ANNEX 1Distribution Agreement • May 19th, 2010 • SPDR Series Trust
EFFECTIVE WITH SEC, BUT NOT OPERATIONAL SPDR(R) S&P(R) Aerospace & Defense ETF SPDR(R) S&P(R) Building & Construction ETF SPDR(R) S&P(R) Computer Hardware ETF SPDR(R) S&P(R) Computer Software ETF SPDR(R) S&P(R) Health Care Equipment ETF SPDR(R) S&P(R) Health Care Services ETF SPDR(R) S&P(R) LeisureTime ETF SPDR(R) S&P(R) Outsourcing & IT Consulting ETF SPDR(R) S&P(R) Telecom ETF SPDR(R) S&P(R) Transportation ETF
1 Exhibit 99.(h)(i) ADMINISTRATION AGREEMENT Agreement dated as of September 22, 2000, by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), State Street Bank and Trust Company (the "Adviser"), and...Administration Agreement • September 25th, 2000 • Index Exchange Listed Securities Trust • Massachusetts
1 Exhibit 99.(h)(ii) TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the 22nd day of September, 2000, by and between streetTRACKS(SM) SERIES TRUST, a Massachusetts business trust, having its principal office and place of business at 225...Transfer Agency and Service Agreement • September 25th, 2000 • Index Exchange Listed Securities Trust • Massachusetts
SPDR(R) Series Trust One Lincoln Street Boston, MA 02111 State Street Bank and Trust Company 2 Avenue de Lafayette Boston, Massachusetts 02111 Ladies and Gentlemen: Reference is made to the Custodian Agreement between us dated as of September 22, 2000...Custodian Agreement • September 18th, 2007 • SPDR Series Trust
Pursuant to the Agreement, this letter is to provide notice of the creation of an additional investment portfolio of SPDR(R) Series Trust:
streetTRACKS(R) Series Trust One Franklin Street Boston, MA 02111 State Street Bank and Trust Company 2 Avenue de Lafayette Boston, Massachusetts 02111 Ladies and Gentlemen: Reference is made to the Custodian Contract between us dated as of September...Custodian Contract • January 23rd, 2006 • Streettracks Series Trust
Pursuant to the Agreement, this letter is to provide notice of the creation of additional investment portfolios of streetTRACKS(R) Series Trust:
SUB-ADVISORY AGREEMENT AGREEMENT made as of the 1st day of May, 2001, between SSgA FUNDS MANAGEMENT, INC., a Massachusetts corporation (the "Adviser") and THE TUCKERMAN GROUP LLC, a Delaware limited liability company (the "Sub- Adviser"). WHEREAS, the...Sub-Advisory Agreement • October 26th, 2001 • Streettracks Series Trust • Massachusetts
SPDR(R) Series Trust One Lincoln Street Boston, MA 02111 SSgA Funds Management, Inc. One Lincoln Street Boston, MA 02111 Ladies and Gentlemen: Reference is made to the Amended and Restated Investment Advisory Agreement between us dated as of September...Investment Advisory Agreement • September 18th, 2007 • SPDR Series Trust
Reference is made to the Amended and Restated Investment Advisory Agreement between us dated as of September 1, 2003 (the "Agreement").
