JWH Global Trust Sample Contracts

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JWH GLOBAL TRUST
Escrow Agreement • August 19th, 1997 • JWH Global Trust • Commodity contracts brokers & dealers • Illinois
SELLING AGREEMENT
Selling Agreement • March 12th, 2002 • JWH Global Trust • Commodity contracts brokers & dealers • Illinois
ADVISORY AGREEMENT
Advisory Agreement • May 14th, 2013 • Rjo Global Trust • Commodity contracts brokers & dealers • Illinois
ADVISORY AGREEMENT
Advisory Agreement • May 15th, 2017 • Rjo Global Trust • Commodity contracts brokers & dealers • Illinois

THIS AGREEMENT, made as of March 30, 2017 among OASIS PCM, LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and Prolific Capital Markets, LLC, a New Jersey limited liability company (the “Trading Advisor”).

SELLING AGREEMENT JWH GLOBAL PORTFOLIO TRUST (A DELAWARE BUSINESS TRUST)
Selling Agreement • November 26th, 1996 • JWH Global Portfolio Trust • Illinois
AMENDED AND RESTATED DECLARATION AND AGREEMENT OF TRUST OF
Declaration and Agreement of Trust • February 10th, 1997 • JWH Global Trust • Commodity contracts brokers & dealers • Delaware
THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF O’BRIEN ALTERNATIVE STRATEGIC INVESTMENT SOLUTIONS, LLC
Limited Liability Company Agreement • May 15th, 2015 • Rjo Global Trust • Commodity contracts brokers & dealers • Delaware

This Third Amended and Restated Limited Liability Company Agreement of O’Brien Alternative Strategic Investment Solutions, LLC (the “Company”), dated as of April 1, 2015, by and among R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and the other parties who are and shall become members of the Company with respect to each Series (as defined herein) in accordance with the provisions hereof (collectively the “Non-Managing Members”; the Managing Member and the Non-Managing Members may be collectively referred to herein as “Members”).

FUTURES ACCOUNT AGREEMENT U.S.
Futures Account Agreement • February 10th, 1997 • JWH Global Trust • Commodity contracts brokers & dealers • Illinois
SELLING AGREEMENT JWH GLOBAL TRUST (A DELAWARE BUSINESS TRUST)
Selling Agreement • August 19th, 1997 • JWH Global Trust • Commodity contracts brokers & dealers • Illinois
AMENDED AND RESTATED SELLING AGREEMENT JWH GLOBAL TRUST (A DELAWARE BUSINESS TRUST) Dated as of November 16, 2007
Selling Agreement • March 20th, 2008 • JWH Global Trust • Commodity contracts brokers & dealers • Illinois
JWH Global Trust (A Delaware Business Trust) Units of Beneficial Interest (Subscription Price: Net Asset Value per Unit) AMENDED AND RESTATED ADDITIONAL SELLING AGENT AGREEMENT
Additional Selling Agent Agreement • November 29th, 2007 • JWH Global Trust • Commodity contracts brokers & dealers • Illinois
RJO GLOBAL TRUST NINTH AMENDED AND RESTATED DECLARATION AND AGREEMENT OF TRUST Dated as of September 1, 2010
Declaration and Agreement of Trust • September 7th, 2010 • Rjo Global Trust • Commodity contracts brokers & dealers • Delaware

This NINTH AMENDED AND RESTATED DECLARATION AND AGREEMENT OF TRUST of RJO Global Trust is made and entered into as of this 1st day of September, 2010 by and among R.J. O’Brien Fund Management, LLC, a Delaware corporation, as a managing owner, Wilmington Trust Company, a Delaware banking corporation, as trustee, and each other party who shall execute a counterpart of this Declaration and Agreement of Trust as an owner of a unit of beneficial interest of the Trust or who becomes a party to this Declaration and Agreement of Trust as a unitholder by execution of a Subscription Agreement and Power of Attorney Signature Page or otherwise and who is shown in the books and records of the Trust as a unitholder.

BANK OF NEW YORK SUBSCRIPTION AND TRANSFER AGENT AGREEMENT
Subscription and Transfer Agent Agreement • September 19th, 2007 • JWH Global Trust • Commodity contracts brokers & dealers • New York

This Subscription and Transfer Agent Agreement (“Agreement”) is entered into this second day of April, 2007 by and among The Bank of New York, a New York banking corporation (“Bank”), R. J. O’Brien Fund Management, Inc., (“RJOFM”) a Delaware corporation, and each Fund listed in Exhibit A attached hereto. RJOFM and the Funds, individually, and R JOFM and the Funds, collectively, shall sometimes hereinafter be referred to as “Customer”.

