AMENDED AND RESTATED INDENTUREIndenture • April 19th, 2000 • Point West Capital Corp • Finance services • New York
POINT WEST SECURITIES LLC OPERATING AGREEMENTOperating Agreement • March 8th, 1999 • Point West Capital Corp • Finance services • Delaware
POINT WEST CAPITAL CORPORATION Incentive Stock Option Agreement --------------------------------Incentive Stock Option Agreement • March 6th, 2000 • Point West Capital Corp • Finance services • Delaware
RECITALS --------Limited Liability Company Agreement • August 11th, 2000 • Point West Capital Corp • Finance services
ARTICLE 1 ---------Limited Partnership Agreement • November 13th, 1997 • Point West Capital Corp • Finance services • Delaware
SERVICING AGREEMENTServicing Agreement • November 13th, 1998 • Point West Capital Corp • Finance services • New York
THIRD AMENDED AND RESTATED -------------------------- SUPPLEMENT TO ------------- TRUST AGREEMENT --------------- FOR --- REVOLVING SERIES 1998-1 -----------------------Trust Agreement • August 11th, 2000 • Point West Capital Corp • Finance services • New York
MASTER AGREEMENT ----------------Master Agreement • April 19th, 2000 • Point West Capital Corp • Finance services • New York
THIS AMENDMENT NO. 4 TO INDENTURE (this "Amendment") dated November 4, 1997, is made by and among Dignity Partners Funding Corp. I, a Delaware corporation (the "Issuer"), Point West Capital Corporation (formerly known as Dignity Partners, Inc.), a...Indenture • March 27th, 1998 • Point West Capital Corp • Finance services • New York
RECITALSLimited Liability Company Agreement • August 11th, 2000 • Point West Capital Corp • Finance services
AMENDED AND RESTATED SUPPLEMENT TO ---------------------------------- TRUST AGREEMENT --------------- FOR --- TERM SERIES 1999-1 ------------------Trust Agreement • August 11th, 2000 • Point West Capital Corp • Finance services • New York
AMENDMENT NO. 1 TO AGREEMENT THIS AMENDMENT NO. 1 dated as of January 1, 1999, to the Agreement dated February 3, 1996 (the "Agreement"), by and between Point West Capital Corporation (formerly Dignity Partners, Inc.), a Delaware corporation ("Point...Amendment No. 1 to Agreement • March 6th, 2000 • Point West Capital Corp • Finance services
SECOND AMENDED AND RESTATED --------------------------- SUPPLEMENT TO ------------- TRUST AGREEMENT --------------- FOR --- REVOLVING SERIES 1998-1 -----------------------Supplement to Trust Agreement • November 15th, 1999 • Point West Capital Corp • Finance services • New York
POINT WEST CAPITAL CORPORATION Incentive Stock Option AgreementIncentive Stock Option Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services • Delaware
INCENTIVE STOCK OPTION AGREEMENT, dated as of April 26, 2001 (this "Agreement"), between ___________________________ ("Optionee") and Point West Capital Corporation, a Delaware corporation (the "Company").
THIRD AMENDED AND RESTATED SUPPLEMENT TO TRUST AGREEMENT FOR REVOLVING SERIES 1998-1Trust Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services • New York
THIS CERTIFIES THAT the registered owner specified above is the owner of an undivided fractional interest in the Allegiance Capital Trust I (the "Trust") formed by Allegiance Funding Corp. I (the "Depositor"). The Trust was created pursuant to the Trust Agreement, dated as of August 1, 1998, among the Depositor, Manufacturers and Traders Trust Company, as Trustee (the "Trustee"), and Point West Capital Corporation, as Servicer, and the Second Amended and Restated Supplement to Trust Agreement for Revolving Series 1998-1, dated as of September 15, 1999 (amending and restating the original Supplement to Trust Agreement for Revolving Series 1998-1, dated as of August 1, 1998), among the Depositor, the Trustee and Point West Capital Corporation, as Servicer (collectively, the "Trust Agreement"). Reference is made to the Trust Agreement for a statement of the respective rights thereunder of the Depositor, the Trustee and the Holders of the Certificates, and the terms upon which the Certific
AMENDED AND RESTATED SUPPLEMENT TO TRUST AGREEMENT FOR TERM SERIES 1999-1Trust Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services • New York
