Nuveen Multistate Trust Iii Sample Contracts

EXHIBIT 9 TRANSFER AGENCY AND SERVICE AGREEMENT
Transfer Agency and Service Agreement • September 23rd, 1997 • Nuveen Flagship Multistate Trust Iii • Massachusetts
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INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of the 26th day of July, 2005, by and between NUVEEN MULTISTATE TRUST III, a Massachusetts business trust (the "Fund"), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the "Adviser"). W I T N E S...
Investment Management Agreement • September 28th, 2005 • Nuveen Multistate Trust Iii
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NUVEEN MULTISTATE TRUST III --------------------------- Renewal of Investment Management Agreement ------------------------------------------ This Agreement made this 18th day of May, 2004 by and between Nuveen Multistate Trust III, a Massachusetts...
Investment Management Agreement • September 28th, 2004 • Nuveen Multistate Trust Iii
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NUVEEN FLAGSHIP MULTISTATE TRUST III ---------------------------------- RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT ------------------------------------------ This Agreement made this 2nd day of May, 1999 by and between Nuveen Flagship Multistate Trust...
Investment Management Agreement • September 28th, 1999 • Nuveen Flagship Multistate Trust Iii

This Agreement made this 2nd day of May, 1999 by and between Nuveen Flagship Multistate Trust III, a Massachusetts business trust (the "Fund"), and Nuveen Advisory Corp., a Delaware corporation (the "Adviser").

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Renewal of Distribution Agreement Agreement made this 28th day of July, 2005 by and between Nuveen Multistate Trust III (formerly Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the "Fund"), and Nuveen Investments, LLC a...
Distribution Agreement • September 28th, 2005 • Nuveen Multistate Trust Iii

Agreement made this 28th day of July, 2005 by and between Nuveen Multistate Trust III (formerly Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the "Fund"), and Nuveen Investments, LLC a Delaware corporation (the "Underwriter");

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WITNESSETH ----------
Distribution Agreement • September 23rd, 1997 • Nuveen Flagship Multistate Trust Iii • Illinois
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Renewal of Distribution Agreement Agreement made this 31st day of July, 2003 by and between Nuveen Multistate Trust III (formerly Nuveen Flagship Multistate Trust I), a Massachusetts business trust (the "Fund"), and Nuveen Investments, LLC a Delaware...
Distribution Agreement • September 29th, 2003 • Nuveen Flagship Multistate Trust Iii

Agreement made this 31st day of July, 2003 by and between Nuveen Multistate Trust III (formerly Nuveen Flagship Multistate Trust I), a Massachusetts business trust (the "Fund"), and Nuveen Investments, LLC a Delaware corporation (the "Underwriter");

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RULE 12d1-4 INVESTMENT AGREEMENT
Rule 12d1-4 Investment Agreement • September 28th, 2023 • Nuveen Multistate Trust Iii • Illinois

THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.

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APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of November 16, 2018) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES
Master Custodian Agreement • September 27th, 2019 • Nuveen Multistate Trust Iii
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Exhibit 6(a) Renewal of Distribution Agreement --------------------------------- This Agreement made this 31st day of July, 1997 by and between Nuveen Flagship Multistate Trust III, a Massachusetts business trust (the "Fund"), and John Nuveen & Co....
Renewal of Distribution Agreement • September 23rd, 1997 • Nuveen Flagship Multistate Trust Iii

This Agreement made this 31st day of July, 1997 by and between Nuveen Flagship Multistate Trust III, a Massachusetts business trust (the "Fund"), and John Nuveen & Co. Incorporated, a Delaware corporation (the "Underwriter");

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.
Transfer Agency and Service Agreement • September 28th, 2020 • Nuveen Multistate Trust Iii

This amendment, effective as of May 10, 2020 (the “Effective Date”), is made by the parties to the Transfer Agency and Service Agreement entered into on May 11th, 2012, as amended (the “Agreement”), between each of the Nuveen open-end investment companies listed on Schedule A to the Agreement (collectively, the “Funds” and individually, the “Fund”) and DST Asset Manager Solutions, Inc. (formerly known as Boston Financial Data Services, Inc.) (the “Transfer Agent” or “DST”). Capitalized terms used in this amendment without definition shall have the respective meanings given to such terms in the Agreement.

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INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • September 28th, 2015 • Nuveen Multistate Trust Iii • Illinois

AGREEMENT MADE THIS 1st day of October 2014, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).

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CONTINUANCE OF MANAGEMENT AGREEMENTS
Management Agreement • September 28th, 2022 • Nuveen Multistate Trust Iii

Agreement made as of this 29th day of July 2022, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2022.

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AMENDMENT TO THE AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANY
Master Custodian Agreement • September 28th, 2023 • Nuveen Multistate Trust Iii

This AMENDMENT (the “Amendment”) is entered into as of the 8th of September, 2022 and effective as of the 8th of September, 2022 (the “Effective Date”), amending the Amended and Restated Master Custodian Agreement (as amended, supplemented, restated, or otherwise modified from time to time, the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to the Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms hereof.

