Standard Contracts
DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this 2nd day of March, 1998 (the "Agreement") by and between the Forward Funds, Inc., a Maryland corporation (the "Company") and First Data Distributors, Inc. (the "Distributor"), a Massachusetts...Distribution Agreement • February 24th, 1998 • Forward Funds Inc • Massachusetts
Contract Type FiledFebruary 24th, 1998 Company Jurisdiction
AMENDMENT DATED APRIL 30, 1999Distribution Agreement • April 23rd, 1999 • Forward Funds Inc
Contract Type FiledApril 23rd, 1999 Company
BACKGROUNDAdministration Agreement • December 22nd, 2004 • Forward Funds Inc
Contract Type FiledDecember 22nd, 2004 Company
PURCHASE AGREEMENT Forward Funds, Inc. (the "Corporation"), organized and existing under the laws of the State of Maryland, on behalf of The Equity Fund, The Global Bond Fund, The International Equity Fund and The Small Capitalization Stock Fund...Purchase Agreement • August 18th, 1998 • Forward Funds Inc
Contract Type FiledAugust 18th, 1998 Company
FOREIGN CUSTODY MANAGER DELEGATION AGREEMENTCustody Agreement • February 24th, 1998 • Forward Funds Inc • New York
Contract Type FiledFebruary 24th, 1998 Company Jurisdiction
FORM OF AMENDMENT NO. 1 TO EXPENSE LIMITATION AGREEMENT FOR THE GARZARELLI U.S. EQUITY FUNDExpense Limitation Agreement • May 1st, 2002 • Forward Funds Inc
Contract Type FiledMay 1st, 2002 Company
FORWARD FUNDS, INC. AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, Effective as of April 30, 1999, between Webster Investment Management Company LLC ("Webster" or the "Investment Manager") and Forward Funds, Inc. (the "Corporation")...Investment Management Agreement • February 29th, 2000 • Forward Funds Inc • California
Contract Type FiledFebruary 29th, 2000 Company Jurisdiction
AMENDMENT TO THE CUSTODIAN AGREEMENT AMENDMENT entered into as of this 2nd day of March, 1998 to the Custodian Agreement between Forward Funds, Inc. on behalf of the portfolios listed on Appendix B hereto as the same may be amended from time to time...Custodian Agreement • February 24th, 1998 • Forward Funds Inc
Contract Type FiledFebruary 24th, 1998 Company
FORWARD FUNDS, INC. SUBADVISORY AGREEMENT AGREEMENT, effective as of April 30, 1999, among Uniplan, Inc. (the "Subadviser" or "Uniplan"), Forward Funds, Inc. (the "Company"), and Webster Investment Management Co., LLC (the "Adviser") on behalf of The...Subadvisory Agreement • April 23rd, 1999 • Forward Funds Inc • California
Contract Type FiledApril 23rd, 1999 Company Jurisdiction
REVISED EXHIBIT A THIS REVISED EXHIBIT A, dated as of March 3, 2005 is the Revised Exhibit A to the Amended and Restated Administration Agreement dated February 1, 2003 between PFPC Inc. and Forward Funds, Inc. (the "Fund"). The following is the list...Administration Agreement • March 7th, 2005 • Forward Funds Inc
Contract Type FiledMarch 7th, 2005 CompanyTHIS REVISED EXHIBIT A, dated as of March 3, 2005 is the Revised Exhibit A to the Amended and Restated Administration Agreement dated February 1, 2003 between PFPC Inc. and Forward Funds, Inc. (the "Fund"). The following is the list of the Fund's Portfolios that are subject to the Agreement:
Exhibit (h)(1)(d) CUSTOMER IDENTIFICATION SERVICES AMENDMENT This Customer Identification Services Amendment (this "Amendment") amends, as of the 1st day of October, 2003 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of...Transfer Agency Services Agreement • October 20th, 2003 • Forward Funds Inc
Contract Type FiledOctober 20th, 2003 Company
AMENDMENTTransfer Agency and Services Agreement • October 20th, 2003 • Forward Funds Inc
