ARTICLE II AMENDMENT TO INDENTUREFirst Supplemental Indenture • January 26th, 1999 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
EXHIBIT 10.1 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 18th, 2004 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
1 Exhibit 4.3 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND ACCORDINGLY, MAY NOT BE OFFERED OR SOLD WITHIN THE UNITED STATES OR TO, OR FOR THE ACCOUNT OR BENEFIT OF, U.S. PERSONS EXCEPT...Note Purchase Agreement • July 7th, 1998 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
R E C I T A L SOption Agreement • September 28th, 2001 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
ADVANCED LIGHTING TECHNOLOGIES, INC., Issuer and THE BANK OF NEW YORK, Trustee IndentureIndenture • March 15th, 1999 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
1 Exhibit 10.17 AGREEMENT THIS AGREEMENT made this 16th day of April, 2001, by and between MACKEN ASSOCIATES, a California Limited Partnership, (hereinafter referred to as "Lessor") and DEPOSITION SCIENCES, INC., an Ohio Corporation qualified to do...Lease Agreement • September 28th, 2001 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment
ADVANCED LIGHTING TECHNOLOGIES, INC. 32000 Aurora Road Solon, Ohio 44139Loan Agreement • November 12th, 2004 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
1 EXHIBIT 2.2 CONFORMED COPY AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • March 16th, 1999 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
RECITALSLease • September 28th, 2001 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment
February 10, 1998 VIA FACSIMILE, 1-215-592-2682 ----------------------------- Rohm and Haas Company 100 Independence Mall West Philadelphia, PA 19106 Gentlemen: This is to confirm our agreement that, in consideration of our agreement to amend the...Memorandum of Agreement • February 11th, 1998 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment
AMONGStock Purchase Agreement • March 15th, 1999 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
ADVANCED LIGHTING TECHNOLOGIES, INC., Issuer and THE BANK OF NEW YORK, Trustee IndentureIndenture • December 4th, 2003 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
SECTION 1 DEFINITIONSStock Purchase Agreement • January 14th, 2000 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
AMENDMENT TO GUARANTY OF PAYMENT (UK DEBT), GUARANTY OF PAYMENT (CANADIAN DEBT), PLEDGE AGREEMENT, CHARGE OVER SHARES, SECURITY AGREEMENT, ASSIGNMENT OF LIFE INSURANCE POLICY AS COLLATERAL, AND COLLATERAL ASSIGNMENT AND SECURITY AGREEMENT ANDCredit Agreement • February 14th, 2002 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
RECITALSSettlement Agreement • November 12th, 2003 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
ARTICLE I. DEFINITIONSLease Agreement • June 4th, 1997 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
EXHIBIT 10.6 ADVANCED LIGHTING TECHNOLOGIES, INC. Common Stock Purchase Agreement THIS AGREEMENT is dated as of July 27, 2005, between ADVANCED LIGHTING TECHNOLOGIES, INC. (the "Company"), and Sabu Krishnan ("Purchaser"). W I T N E S S E T H: WHEREAS,...Common Stock Purchase Agreement • August 2nd, 2005 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
EXHIBIT 10.5 MANAGEMENT SERVICES AGREEMENT This MANAGEMENT SERVICES AGREEMENT ( the "AGREEMENT") is made and entered into as of December 10, 2003(1), among ADVANCED LIGHTING TECHNOLOGIES, INC., an Ohio corporation (the "COMPANY"), and SARATOGA...Management Services Agreement • March 18th, 2004 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
WITNESSETH:Employment Agreement • August 2nd, 2005 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
RECITALSForbearance Agreement • March 14th, 2003 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
1 Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT Dated March 13, 1998Registration Rights Agreement • July 7th, 1998 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • November 12th, 2004 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
CONSOLIDATED AMENDMENT NO. 2 DATED AS OF FEBRUARY 12, 1999 TO CREDIT AGREEMENT DATED AS OF JANUARY 2, 1998Credit Agreement • February 23rd, 1999 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
LOAN AGREEMENT BY AND BETWEENLoan Agreement • March 15th, 1999 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
1 Exhibit 10.16 LEASE AGREEMENT --------------- This Agreement, dated as of March 2, 2001, is made by and between Macken Associates, a California limited partnership (hereinafter referred to as "Lessor"), and Deposition Sciences, Incorporated, an Ohio...Lease Agreement • September 28th, 2001 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • California
EXHIBIT 10.1.19 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT, made and entered into at Solon, Ohio, as of the 13th day of May, 2004 by and between SARATOGA LIGHTING HOLDINGS LLC, as voting trustee (the "Voting Trustee") of the voting trust...Voting Trust Agreement • September 9th, 2004 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
SECOND AMENDMENT TO LOAN AGREEMENT, SECURED PROMISSORY NOTE AND SECURITY AGREEMENTLoan Agreement • May 15th, 2001 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
FINAL Mr. Alan Ruud RUUD LIGHTING, INC. 9201 Washington Avenue Racine, WI 53406 Dear Mr. Ruud: This binding letter of intent outlines the basic economic terms of the agreement by Advanced Lighting Technologies, Inc. ("ADLT") to acquire all of the...Letter of Intent • November 14th, 1997 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment
1 Exhibit 10.13 CREDIT AGREEMENT dated as of May 21, 1999Credit Agreement • March 1st, 2000 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
RECITALS:Option Agreement • September 9th, 2004 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment
andIndenture • October 9th, 2003 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
EXHIBIT 1.1 3,000,000 Shares ADVANCED LIGHTING TECHNOLOGIES, INC. COMMON STOCK, PAR VALUE $.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • June 10th, 1997 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
EXHIBIT 10.3 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • November 12th, 2003 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • New York
1 Exhibit 10.10 CONSULTING AGREEMENT This Consulting Agreement (the "AGREEMENT") is made and entered into this 31st day of December 1999, and effective as of the 1st day of January 2000 (the "Effective Date") by and between ADVANCED LIGHTING...Consulting Agreement • February 14th, 2000 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment • Ohio
EXHIBIT 1 JOINT FILING AGREEMENT AND POWER OF ATTORNEY In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13D (including...Joint Filing Agreement • September 5th, 2003 • Advanced Lighting Technologies Inc • Electric lighting & wiring equipment
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.001, of Advanced Lighting Technologies, Inc., an Ohio corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(l)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Joint Filing may be executed in any number of counterparts, all of which together shall constitute one and the same instrument.