THIS CERTIFIES THAT the registered owner specified above is the owner of an undivided fractional interest in the Allegiance Capital Trust I (the "Trust") formed by Allegiance Funding I, LLC (the "Depositor"). The Trust was created pursuant to the Trust Agreement, dated as of August 1, 1998, among the Depositor, Manufacturers and Traders Trust Company, as Trustee (the "Trustee"), and Point West Capital Corporation, as Servicer, and the Supplement to Trust Agreement for Term Series 1999-1, dated as of September 15, 1999, among the Depositor, the Trustee and Point West Capital Corporation, as Servicer (collectively, the "Trust Agreement"). Reference is made to the Trust Agreement for a statement of the respective rights thereunder of the Depositor, the Trustee and the Holders of the Certificates, and the terms upon which the Certificates are, and are to be, authenticated and delivered. To the extent not otherwise defined herein, each capitalized term used herein has the meaning assigned t
Termination NoticeTermination Notice • August 14th, 2002 • Point West Capital Corp • Finance services
AMENDED AND RESTATED SUPPLEMENT TO TRUST AGREEMENT FOR REVOLVING SERIES 1998-1Supplement to Trust Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services • New York
THIS CERTIFIES THAT the registered owner specified above is the owner of a(n) __________ DOLLAR AND NO CENTS ($__________) nonassessable, fully paid, undivided fractional interest in the Allegiance Capital Trust I (the "Trust") formed by Allegiance Funding Corp. I (the "Depositor"). The Trust was created pursuant to the Trust Agreement, dated as of August 1, 1998, among the Depositor, Manufacturers and Traders Trust Company, as Trustee (the "Trustee"), and Point West Capital Corporation, as Servicer, and the Amended and Restated Supplement to Trust Agreement for Revolving Series 1998-1, dated as of September 1, 1999 (amending and restating the original Supplement to Trust Agreement for Revolving Series 1998-1, dated as of August 1, 1998), among the Depositor, the Trustee and Point West Capital Corporation, as Servicer (collectively, the "Trust Agreement"). Reference is made to the Trust Agreement for a statement of the respective rights thereunder of the Depositor, the Trustee and the
AMENDMENT TO PURCHASE AGREEMENTPurchase Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services
This AMENDMENT TO THE PURCHASE AGREEMENT (this "Agreement"), dated as of March 26, 2002, is by and among Point West Capital Corporation, a Delaware corporation (the "Seller") and Kildare Capital, Inc., a California corporation ("Purchaser"), regarding the sale and purchase of one hundred percent (100%) of the equity ownership of Point West Securities, LLC, a Delaware limited liability company (the "Company").
TRUST AGREEMENT among ALLEGIANCE FUNDING CORP. I (the "Depositor") MANUFACTURERS AND TRADERS TRUST COMPANY (the "Trustee") and POINT WEST CAPITAL CORPORATION (the "Servicer")Trust Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services • New York
This TRUST AGREEMENT (this "Agreement"), dated as of August 1, 1998, is entered into among Allegiance Funding Corp. I, a Delaware corporation (the "Depositor"), Manufacturers and Traders Trust Company, a New York banking corporation, as trustee (the "Trustee"), and Point West Capital Corporation, a Delaware corporation, as servicer (the "Servicer").
Exhibit 10.11 AMENDMENT TO MASTER AGREEMENT FOR PURCHASE OF INSURANCE POLICIES THIS AMENDMENT TO AGREEMENT FOR PURCHASE OF INSURANCE POLICIES (the "Amendment") is dated as of November 12, 1996, by and between Dignity Partners, Inc., a Delaware...Master Agreement for Purchase of Insurance Policies • March 31st, 1997 • Dignity Partners Inc • Finance services
THIRD AMENDED & RESTATED AMENDMENT AND WAIVER AGREEMENTAmendment and Waiver Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services • New York
THIS THIRD AMENDED & RESTATED AMENDMENT AND WAIVER AGREEMENT, dated as of November 15, 2001 (this "Agreement"), is among ALLEGIANCE FUNDING I, LLC (the "Depositor"), MANUFACTURERS AND TRADERS TRUST COMPANY (the "Trustee"), and POINT WEST CAPITAL CORPORATION (the "Servicer") and is consented to by the Certificateholders named on the signature pages hereto.
Exhibit 10.13 SECOND MASTER AGREEMENT FOR PURCHASE OF INSURANCE POLICIES -------------------------------------------------------------------- THIS AGREEMENT FOR PURCHASE OF INSURANCE POLICIES (the "Agreement") is dated as of February 10, 1997, by and...Second Master Agreement for Purchase of Insurance Policies • March 31st, 1997 • Dignity Partners Inc • Finance services • Florida
STOCK ASSIGNMENT AGREEMENTStock Assignment Agreement • November 15th, 2002 • Point West Capital Corp • Finance services • Delaware
This STOCK ASSIGNMENT AGREEMENT is entered into as of September 30, 2002 by and between POINT WEST CAPITAL CORPORATION, a Delaware corporation ("Assignor"), BROAD STREET CONTRACT SERVICES, INC., a Delaware corporation with an office at 48 Wall Street, New York, NY 10005 ("Assignee") and the holders of the Senior Notes (as defined herein).