THIRD AMENDMENT TO TRADING ADVISORY AGREEMENT
Trading Advisory Agreement • September 19th, 2007 • JWH Global Trust • Commodity contracts brokers & dealers

This Third Amendment (“Third Amendment”) to the Trading Advisory Agreement dated as of April 3, 1997, and previously amended on September 29, 2000 and June 23, 2005 (as so amended, the “Agreement”) by and among JWH GLOBAL TRUST (the “Trust”), REFCO COMMODITY MANAGEMENT, INC., the successor to CIS INVESTMENTS, INC. (the “Managing Owner”), and JOHN W. HENRY & COMPANY, INC. (the “Advisor”) is hereby made as of June 27, 2006.

FIRST AMENDMENT TO TRADING ADVISORY AGREEMENT
Trading Advisory Agreement • September 19th, 2007 • JWH Global Trust • Commodity contracts brokers & dealers

This Amendment (“Amendment”) to the Trading Advisory Agreement (the “Agreement”) dated as of April 3, 1997, by and among JWH GLOBAL TRUST (the “Trust”), CIS INVESTMENTS, INC. (the “Managing Owner”), and JOHN W. HENRY & COMPANY, INC. (the “Advisor”), and agreed to as to Section 4 by Cargill Investor Services, Inc., is made this 29th day of September, 2000.

SECOND AMENDMENT TO TRADING ADVISORY AGREEMENT
Trading Advisory Agreement • September 19th, 2007 • JWH Global Trust • Commodity contracts brokers & dealers

This Second Amendment (“Second Amendment”) to the Trading Advisory Agreement dated as of April 3, 1997, and previously amended on September 29, 2000, (as so amended, the “Agreement”) by and among JWH GLOBAL TRUST (the “Trust”), CIS INVESTMENTS, INC. (the “Managing Owner”), and JOHN W. HENRY & COMPANY, INC (the “Advisor”) is hereby made as of June 23, 2005.

CONFIDENTIAL TREATMENT REQUESTED. Confidential portions of this document have been redacted and have been separately filed with the Commission.
Advisory Agreement • May 15th, 2017 • Rjo Global Trust • Commodity contracts brokers & dealers

Amendment to EXHIBIT D of the Advisory Agreement date December 31, 2015 among OASIS DCM PTY, LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and Degraves Capital Management PTY Ltd, an Australian proprietary limited company (the “Trading Advisor”).

4th Amendment to Advisory Agreement
Advisory Agreement • May 13th, 2016 • Rjo Global Trust • Commodity contracts brokers & dealers

This 4th Amendment (the "4th Amendment") is made as of April 1, 2016 (the “Effective Date”) among OASIS ROW LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and ROW Asset Management, LLC, a Delaware limited liability company (the “Trading Advisor”), parties to that certain Advisory Agreement dated October 1, 2014 and as previously amended.

3rd Amendment to Advisory Agreement
Advisory Agreement • May 13th, 2016 • Rjo Global Trust • Commodity contracts brokers & dealers

This 3rd Amendment (the "2nd Amendment") is made as of March 1, 2016 (the “Effective Date”) among OASIS ROW LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and ROW Asset Management, LLC, a Delaware limited liability company (the “Trading Advisor”), parties to that certain Advisory Agreement dated October 1, 2014 and last amended on April 1, 2015 (the "Agreement").

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INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • April 4th, 2014 • Rjo Global Trust • Commodity contracts brokers & dealers • Delaware

THIS INVESTMENT MANAGEMENT AGREEMENT (this “Agreement”) is made with effect from the 30th day of August, 2013, by and among RJO Global Trust a series trust organized under the laws of the State of Delaware (the “RJO Global Trust”), R.J. O’Brien Fund Management LLC, a limited liability company organized under the laws of the State of Delaware and the managing owner of the RJO Global Trust (the “Managing Owner”) and RPM Risk & Portfolio Management Aktiebolag, a limited liability company organized under the laws of Sweden (the “Investment Manager”).

ADVISORY AGREEMENT
Advisory Agreement • March 31st, 2014 • Rjo Global Trust • Commodity contracts brokers & dealers • Illinois

CONFIDENTIAL TREATMENT REQUESTED. Confidential portions of this document have been redacted and have been separately filed with the Commission.

CONFIDENTIAL TREATMENT REQUESTED. Confidential portions of this document have been redacted and have been separately filed with the Commission.
Advisory Agreement • May 15th, 2017 • Rjo Global Trust • Commodity contracts brokers & dealers

Amendment to EXHIBIT D of the Advisory Agreement date April 1, 2015, as amended, among OASIS Claughton, LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and Claughton Capital LLC, a Florida corporation (the “Trading Advisor”).

