EXHIBIT 9 TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 23rd, 1997 • Nuveen Flagship Multistate Trust Iv • Massachusetts
INVESTMENT MANAGEMENT AGREEMENT ------------------------------- AGREEMENT made as of the 26th day of July, 2005, by and between NUVEEN MULTISTATE TRUST IV, a Massachusetts business trust (the "Fund"), and NUVEEN ASSET MANAGEMENT, a Delaware...Investment Management Agreement • September 28th, 2005 • Nuveen Multistate Trust Iv
NUVEEN MULTISTATE TRUST IV -------------------------- RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT ------------------------------------------ This Agreement made this 18th day of May, 2004 by and between Nuveen Multistate Trust IV, a Massachusetts...Investment Management Agreement • September 28th, 2004 • Nuveen Multistate Trust Iv
NUVEEN FLAGSHIP MULTISTATE TRUST IV ---------------------------------- RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT ------------------------------------------ This Agreement made this 2nd day of May, 1999 by and between Nuveen Flagship Multistate Trust...Investment Management Agreement • September 28th, 1999 • Nuveen Flagship Multistate Trust Iv
This Agreement made this 2nd day of May, 1999 by and between Nuveen Flagship Multistate Trust IV, a Massachusetts business trust (the "Fund"), and Nuveen Advisory Corp., a Delaware corporation (the "Adviser").
Renewal of Distribution Agreement Agreement made this 31st day of July, 2002 by and between Nuveen Multistate Trust IV (formerly Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the "Fund"), and Nuveen Investments, a Delaware...Distribution Agreement • September 27th, 2002 • Nuveen Flagship Multistate Trust Iv
Agreement made this 31st day of July, 2002 by and between Nuveen Multistate Trust IV (formerly Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the "Fund"), and Nuveen Investments, a Delaware corporation (the "Underwriter");
WITNESSETH ----------Distribution Agreement • September 23rd, 1997 • Nuveen Flagship Multistate Trust Iv • Illinois
1 EXHIBIT 99.7 DISTRIBUTION AGREEMENT AGREEMENT made as of this ______ day of ____________, l996 between NUVEEN FLAGSHIP MULTISTATE TRUST IV, a business trust organized under the laws of the Commonwealth of Massachusetts (the "Fund"), and JOHN NUVEEN...Distribution Agreement • October 21st, 1996 • Nuveen Flagship Multistate Trust Iv • Illinois
Renewal of Distribution Agreement --------------------------------- Agreement made this 28th day of July, 2005 by and between Nuveen Multistate Trust IV (formerly Nuveen Flagship Multistate Trust IV), a Massachusetts business trust (the "Fund"), and...Distribution Agreement • September 28th, 2005 • Nuveen Multistate Trust Iv
Agreement made this 28th day of July, 2005 by and between Nuveen Multistate Trust IV (formerly Nuveen Flagship Multistate Trust IV), a Massachusetts business trust (the "Fund"), and Nuveen Investments, LLC a Delaware corporation (the "Underwriter");
RULE 12d1-4 INVESTMENT AGREEMENTRule 12d1-4 Investment Agreement • September 28th, 2023 • Nuveen Multistate Trust Iv • Illinois
THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
MUTUAL FUNDS SERVICE AGREEMENTMutual Funds Service Agreement • September 30th, 1998 • Nuveen Flagship Multistate Trust Iv • New York
APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of March 20, 2018)Master Custodian Agreement • September 28th, 2018 • Nuveen Multistate Trust Iv
AMENDMENT TO THE AMENDED AND RESTATED CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANYCustodian Agreement • September 28th, 2020 • Nuveen Multistate Trust Iv
AMENDMENT to the Amended and Restated Custodian Agreement (the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.Transfer Agency and Service Agreement • September 28th, 2020 • Nuveen Multistate Trust Iv
This amendment, effective as of May 10, 2020 (the “Effective Date”), is made by the parties to the Transfer Agency and Service Agreement entered into on May 11th, 2012, as amended (the “Agreement”), between each of the Nuveen open-end investment companies listed on Schedule A to the Agreement (collectively, the “Funds” and individually, the “Fund”) and DST Asset Manager Solutions, Inc. (formerly known as Boston Financial Data Services, Inc.) (the “Transfer Agent” or “DST”). Capitalized terms used in this amendment without definition shall have the respective meanings given to such terms in the Agreement.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 28th, 2015 • Nuveen Multistate Trust Iv • Illinois
AGREEMENT MADE THIS 1st day of October 2014, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
EXHIBIT 6 DISTRIBUTION AGREEMENT ---------------------- AGREEMENT made as of the 1st day of February, 1997 between NUVEEN FLAGSHIP MULTISTATE TRUST IV, a business trust organized under the laws of the Commonwealth of Massachusetts (the "Fund"), and...Distribution Agreement • January 10th, 1997 • Nuveen Flagship Multistate Trust Iv
RENEWAL OF DISTRIBUTION AGREEMENTSDistribution Agreement • September 28th, 2023 • Nuveen Multistate Trust Iv
Agreement made this 15th day of August, 2023 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);
CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreement • September 27th, 2019 • Nuveen Multistate Trust Iv
Agreement made as of this 30th day of July 2019, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2019.