Contract Type FiledOctober 20th, 2003 Company
FORM OF EXPENSE LIMITATION AGREEMENT FOR FORWARD GLOBAL EMERGING MARKETS FUND (INVESTOR CLASS SHARES) THIS AGREEMENT, dated as of [ ], is made and entered into by and ------------ between Forward Funds, Inc., a Maryland corporation (the "Company"), on...Expense Limitation Agreement • June 28th, 2004 • Forward Funds Inc
Contract Type FiledJune 28th, 2004 Company
WITNESSETH:Administration Agreement • December 30th, 2002 • Forward Funds Inc • Massachusetts
Contract Type FiledDecember 30th, 2002 Company Jurisdiction
FORWARD FUNDS, INC. SUBADVISORY AGREEMENT AGREEMENT, effective as of , 1998, among Barclays Global Fund Advisors (the "Subadviser" or "Barclays"), Forward Funds, Inc. (the "Company"), and Webster Investment Management Company LLC (the "Adviser") on...Subadvisory Agreement • September 18th, 1998 • Forward Funds Inc • California
Contract Type FiledSeptember 18th, 1998 Company Jurisdiction
Exhibit (d)(16) FORWARD FUNDS, INC. SUBADVISORY AGREEMENT AGREEMENT, effective commencing on March 30, 2005, between Netols Asset Management, Inc (the "Subadvisor"), Forward Management, LLC (the "Investment Advisor") and Forward Funds, Inc. (the...Subadvisory Agreement • April 29th, 2005 • Forward Funds Inc • California
Contract Type FiledApril 29th, 2005 Company Jurisdiction
Exhibit (E) DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this 31st day of December, 2000 (the "Agreement") by and between the Forward Funds, Inc., a Maryland corporation (the "Company") and PFPC Distributors, Inc. (the "Distributor"), a...Distribution Agreement • May 1st, 2001 • Forward Funds Inc • Delaware
Contract Type FiledMay 1st, 2001 Company Jurisdiction
FORWARD FUNDS, INC. INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, effective as of March 2, 1998, among Barclays Global Fund Advisors ("Barclays" or the "Investment Manager"), Sutton Place Management Co., Inc. (the "Business Manager") and Forward Funds,...Investment Management Agreement • February 24th, 1998 • Forward Funds Inc • California
Contract Type FiledFebruary 24th, 1998 Company Jurisdiction
CUSTODIAN AGREEMENT AGREEMENT made as of this 2nd day of March, 1998 between Forward Funds, Inc. (the "Fund") on behalf of each of the portfolios listed on Appendix B hereto as the same may be amended from time to time (each a "Fund" and collectively...Custodian Agreement • February 24th, 1998 • Forward Funds Inc • New York
Contract Type FiledFebruary 24th, 1998 Company Jurisdiction
Exhibit (d)(3) FORWARD FUNDS, INC. INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, effective as of February 15, 2000, among Hansberger Global Investors, Inc. (the "Sub-Adviser"), Forward Funds, Inc. (the "Company"), and Webster Investment Management...Investment Sub-Advisory Agreement • December 30th, 2002 • Forward Funds Inc • California
Contract Type FiledDecember 30th, 2002 Company Jurisdiction
EXPENSE LIMITATION AGREEMENT FOR FORWARD LEGATO FUND (CLASS A SHARES)Expense Limitation Agreement • April 29th, 2005 • Forward Funds Inc
Contract Type FiledApril 29th, 2005 Company
EXPENSE LIMITATION AGREEMENT FOR FORWARD GLOBAL EMERGING MARKETS FUND (INSTITUTIONAL CLASS SHARES)Expense Limitation Agreement • April 29th, 2005 • Forward Funds Inc
Contract Type FiledApril 29th, 2005 Company
Exhibit (d)(1) FORWARD FUNDS, INC. AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, effective as of June 6, 2002, as amended December 5, 2002, between Forward Management, LLC (formerly Webster Investment Management Company LLC)...Investment Management Agreement • December 30th, 2002 • Forward Funds Inc • California