2nd Amendment to Advisory Agreement
Advisory Agreement • March 28th, 2016 • Rjo Global Trust • Commodity contracts brokers & dealers

This 2nd Amendment (the "2nd Amendment") is made as of June 1, 2015 (the “Effective Date”) among OASIS TWC, LLC, (the “Trading Company”), R.J. O’Brien Fund Management, LLC, (the “Managing Member”), and Turning Wheel Capital Inc., (the “Trading Advisor”), parties to that certain Advisory Agreement dated March 31, 2015 (the "Agreement").

AMENDMENT TO ADVISORY AGREEMENT
Advisory Agreement • November 14th, 2014 • Rjo Global Trust • Commodity contracts brokers & dealers

This Amendment (“the Amendment”) the certain Advisory Agreement dated October 18, 2014 (“the Agreement”) is made as of October 1, 2014 (the “Effective Date”) among OASIS ROW, LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and ROW Asset Management, LLC, a Delaware limited liability company (the “Trading Advisor”).

SIDLEY & AUSTIN A PARTNERSHIP INCLUDING PROFESSIONAL CORPORATIONS ONE FIRST NATIONAL PLAZA LOS ANGELES CHICAGO, ILLINOIS 60603 LONDON ______ TELEPHONE 312:853-7000 ______
Amendment to the Registration Statement • September 24th, 1997 • JWH Global Trust • Commodity contracts brokers & dealers
2nd Amendment to Advisory Agreement
Advisory Agreement • March 28th, 2016 • Rjo Global Trust • Commodity contracts brokers & dealers

This 2nd Amendment (the "2nd Amendment") is made as of April 1, 2015 (the “Effective Date”) among OASIS ROW LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and ROW Asset Management, LLC, a Delaware limited liability company (the “Trading Advisor”), parties to that certain Advisory Agreement dated October 1, 2014 and first amended on October 18, 2014 (the "Agreement").

SECOND AMENDED AND RESTATED SELLING AGREEMENT RJO GLOBAL TRUST (A DELAWARE BUSINESS TRUST) Dated as of November 5, 2008
Selling Agreement • March 30th, 2009 • Rjo Global Trust • Commodity contracts brokers & dealers • Illinois
2nd Amendment to Advisory Agreement
Advisory Agreement • March 27th, 2015 • Rjo Global Trust • Commodity contracts brokers & dealers

This 2nd amendment (the "2nd Amendment") is made as of February 19, 2015 (the “Effective Date”) among OASIS Centurion LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and Centurion Investment Management, LLC, a Delaware limited liability company (the “Trading Advisor”), parties to that certain Advisory Agreement dated April 17, 2014 (the "Agreement").

First Amendment to the
First Amendment to the Ninth Amended and Restated Declaration and Agreement of Trust • July 15th, 2011 • Rjo Global Trust • Commodity contracts brokers & dealers

This FIRST AMENDMENT TO THE NINTH AMENDED AND RESTATED DECLARATION AND AGREEMENT OF TRUST of the RJO Global Trust (the “Trust”) dated as of July 13, 2011 is hereby made by R.J. O’Brien Fund Management, LLC, in its capacity as the managing owner (the “Managing Owner”) of the Trust currently operated pursuant to the Ninth Amended and Restated Declaration and Agreement of Trust made and entered into as of September 1, 2010 (the “Trust Agreement”). All capitalized terms that are not defined herein shall be as defined in the Trust Agreement.

THIRD AMENDED AND RESTATED SELLING AGREEMENT RJO GLOBAL TRUST (A DELAWARE BUSINESS TRUST) Dated as of July 1, 2011
Selling Agreement • August 15th, 2011 • Rjo Global Trust • Commodity contracts brokers & dealers • Illinois
Amendment to Advisory Agreement
Advisory Agreement • March 28th, 2016 • Rjo Global Trust • Commodity contracts brokers & dealers

This Amendment (the "Amendment") is made as of April 1, 2015 (the “Effective Date”) among OASIS PGR LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and PGR Capital LLP, a limited liability partnership under the laws of England and Wales (the “Trading Advisor”), parties to that certain Advisory Agreement dated October 9, 2013 (the "Agreement").

FOURTH AMENDMENT TO TRADING ADVISORY AGREEMENT
Trading Advisory Agreement • April 18th, 2008 • JWH Global Trust • Commodity contracts brokers & dealers

This Fourth Amendment (the "Fourth Amendment") to the Trading Advisory Agreement dated as of April 3, 1997, and previously amended on September 29, 2000, June 23, 2005, and June 27, 2006 (as so amended, the "Agreement") by and among JWH GLOBAL TRUST (the "Trust"), R.J. O'BRIEN FUND MANAGEMENT, LLC (the "Managing Owner"), and JOHN W. HENRY & COMPANY, INC. (the "Advisor") is hereby made effective as of March 1, 2008.

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