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NUVEEN OPEN-END FUNDS LISTED ON APPENDIX A RENEWAL and AMENDMENT OF MANAGEMENT AGREEMENTS
Management Agreement • September 28th, 2017 • Nuveen Multistate Trust Iii

Agreement made as of this 24th day of July 2017, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2017.

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APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of August 03, 2016) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES
Master Custodian Agreement • September 28th, 2016 • Nuveen Multistate Trust Iii
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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • September 26th, 2014 • Nuveen Multistate Trust Iii

This Amendment is made as of this 6th day of May, 2014, between each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • September 28th, 2015 • Nuveen Multistate Trust Iii

This Amendment is made as of this 11th day of December, 2014, between each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

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RENEWAL OF DISTRIBUTION AGREEMENTS
Distribution Agreement • September 28th, 2021 • Nuveen Multistate Trust Iii

Agreement made this 13th day of August, 2021 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);

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INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • September 28th, 2015 • Nuveen Multistate Trust Iii

AGREEMENT made as of the 1st day of October 2014, by and between NUVEEN MULTISTATE TRUST III, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).

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Renewal of Distribution Agreement
Distribution Agreement • September 27th, 2013 • Nuveen Multistate Trust Iii

Agreement made this 6th day of August, 2013 by and between Nuveen Multistate Trust III (formerly, Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);

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RENEWAL OF DISTRIBUTION AGREEMENTS
Distribution Agreement • September 28th, 2023 • Nuveen Multistate Trust Iii

Agreement made this 15th day of August, 2023 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);

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EXHIBIT 6 DISTRIBUTION AGREEMENT ---------------------- AGREEMENT made as of the 1st day of February, l997 between NUVEEN FLAGSHIP MULTISTATE TRUST III, a business trust organized under the laws of the Commonwealth of Massachusetts (the "Fund"), and...
Distribution Agreement • January 13th, 1997 • Nuveen Flagship Multistate Trust Iii
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Renewal of Distribution Agreement
Distribution Agreement • September 28th, 2015 • Nuveen Multistate Trust Iii

Agreement made this 4th day of August, 2015 by and between Nuveen Multistate Trust III (formerly, Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);

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INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • September 29th, 2008 • Nuveen Multistate Trust Iii

AGREEMENT made as of the 13th day of November 2007, by and between NUVEEN MULTISTATE TRUST III, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).

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APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of September 28, 2015) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES
Master Custodian Agreement • September 28th, 2015 • Nuveen Multistate Trust Iii
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Renewal of Distribution Agreement
Distribution Agreement • September 28th, 2006 • Nuveen Multistate Trust Iii

Agreement made this 1st day of August, 2006 by and between Nuveen Multistate Trust III (formerly Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the “Fund”), and NUVEEN INVESTMENTS, LLC, a Delaware corporation (the “Underwriter”);

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NUVEEN OPEN-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS
Investment Management Agreement • September 26th, 2014 • Nuveen Multistate Trust Iii

This Agreement made this 28th day of July 2014 by and between the entities listed on Schedule A (the “Nuveen Open-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”);

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Renewal of Distribution Agreement
Distribution Agreement • September 26th, 2014 • Nuveen Multistate Trust Iii

Agreement made this 6th day of August, 2014 by and between Nuveen Multistate Trust III (formerly, Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);

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Renewal of Distribution Agreement
Distribution Agreement • September 28th, 2010 • Nuveen Multistate Trust Iii

Agreement made this 2nd day of August, 2010 by and between Nuveen Multistate Trust III (formerly Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the “Fund”), and NUVEEN INVESTMENTS, LLC, a Delaware corporation (the “Underwriter”);

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CONTINUANCE OF MANAGEMENT AGREEMENTS
Investment Management Agreement • June 11th, 2020 • Nuveen Municipal Trust/Ma

Agreement made as of this 30th day of July 2019, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2019.

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NUVEEN MULTISTATE TRUST III RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • September 28th, 2010 • Nuveen Multistate Trust Iii

This Agreement made this 26th day of May 2010 by and between Nuveen Multistate Trust III, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.
Transfer Agency and Service Agreement • September 28th, 2021 • Nuveen Multistate Trust Iii

This Amendment is made as of this 20th day of January, 2021 (“Effective Date”), between each of the Nuveen Open-End Investment Companies, as listed on Schedule A to the Agreement (collectively, the “Funds”) and DST Asset Manager Solutions, Inc. (the “Transfer Agent”). In accordance with Section 16.l (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement dated May 11, 2012, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

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Renewal of Distribution Agreement
Distribution Agreement • September 29th, 2008 • Nuveen Multistate Trust Iii

Agreement made this 1st day of August, 2008 by and between Nuveen Multistate Trust III (formerly Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the “Fund”), and NUVEEN INVESTMENTS, LLC, a Delaware corporation (the “Underwriter”);

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Renewal of Distribution Agreement
Distribution Agreement • September 28th, 2017 • Nuveen Multistate Trust Iii

Agreement made this 4th day of August, 2017 by and between Nuveen Multistate Trust III (formerly, Nuveen Flagship Multistate Trust III), a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);

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