Contract Type FiledDecember 30th, 2002 Company Jurisdiction
FORM OFInvestment Management Agreement • June 28th, 2004 • Forward Funds Inc • California
Contract Type FiledJune 28th, 2004 Company Jurisdiction
Exhibit (d)(7) FORWARD FUNDS, INC. FORM OF INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, dated as of , among New York Life Investment Management, ------ LLC, (the "Sub-Adviser"), Forward Funds, Inc. (the "Company"), and Forward Management, LLC (the...Investment Sub-Advisory Agreement • December 30th, 2002 • Forward Funds Inc • California
Contract Type FiledDecember 30th, 2002 Company Jurisdiction
FORM OF FORWARD FUNDS, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 29th, 2000 • Forward Funds Inc • California
Contract Type FiledFebruary 29th, 2000 Company Jurisdiction
EXPENSE LIMITATION AGREEMENT FOR FORWARD LEGATO FUND (CLASS A SHARES)Expense Limitation Agreement • March 7th, 2005 • Forward Funds Inc
Contract Type FiledMarch 7th, 2005 Company
FORM OF FORWARD FUNDS, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 29th, 2000 • Forward Funds Inc
Contract Type FiledFebruary 29th, 2000 Company
EXPENSE LIMITATION AGREEMENT FOR FORWARD INTERNATIONAL SMALL COMPANIES FUND (CLASS A SHARES)Expense Limitation Agreement • March 4th, 2005 • Forward Funds Inc
Contract Type FiledMarch 4th, 2005 Company
FORM OF EXPENSE LIMITATION AGREEMENT FOR FORWARD HOOVER SMALL CAP EQUITY FUND (INVESTOR CLASS SHARES)Expense Limitation Agreement • June 11th, 2003 • Forward Funds Inc
Contract Type FiledJune 11th, 2003 Company
Exhibit 99-(D)(13) FORWARD FUNDS, INC. INVESTMENT SUB-ADVISOR AGREEMENT This INVESTMENT SUB-ADVISOR AGREEMENT (this "Agreement"), effective as of September 15, 2004 among Pictet International Management Ltd., a United Kingdom limited liability...Investment Sub-Advisor Agreement • December 22nd, 2004 • Forward Funds Inc • California
Contract Type FiledDecember 22nd, 2004 Company Jurisdiction
EX.99(d)(16) FORWARD FUNDS, INC. SUBADVISORY AGREEMENT AGREEMENT, effective commencing on March 3, 2005, among Netols Asset Management, Inc (the "Subadvisor"), Forward Management, LLC (the "Investment Advisor") and Forward Funds, Inc. (the "Company"),...Subadvisory Agreement • March 7th, 2005 • Forward Funds Inc • California
Contract Type FiledMarch 7th, 2005 Company Jurisdiction
Exhibit 1 THIS REVISED EXHIBIT 1, dated as of March 3, 2005 is the Revised Exhibit 1 to the Transfer Agency and Services Agreement dated April 1, 1998, as amended, between PFPC Inc. and Forward Funds, Inc. (the "Fund"). The following is the list of...Transfer Agency and Services Agreement • March 7th, 2005 • Forward Funds Inc
Contract Type FiledMarch 7th, 2005 CompanyTHIS REVISED EXHIBIT 1, dated as of March 3, 2005 is the Revised Exhibit 1 to the Transfer Agency and Services Agreement dated April 1, 1998, as amended, between PFPC Inc. and Forward Funds, Inc. (the "Fund"). The following is the list of the Fund's Portfolios that are subject to the Agreement:
EX.99(d)(15) FORWARD FUNDS, INC. SUBADVISORY AGREEMENT AGREEMENT, effective commencing on March 3, 2005, among Conestoga Capital Advisors, LLC (the "Subadvisor"), Forward Management, LLC (the "Investment Advisor") and Forward Funds, Inc. (the...Subadvisory Agreement • March 7th, 2005 • Forward Funds Inc • California
Contract Type FiledMarch 7th, 2005 Company Jurisdiction
EXPENSE LIMITATION AGREEMENT FOR THE FORWARD HOOVER MINI-CAP FUND (INSTITUTIONAL CLASS SHARES)Expense Limitation Agreement • August 11th, 2003 • Forward Funds Inc
Contract Type FiledAugust 11th, 2003 Company