Your Interest in the Registrable Securities. (a) State the number of such Registrable Securities beneficially owned by you. Common stock: Warrants: (b) Other than as set forth in your response to Item 1(a) above, do you beneficially own any other securities of the Company? ¨ Yes ¨ No (c) If your answer to Item 1(b) above is yes, state the type, the aggregate amount and CUSIP No. (if applicable) of such other securities of the Company beneficially owned by you: Type: Aggregate amount: CUSIP No.: (d) Did you acquire the securities listed in Item 1(a) above in the ordinary course of business? ¨ Yes ¨ No (e) At the time of your purchase of the securities listed in Item 1(a) above, did you have any agreements or understandings, directly or indirectly, with any person to distribute the securities? ¨ Yes ¨ No (f) If your response to Item 1(e) above is yes, please describe such agreements or understandings:
Appears in 3 contracts
Samples: Registration Rights Agreement (Hydrofarm Holdings Group, Inc.), Registration Rights Agreement (Corbus Pharmaceuticals Holdings, Inc.), Registration Rights Agreement (Corbus Pharmaceuticals Holdings, Inc.)
Your Interest in the Registrable Securities. (a) State the number type and amount of such Registrable Securities beneficially owned by you. Common stock: Warrants:
(b) Other than as set forth in your response to Item 1(a3(a) above, do you beneficially own any other securities of the Company? ¨ Yes Yes. ¨ No.
(c) If your answer to Item 1(b3(b) above is yes, state the type, type and the aggregate amount and CUSIP No. (if applicable) of such other securities of the Company beneficially owned by you: Type: Aggregate amount: CUSIP No.:
(d) Did you acquire the securities listed in Item 1(a3(a) above in the ordinary course of business? ¨ Yes Yes. ¨ No.
(e) At the time of your purchase of the securities listed in Item 1(a3(a) above, did you have any agreements or understandings, directly direct or indirectlyindirect, with any person to distribute the securities? ¨ Yes Yes. ¨ No.
(f) If your response to Item 1(e3(e) above is yes, please describe such agreements or understandings:
Appears in 2 contracts
Samples: Registration Rights Agreement (Harbinger Group Inc.), Securities Purchase Agreement (Harbinger Group Inc.)
Your Interest in the Registrable Securities. (a) State the number type and amount of such Registrable Securities beneficially owned by you. Common stock: Warrants:
(b) Other than as set forth in your response to Item 1(a3(a) above, do you beneficially own any other securities of the Company? ¨ Yes ¨ ☐ Yes. ☐ No.
(c) If your answer to Item 1(b3(b) above is yes, state the type, the aggregate amount and CUSIP No. (if applicable) of such other securities of the Company beneficially owned by you: Type: Aggregate amount: CUSIP No.:
(d) Did you acquire the securities listed in Item 1(a3(a) above in the ordinary course of business? ¨ Yes ¨ ☐ Yes. ☐ No.
(e) At the time of your purchase of the securities listed in Item 1(a3(a) above, did you have any agreements or understandings, directly direct or indirectlyindirect, with any person to distribute the securities? ¨ Yes ¨ ☐ Yes. ☐ No.
(f) If your response to Item 1(e3(e) above is yes, please describe such agreements or understandings:
Appears in 1 contract
Samples: Registration Rights Agreement (First Mid Bancshares, Inc.)
Your Interest in the Registrable Securities. (a) State the number type and amount of Registrable Securities beneficially owned by you: State the CUSIP No(s). of such Registrable Securities beneficially owned by you. Common stock: Warrants:
(b) Other than as set forth in your response to Item 1(a3(a) above, do you beneficially own any other securities of the Company? ¨ Yes ¨ o Yes. o No.
(c) If your answer to Item 1(b3(b) above is yes, state the type, the aggregate amount and CUSIP No. (if applicable) of such other securities of the Company beneficially owned by you: Type: Aggregate amount: CUSIP No.:
(d) Did you acquire the securities listed in Item 1(a3(a) above in the ordinary course of business? ¨ Yes ¨ o Yes. o No.
(e) At the time of your purchase of the securities listed in Item 1(a3(a) above, did you have any agreements or understandings, directly direct or indirectlyindirect, with any person to distribute the securities? ¨ Yes ¨ o Yes. o No.
(f) If your response to Item 1(e3(e) above is yes, please describe such agreements or understandings:
Appears in 1 contract
Your Interest in the Registrable Securities. (a) State the number type and amount of Registrable Securities beneficially owned by you: State the CUSIP No(s). of such Registrable Securities beneficially owned by you. Common stock: Warrants:
(b) Other than as set forth in your response to Item 1(a3(a) above, do you beneficially own any other securities of the Company? ¨ Yes ¨ ☐ Yes. ☐ No.
(c) If your answer to Item 1(b3(b) above is yes, state the type, the aggregate amount and CUSIP No. (if applicable) of such other securities of the Company beneficially owned by you: Type: Aggregate amount: CUSIP No.:
(d) Did you acquire the securities listed in Item 1(a3(a) above in the ordinary course of business? ¨ Yes ¨ ☐ Yes. ☐ No.
(e) At the time of your purchase of the securities listed in Item 1(a3(a) above, did you have any agreements or understandings, directly direct or indirectlyindirect, with any person to distribute the securities? ¨ Yes ¨ ☐ Yes. ☐ No.
(f) If your response to Item 1(e3(e) above is yes, please describe such agreements or understandings:
Appears in 1 contract