AMENDMENT AND WAIVER AGREEMENTAmendment and Waiver Agreement • March 14th, 2001 • Point West Capital Corp • Finance services • New York
THIS AMENDMENT AND WAIVER AGREEMENT, dated as of December 15, 2000 (this "Agreement"), is among ALLEGIANCE FUNDING I, LLC (the "Depositor"), MANUFACTURERS AND TRADERS TRUST COMPANY (the "Trustee"), POINT WEST CAPITAL CORPORATION (the "Servicer") and as consented to by the Certificateholders named on the signature pages hereto.
LETTER AGREEMENTAmendment to Contribution, Sale and Servicing Agreement • August 14th, 2002 • Point West Capital Corp • Finance services
The parties hereto desire to amend certain terms under the Amended and Restated Contribution, Sale and Servicing Agreement dated as of March 31, 2000 among Point West Capital Corporation, Dignity Partners Funding Corp. I and Bankers Trust Company (the "Servicing Agreement"), and the Master Agreement dated as of March 31, 2000 among Point West Capital Corporation, Dignity Partners, Inc., Dignity Partners Funding Corp. I, Bankers Trust Company, Heller Financial, Inc., The Lincoln National Life Insurance Company and First Penn-Pacific Life Insurance Company (the "Master Agreement") relating to servicing.
MASTER AGREEMENT FOR PURCHASE OF INSURANCE POLICIES --------------------------------------------------- THIS AGREEMENT FOR PURCHASE OF INSURANCE POLICIES (the "Agreement") is dated as of September 27, 1996, by and between Dignity Partners, Inc., a...Master Agreement for Purchase of Insurance Policies • November 14th, 1996 • Dignity Partners Inc • Finance services • Florida
LOAN ACQUISITION AGREEMENTLoan Acquisition Agreement • November 13th, 1998 • Point West Capital Corp • Finance services • New York
LOAN ACQUISITION AGREEMENT between ALLEGIANCE CAPITAL, LLC ("Company") and ALLEGIANCE FUNDING CORP. I ("Depositor")Loan Acquisition Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services • New York
This LOAN ACQUISITION AGREEMENT (this "Agreement"), dated as of August 1, 1998, is entered into between Allegiance Capital, LLC, a Delaware limited liability company (the "Company"), and Allegiance Funding Corp. I, a Delaware corporation (the "Depositor").
AMENDED & RESTATED AMENDMENT AND WAIVER AGREEMENTAmendment and Waiver Agreement • May 11th, 2001 • Point West Capital Corp • Finance services • New York
THIS AMENDED & RESTATED AMENDMENT AND WAIVER AGREEMENT, dated as of April 15, 2001 (this "Agreement"), is among ALLEGIANCE FUNDING I, LLC (the "Depositor"), MANUFACTURERS AND TRADERS TRUST COMPANY (the "Trustee"), POINT WEST CAPITAL CORPORATION (the "Servicer") and as consented to by the Certificateholders named on the signature pages hereto.
amongContribution, Sale and Servicing Agreement • April 19th, 2000 • Point West Capital Corp • Finance services • New York
PURCHASE AGREEMENTPurchase Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services • Delaware
This PURCHASE AGREEMENT (this "Agreement"), dated as of December 31, 2001, is by and among Point West Capital Corporation, a Delaware corporation (the "Seller"), Kildare Capital, Inc., a California corporation ("Purchaser"), and BROKER DEALER MARKET, INC., a Florida corporation ("Escrow Agent"), regarding the sale and purchase of one hundred percent (100%) of the equity ownership of Point West Securities, LLC, a Delaware limited liability company (the "Company").
Exhibit 10.14 THIRD MASTER AGREEMENT FOR PURCHASE OF INSURANCE POLICIES -------------------------------------------------------------------- THIS AGREEMENT FOR PURCHASE OF INSURANCE POLICIES (the "Agreement") is dated as of March 24, 1997, by and...Purchase of Insurance Policies • March 31st, 1997 • Dignity Partners Inc • Finance services • Florida
Exhibit 10.12 PURCHASE AND SALE AGREEMENT This Purchase And Sale Agreement is made as of January 16, 1997, by and between Viaticus, Inc., a Delaware corporation the address of which is 200 South Wacker Drive, Chicago, Illinois 60606 ("Viaticus"), and...Purchase and Sale Agreement • March 31st, 1997 • Dignity Partners Inc • Finance services • Illinois
SERVICING AGREEMENT among POINT WEST CAPITAL CORPORATION, as the Servicer, ALLEGIANCE CAPITAL, LLC, as the Special Servicer, FORESIGHT ANALYSTS, INC., as the Servicing Advisor, ALLEGIANCE FUNDING CORP. I, as the Depositor, and MANUFACTURERS AND...Servicing Agreement • April 2nd, 2002 • Point West Capital Corp • Finance services • New York