INVESTMENT ADVISORY AGREEMENT BETWEEN SSGA FUNDS MANAGEMENT, INC. AND streetTRACKS(SM) SERIES TRUSTInvestment Advisory Agreement • October 26th, 2001 • Streettracks Series Trust • Massachusetts
SPDR(R) Series Trust One Lincoln Street Boston, MA 02111 State Street Bank and Trust Company One Lincoln Street Boston, MA 02111 Ladies and Gentlemen: Reference is made to the Administration Agreement between us dated as of September 22, 2000 (the...Administration Agreement • September 18th, 2007 • SPDR Series Trust
Pursuant to the Agreement, this letter is to provide notice of the creation of an additional investment portfolio of SPDR(R) Series Trust:
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN SSGA FUNDS MANAGEMENT, INC. AND streetTRACKS(R) SERIES TRUSTInvestment Advisory Agreement • October 28th, 2003 • Streettracks Series Trust • Massachusetts
FIRST AMENDMENT TO AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 26th, 2007 • SPDR Series Trust
WITNESSETH:Custodian Agreement • September 25th, 2000 • Index Exchange Listed Securities Trust • Massachusetts
streetTRACKS(R) Series Trust One Franklin Street Boston, MA 02111 State Street Bank and Trust Company 2 Avenue de Lafayette Boston, Massachusetts 02111 Ladies and Gentlemen: Reference is made to the Custodian Agreement between us dated as of September...Custodian Agreement • June 12th, 2006 • Streettracks Series Trust
Pursuant to the Agreement, this letter is to provide notice of the creation of additional investment portfolios of streetTRACKS(R) Series Trust:
SPDR(R) Series Trust One Lincoln Street Boston, MA 02111 State Street Bank and Trust Company One Lincoln Street Boston, Massachusetts 02110 Ladies and Gentlemen: Reference is made to the Transfer Agent and Registrar Agreement between us dated as of...Transfer Agent and Registrar Agreement • September 18th, 2007 • SPDR Series Trust
Pursuant to Section 10 of the Agreement, this letter is to provide notice of the creation of an additional investment portfolio of SPDR(R) Series Trust:
SCHEDULE B This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 28th day of November, 2007 between SPDR(R) SERIES TRUST, ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY...Securities Lending Authorization Agreement • May 19th, 2010 • SPDR Series Trust
EXHIBIT 23(H)(IV) SPDR(R) SERIES TRUST SPDR(R) INDEX SHARES FUNDS FORM OF PARTICIPANT AGREEMENT This Participant Agreement (the "Agreement") is entered into by and among State Street Global Markets, LLC (the "Distributor"), State Street Bank and Trust...Participant Agreement • August 26th, 2009 • SPDR Series Trust • Massachusetts
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 20th, 2022 • SPDR Series Trust • Massachusetts
AGREEMENT, dated as of May 19, 2010, by and between SSgA Funds Management, Inc., a Massachusetts corporation (the “Adviser”), and State Street Global Advisors Limited, a limited liability company incorporated under the laws of England and Wales (the “Sub-Adviser”).
ANNEX A To the Transfer Agency and Service Agreement, as amended, by and between SPDR(R) Series Trust and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • May 19th, 2010 • SPDR Series Trust
SPDR(R) S&P(R) Aerospace & Defense ETF SPDR(R) S&P(R) Building & Construction ETF SPDR(R) S&P(R) Computer Hardware ETF SPDR(R) S&P(R) Computer Software ETF SPDR(R) S&P(R) Health Care Equipment ETF SPDR(R) S&P(R) Health Care Services ETF SPDR(R) S&P(R) Leisure Time ETF SPDR(R) S&P(R) Outsourcing & IT Consulting ETF SPDR(R) S&P(R) Telecom ETF SPDR(R) S&P(R) Transportation ETF
ANNEX A To the Transfer Agency and Service Agreement, as amended, by and between SPDR® Series Trust and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • June 24th, 2016 • SPDR Series Trust
1 Exhibit 99.(e) DISTRIBUTION AGREEMENT Distribution Agreement made this 22nd day of September, 2000, by and between streetTRACKS(SM) Series Trust, a Massachusetts business trust (the "Trust"), and State Street Capital Markets, LLC (the...Distribution Agreement • September 25th, 2000 • Index Exchange Listed Securities Trust • Massachusetts
streetTRACKS(R) Series Trust One Lincoln Street Boston, MA 02111 State Street Global Markets, LLC One Lincoln Street Boston, MA 02111 Ladies and Gentlemen: Reference is made to the Distribution Agreement between us dated as of September 22, 2000 (the...Distribution Agreement • June 12th, 2006 • Streettracks Series Trust
Pursuant to the Agreement, this letter is to provide notice of the creation of additional investment portfolios of streetTRACKS(R) Series Trust:
Annex I To the Distribution Agreement by and between SPDR Series Trust and State Street Global Advisors Funds Distributors, LLCDistribution Agreement • September 4th, 2024 • SPDR Series Trust
MASTER SUB-ADMINISTRATION AGREEMENTMaster Sub-Administration Agreement • October 28th, 2015 • SPDR Series Trust • Massachusetts
EXECUTION DRAFT INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, dated as of April 1, 2010, by and between SSgA Funds Management, Inc., a Massachusetts corporation (the "ADVISER"), and Nuveen Asset Management, a Delaware corporation (the "SUB-ADVISER")....Investment Sub-Advisory Agreement • May 12th, 2010 • SPDR Series Trust • Massachusetts
