Company, at its cost, will (i) assist Maxim with respect to such solicitation, if requested by Maxim, and (ii) provide Maxim, and direct the Company’s 's transfer agent and the Warrant Agent to deliver to Maxim, lists of the record and, to the extent known, beneficial owners of the Company’s 's Warrants. The Company hereby instructs the Warrant Agent to cooperate with Maxim in every respect in connection with Maxim’s 's solicitation activities, including, but not limited to, providing to Maxim, at the Company’s 's cost, a list of record and beneficial holders of the Warrants and circulating a prospectus or offering circular disclosing the compensation arrangements referenced in Section 3.3.5(b) below to holders of the Warrants at the time of exercise of the Warrants. In addition to the conditions set forth in Section 3.3.5(b), Maxim shall accept payment of the warrant solicitation fee provided in Section 3.3.5(b3.3.5
(b) only if it has provided bona fide services to the Company in connection with the exercise of the Warrants and only to the extent that an investor who exercises his Warrants specifically designates, in writing, that Maxim solicited his, her or its exercise. In addition to soliciting, either orally or in writing, the exercise of Warrants by a Warrant holder, such services may also include disseminating information, either orally or in writing, to Warrant holders about the Company or the market for the Company’s 's securities, or assisting in the processing of the exercise of Warrants.
(b) In each instance in which a Warrant is exercised, the Warrant Agent shall promptly give written notice of such exercise to the Company and Maxim (the “
Appears in 1 contract
Samples: Warrant Agreement (Star Maritime Acquisition Corp.)