Common use of XXXX Matters Clause in Contracts

XXXX Matters. If the Client has designated Piper as its independent registered municipal advisor (“XXXX”) for purposes of SEC Rule 15Ba1-1(d)(3)(vi) (the “XXXX exemption”), the extent of the XXXX exemption is limited to the Scope of Services and any limitations thereto. Any reference to Piper, its personnel and its role as XXXX in the written 1 See MSRB Rule G-42(c)(v). representation of the Client contemplated under SEC Rule 15Ba1-1(d)(3)(vi)(B) is subject to prior approval by Piper and Client agrees not to represent, publicly or to any specific person, that Piper is Client’s XXXX with respect to any aspect of municipal financial products or the issuance of municipal securities, or with respect to any specific municipal financial product or any specific issuance of municipal securities, outside the Scope of Services without Piper’s prior written consent.

Appears in 1 contract

Samples: Financial Services Agreement

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XXXX Matters. If the Client has designated Piper as its independent registered municipal advisor (“XXXX”) for purposes of SEC Rule 15Ba1-1(d)(3)(vi) (the “XXXX exemption”), the extent of the XXXX exemption is limited to the Scope of Services and any limitations thereto. Any reference to Piper, its personnel and its role as XXXX in the written 1 See MSRB Rule G-42(c)(v). representation of the Client contemplated under SEC Rule 15Ba1-1(d)(3)(vi)(B) is subject to prior approval by Piper Xxxxx and Client agrees not to represent, publicly or to any specific person, that Piper is Client’s XXXX with respect to any aspect of municipal financial products or the issuance of municipal securities, or with respect to any specific municipal financial product or any specific issuance of municipal securities, outside the Scope of Services without Piper’s prior written consent.

Appears in 1 contract

Samples: Financial Services Agreement

XXXX Matters. If the Client has designated Piper as its independent registered municipal advisor (“XXXX”) for purposes of SEC Rule 15Ba1-1(d)(3)(vi) (the “XXXX exemption”), the extent of the XXXX exemption is limited to the Scope of Services and any limitations thereto. Any reference to Piper, its personnel and its role as XXXX in the written 1 See MSRB Rule G-42(c)(v). representation of the Client contemplated under SEC Rule 15Ba1-1(d)(3)(vi)(B) is subject to prior approval by Piper and Client agrees not to represent, publicly or to any specific person, that Piper is Client’s XXXX with 1 See MSRB Rule G-42(c)(v). respect to any aspect of municipal financial products or the issuance of municipal securities, or with respect to any specific municipal financial product or any specific issuance of municipal securities, outside the Scope of Services without Piper’s prior written consent.

Appears in 1 contract

Samples: Financial Services Agreement

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XXXX Matters. If the Client has designated Piper as its independent registered municipal advisor (“XXXX”) for purposes of SEC Rule 15Ba1-1(d)(3)(vi) (the “XXXX exemption”), the extent of the XXXX exemption is limited to the Scope of Services and any limitations thereto. Any reference to Piper, its personnel and its role as XXXX in the written 1 See MSRB Rule G-42(c)(v). representation of the Client contemplated under SEC Rule 15Ba1-1(d)(3)(vi)(B) is subject to prior approval by Piper Xxxxx and Client agrees not to represent, publicly or to any specific person, that Piper is Client’s XXXX with respect to any aspect of municipal financial products or the issuance of municipal securities, or with respect to any specific municipal financial product or any specific issuance of municipal securities, outside the Scope of Services without Piper’s prior written consent.

Appears in 1 contract

Samples: Financial Services Agreement

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