ANNEX A To the Transfer Agency and Service Agreement, as amended, by and between SPDR® Series Trust and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • August 25th, 2021 • SPDR Series Trust
ANNEX A To the Transfer Agency and Service Agreement, as amended, by and between SPDR® Series Trust and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • September 4th, 2024 • SPDR Series Trust
ANNEX 1 To the Distribution Agreement by and between SPDR® Series Trust and State Street Global Markets, LLCDistribution Agreement • November 23rd, 2015 • SPDR Series Trust
1 Exhibit 99.(h)(iv) STATE STREET CAPITAL MARKETS, LLC INVESTOR SERVICES AGREEMENT Gentlemen: As distributor and principal underwriter (the "Distributor") of streetTRACKS(SM) Series Trust (the "Trust"), an open-end, management investment company...Investor Services Agreement • September 25th, 2000 • Index Exchange Listed Securities Trust • Massachusetts
ANNEX A To the Transfer Agency and Service Agreement, as amended, by and between SPDR® Series Trust and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • April 13th, 2011 • SPDR Series Trust
ADMINISTRATION AGREEMENT SCHEDULE A Listing of FundsAdministration Agreement • October 29th, 2018 • SPDR Series Trust
AMENDMENT NO. 2 TO MASTER SUB-ADMINISTRATION AGREEMENT (SSGA Funds Management, Inc.)Master Sub-Administration Agreement • April 26th, 2023 • SPDR Series Trust
THIS AMENDMENT TO THE MASTER SUB-ADMINISTRATION AGREEMENT, effective as of August 14, 2019 (the “Amendment”), is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and SSGA Funds Management, Inc., a Massachusetts corporation (the “Administrator”). Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
Schedule B This Schedule is attached to and made part of the Securities Lending Authorization Agreement, dated the 28th day of November, 2007 between SPDR® SERIES TRUST, ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B, SEVERALLY AND...Securities Lending Authorization Agreement • November 30th, 2011 • SPDR Series Trust
* Board approved and either SEC registered or in SEC registration, but not operational. Any fund series marked with a “ * ” shall not participate in securities lending unless and until the Funds have notified State Street in writing that the fund series is operational and authorized to participate in securities lending under this Agreement and such authorization is consented to by State Street in writing. Such authorization may be effected by the Funds and State Street executing a revised Schedule B with the applicable series no longer denoted as not operational.
ANTI-MONEY LAUNDERING SERVICES AMENDMENTAnti-Money Laundering Services Amendment • March 18th, 2020 • SPDR Series Trust
streetTRACKS Series TRUST (the “Fund”) and STATE STREET BANK & TRUST COMPANY (the “Transfer Agent”) are parties to an agreement dated as of September 22, 2000 (the “Agreement”) under which the Transfer Agent performs certain transfer agency and/or recordkeeping services for the Fund. In connection with the enactment of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (“USA PATRIOT Act”) and the regulations promulgated thereunder (collectively, the “Patriot Act”), the Fund has requested and the Transfer Agent has agreed to amend the Agreement as of the date hereof in the manner set forth below:
SIXTH AMENDMENT TO MASTER AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST EACH ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B OF THE AGREEMENT,...Securities Lending Authorization Agreement • October 26th, 2023 • SPDR Series Trust
This Sixth Amendment (this “Amendment”) dated September 6, 2023, is among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST, each an open-end management investment company, organized as a Massachusetts business trust, on behalf of each of its respective series as listed on Schedule B of the Agreement (defined below), severally and not jointly, each a registered management investment company organized and existing under the laws of Massachusetts (the “Trust”) and STATE STREET BANK AND TRUST COMPANY (“State Street”). The Trust, acting on behalf of each of its series, a “Fund” and collectively, the “Funds”.
EIGHTH AMENDMENT TO MASTER AMENDED AND RESTATED SECURITIES LENDING AUTHORIZATION AGREEMENT Among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST EACH ON BEHALF OF EACH OF ITS RESPECTIVE SERIES AS LISTED ON SCHEDULE B OF THE AGREEMENT,...Securities Lending Authorization Agreement • October 24th, 2024 • SPDR Series Trust
This Eighth Amendment (this “Amendment”) dated as of July 3, 2024, is among SPDR SERIES TRUST, SPDR INDEX SHARES, and SSGA ACTIVE TRUST, each an open-end management investment company, organized as a Massachusetts business trust, on behalf of each of its respective series as listed on Schedule B of the Agreement (defined below), severally and not jointly, each a registered management investment company organized and existing under the laws of Massachusetts (the “Trust”) and STATE STREET BANK AND TRUST COMPANY (“State Street”). The Trust, acting on behalf of each of its series, a “Fund” and collectively, the “Funds”.
