Common use of Xxxxxxxx-Xxxxx Act Compliance Clause in Contracts

Xxxxxxxx-Xxxxx Act Compliance. The Company has complied in all material respects with Sections 302 and 906 of the Xxxxxxxx-Xxxxx Act and has made the evaluations of the Company’s disclosure controls and procedures required under Rule 13a-15 under the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (American Capital Strategies LTD)

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Xxxxxxxx-Xxxxx Act Compliance. The Company has complied in all material respects with Sections 302 and 906 Rule 13a-14 of the Xxxxxxxx-Xxxxx Exchange Act and has made the evaluations of the Company’s disclosure controls and procedures required under Rule 13a-15 under the Exchange Act. Except as described in the Registration Statement or the Pre-Pricing Prospectus the Company is, and to the knowledge of the Company, the Company’s directors and officers, in their capacities as such, are, in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (TICC Capital Corp.)

Xxxxxxxx-Xxxxx Act Compliance. The Company has complied in all material respects with Sections 302 and 906 Rule 13a-14 of the Xxxxxxxx-Xxxxx Exchange Act and has made the evaluations of the Company’s disclosure controls and procedures required under Rule 13a-15 under the Exchange Act. Except as described in the Registration Statement, the Pre-Pricing Prospectus and the Prospectus, the Company is, and to the knowledge of the Company, the Adviser or BDC Partners, the Company’s directors and officers, in their capacities as such, are, in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (TICC Capital Corp.)

Xxxxxxxx-Xxxxx Act Compliance. The Company has complied in all material respects with Sections 302 and 906 Rule 13a-14 of the Xxxxxxxx-Xxxxx Exchange Act and has made the evaluations of the Company’s disclosure controls and procedures required under Rule 13a-15 under the Exchange Act. Except as described in the Registration Statement, the Pre-Pricing Prospectus and the Prospectus, the Company is, and to the Company’s, the Advisor’s or BDC Partners’ knowledge, the Company’s directors and officers, in their capacities as such, are, in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.

Appears in 1 contract

Samples: Underwriting Agreement (TICC Capital Corp.)

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Xxxxxxxx-Xxxxx Act Compliance. The Company has complied in all material respects with Sections 302 and 906 Rule 13a-14 of the Xxxxxxxx-Xxxxx Exchange Act and has made the evaluations of the Company’s disclosure controls and procedures required under Rule 13a-15 under the Exchange Act.

Appears in 1 contract

Samples: Underwriting Agreement (Technology Investment Capital Corp)

Xxxxxxxx-Xxxxx Act Compliance. The Company has complied in all material respects with Sections 302 and 906 Rule 13a-14 of the Xxxxxxxx-Xxxxx Exchange Act and has made the evaluations of the Company’s disclosure controls and procedures required under Rule 13a-15 under the Exchange Act. Except as described in the Registration Statement and the Prospectus, the Company is, and to the Company’s, the Advisor’s or BDC Partners’ knowledge, the Company’s directors and officers, in their capacities as such, are, in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder.

Appears in 1 contract

Samples: Equity Distribution Agreement (TICC Capital Corp.)

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