RENEWAL OF DISTRIBUTION AGREEMENTSDistribution Agreement • September 28th, 2020 • Nuveen Multistate Trust Iv
Agreement made this 7th day of August, 2020 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);
NUVEEN FUNDS CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreement • September 28th, 2023 • Nuveen Multistate Trust Iv
Agreement made as of this 31st day of July 2023, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2023.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 28th, 2015 • Nuveen Multistate Trust Iv
AGREEMENT made as of the 1st day of October 2014, by and between NUVEEN MULTISTATE TRUST IV, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
Renewal of Distribution AgreementDistribution Agreement • September 27th, 2013 • Nuveen Multistate Trust Iv
Agreement made this 6th day of August, 2013 by and between Nuveen Multistate Trust IV (formerly, Nuveen Flagship Multistate Trust IV), a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);
APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of September 28, 2015) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIESMaster Custodian Agreement • September 28th, 2015 • Nuveen Multistate Trust Iv
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement And Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • March 31st, 2017 • Nuveen Multistate Trust Iv
This Amendment is made as of this 11th day of October, 2016, between each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
CONTINUANCE OF MANAGEMENT AGREEMENTSInvestment Management Agreement • September 28th, 2021 • Nuveen Multistate Trust Iv
Agreement made as of this 30th day of July 2021, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2021.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement And Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • September 28th, 2017 • Nuveen Multistate Trust Iv
This Amendment is made as of this 1st day of May 2017, to the Transfer Agency and Service Agreement dated May 1 1, 2012, as amended (the “Agreement”) between each of the Nuveen open-end investment companies listed on Exhibit A to the Agreement, as amended (collectively, the “Funds”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to further amend the Agreement as set forth herein.
RENEWAL OF DISTRIBUTION AGREEMENTSDistribution Agreement • September 27th, 2024 • Nuveen Multistate Trust Iv
Agreement made this 1st day of May, 2024 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);
Renewal of Distribution AgreementDistribution Agreement • September 28th, 2015 • Nuveen Multistate Trust Iv
Agreement made this 4th day of August, 2015 by and between Nuveen Multistate Trust IV (formerly, Nuveen Flagship Multistate Trust IV), a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);
Renewal of Distribution AgreementDistribution Agreement • September 28th, 2017 • Nuveen Multistate Trust Iv
Agreement made this 4th day of August, 2017 by and between Nuveen Multistate Trust IV (formerly, Nuveen Flagship Multistate Trust IV), a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);
Renewal of Distribution AgreementDistribution Agreement • September 28th, 2006 • Nuveen Multistate Trust Iv
Agreement made this 1st day of August, 2006 by and between Nuveen Multistate Trust IV (formerly Nuveen Flagship Multistate Trust IV), a Massachusetts business trust (the “Fund”), and NUVEEN INVESTMENTS, LLC, a Delaware corporation (the “Underwriter”);
Renewal of Distribution AgreementDistribution Agreement • September 26th, 2014 • Nuveen Multistate Trust Iv
Agreement made this 6th day of August, 2014 by and between Nuveen Multistate Trust IV (formerly, Nuveen Flagship Multistate Trust IV), a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);
Renewal of Distribution AgreementDistribution Agreement • September 28th, 2018 • Nuveen Multistate Trust Iv
Agreement made this 7th day of August, 2018 by and between Nuveen Multistate Trust IV, a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, John Nuveen & Co. Incorporated), a Delaware limited liability company (the “Underwriter”);
WITNESSETH:Custodian Contract • October 21st, 1996 • Nuveen Flagship Multistate Trust Iv • Massachusetts
Renewal of Distribution AgreementDistribution Agreement • September 29th, 2008 • Nuveen Multistate Trust Iv
Agreement made this 1st day of August, 2008 by and between Nuveen Multistate Trust IV (formerly Nuveen Flagship Multistate Trust IV), a Massachusetts business trust (the “Fund”), and NUVEEN INVESTMENTS, LLC, a Delaware corporation (the “Underwriter”);
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 28th, 2011 • Nuveen Multistate Trust Iv • Illinois
AGREEMENT MADE THIS 1st day of January, 2011, by and between Nuveen Fund Advisors, Inc., a Delaware corporation and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).
Renewal of Distribution AgreementDistribution Agreement • September 28th, 2007 • Nuveen Multistate Trust Iv
Agreement made this 1st day of August, 2007 by and between Nuveen Multistate Trust IV (formerly Nuveen Flagship Multistate Trust IV), a Massachusetts business trust (the “Fund”), and NUVEEN INVESTMENTS, LLC, a Delaware corporation (the “Underwriter”);
