Nuveen Investment Trust Iii Sample Contracts

Between
Management Agreement • May 1st, 2006 • Nuveen Investment Trust Iii
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Among
Transfer Agency and Service Agreement • April 12th, 2006 • Nuveen Investment Trust Iii • Massachusetts
Between
Management Agreement • December 16th, 2004 • Nuveen Investment Trust Iii
WITNESSETH:
Subscription Agreement • November 25th, 1998 • Nuveen Investment Trust Iii
Renewal of Distribution Agreement --------------------------------- This Agreement made this 30th day of July, 1999 by and between Nuveen Investment Trust III, a Massachusetts business trust (the "Fund"), and John Nuveen & Co. Incorporated, a Delaware...
Distribution Agreement • January 28th, 2000 • Nuveen Investment Trust Iii

This Agreement made this 30th day of July, 1999 by and between Nuveen Investment Trust III, a Massachusetts business trust (the "Fund"), and John Nuveen & Co. Incorporated, a Delaware corporation (the "Underwriter");

RULE 12d1-4 INVESTMENT AGREEMENT
Rule 12d1-4 Investment Agreement • December 29th, 2023 • Nuveen Investment Trust Iii • Illinois

THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.

MUTUAL FUNDS SERVICE AGREEMENT . Transfer Agency Services
Mutual Funds Service Agreement • October 2nd, 1998 • Nuveen Investment Trust Iii • New York
INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • January 18th, 2011 • Nuveen Investment Trust Iii • Illinois

AGREEMENT MADE THIS 28th day of April 2010 by and between Nuveen Asset Management, a Delaware corporation and a registered investment adviser (“Manager”), and Symphony Asset Management, a California limited liability company and a registered investment adviser (“Sub-Adviser”).

TRANSFER AGENCY AND SERVICE AGREEMENT
Transfer Agency and Service Agreement • December 10th, 2012 • Nuveen Investment Trust Iii • Massachusetts

THIS AGREEMENT made as of the 11th day of May 2012, by and between each of the Nuveen open-end investment companies (the “Funds”), as listed on Schedule A, each having its principal office and place of business at 333 W. Wacker Drive, Suite 3300, Chicago, Illinois 60606 and Boston Financial Data Services, Inc., having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169 (the “Transfer Agent”).

AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.
Transfer Agency and Service Agreement • January 28th, 2021 • Nuveen Investment Trust Iii

This amendment, effective as of May 10, 2020 (the “Effective Date”), is made by the parties to the Transfer Agency and Service Agreement entered into on May 11th, 2012, as amended (the “Agreement”), between each of the Nuveen open-end investment companies listed on Schedule A to the Agreement (collectively, the “Funds” and individually, the “Fund”) and DST Asset Manager Solutions, Inc. (formerly known as Boston Financial Data Services, Inc.) (the “Transfer Agent” or “DST”). Capitalized terms used in this amendment without definition shall have the respective meanings given to such terms in the Agreement.

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • January 18th, 2011 • Nuveen Investment Trust Iii • Illinois

AGREEMENT MADE THIS 1st day of January, 2011, by and between Nuveen Fund Advisors, Inc., a Delaware corporation and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).

CONTINUANCE OF MANAGEMENT AGREEMENTS
Management Agreement • December 29th, 2022 • Nuveen Investment Trust Iii

Agreement made as of this 29th day of July 2022, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2022.

MANAGEMENT AGREEMENT BETWEEN NUVEEN INVESTMENT TRUST III AND NUVEEN FUND ADVISORS, LLC
Management Agreement • November 18th, 2014 • Nuveen Investment Trust Iii

NUVEEN INVESTMENT TRUST III, a Massachusetts business trust registered under the Investment Company Act of 1940 (“1940 Act”) as an open-end diversified management series investment company (“Trust”), hereby appoints NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company registered under the Investment Advisers Act of 1940 as an investment adviser, of Chicago, Illinois (“Manager”), to furnish investment advisory and management services and certain administrative services with respect to the portion of its assets represented by the shares of beneficial interest issued in the series listed in Schedule A hereto, as such schedule may be amended from time to time (each such series hereinafter referred to as “Fund”). Trust and Manager hereby agree that:

AMENDMENT TO THE AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANY
Master Custodian Agreement • December 29th, 2022 • Nuveen Investment Trust Iii

This AMENDMENT (the “Amendment”) is entered into as of the 8th of September, 2022 and effective as of the 8th of September, 2022 (the “Effective Date”), amending the Amended and Restated Master Custodian Agreement (as amended, supplemented, restated, or otherwise modified from time to time, the “Agreement”) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”) and each management investment company identified on Appendix A of the Agreement and each management investment company which becomes a party to the Agreement in accordance with the terms hereof (in each case, a “Fund” or “Funds”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to the Agreement in accordance with the terms hereof.

APPENDIX A TO CUSTODIAN AGREEMENT Dated as of December 10, 2012 NUVEEN CLOSED- END MANAGEMENT INVESTMENT COMPANIES
Custodian Agreement • December 10th, 2012 • Nuveen Investment Trust Iii

Nuveen Massachusetts AMT-Free Municipal Income Fund (f/k/a Nuveen Insured Massachusetts Tax-Free Advantage Municipal Fund)

RENEWAL OF DISTRIBUTION AGREEMENTS
Distribution Agreement • December 29th, 2022 • Nuveen Investment Trust Iii

Agreement made this 15th day of August, 2022 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);

AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • December 10th, 2012 • Nuveen Investment Trust Iii

This Amendment is made as of this 10th day of December, 2012, between each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • January 28th, 2021 • Nuveen Investment Trust Iii • Illinois

AGREEMENT MADE THIS 31st day of December 2020 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a California limited liability company and a registered investment adviser (“NAM” or “Sub-Adviser”).

NUVEEN OPEN-END FUNDS LISTED ON APPENDIX A RENEWAL and AMENDMENT OF MANAGEMENT AGREEMENTS
Management Agreement • January 26th, 2018 • Nuveen Investment Trust Iii

Agreement made as of this 24th day of July 2017, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2017.

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies as Listed on Schedule A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • October 28th, 2015 • Nuveen Investment Trust Iii

This Amendment is made as of this 25th day of September, 2015, between each of the Nuveen Open-End Investment Companies, as listed on Schedule A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

Witnesseth:
Master Custodian Agreement • December 16th, 2004 • Nuveen Investment Trust Iii • Massachusetts
RENEWAL OF DISTRIBUTION AGREEMENTS
Distribution Agreement • December 29th, 2023 • Nuveen Investment Trust Iii

Agreement made this 15th day of August, 2023 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);

AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • July 18th, 2014 • Nuveen Investment Trust Iii

This Amendment is made as of this 6th day of May, 2014, between each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.
Transfer Agency and Service Agreement • December 29th, 2022 • Nuveen Investment Trust Iii

This amendment, effective as of September 15, 2022 (the “Amendment Effective Date”), is made by the parties to the Transfer Agency and Service Agreement entered into on May 11th, 2012, as amended (the “Agreement”), between each of the Nuveen open-end investment companies listed on Schedule A to the Agreement (collectively, the “Funds” and individually, the “Fund”) and DST Asset Manager Solutions, Inc. (formerly known as Boston Financial Data Services, Inc.) (the “Transfer Agent” or “DST”). Capitalized terms used in this amendment without definition shall have the respective meanings given to such terms in the Agreement.

NUVEEN FUNDS CONTINUANCE OF MANAGEMENT AGREEMENTS
Management Agreement • December 29th, 2023 • Nuveen Investment Trust Iii

Agreement made as of this 31st day of July 2023, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2023.

AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.
Transfer Agency and Service Agreement • January 28th, 2019 • Nuveen Investment Trust Iii

This Amendment is made as of this 2nd day of January, 2019 to be effective December 28, 2018 (“Effective Date”), between each of the Nuveen Open-End Investment Companies, as listed on Schedule A to the Agreement (collectively, the “Funds”) and DST Asset Manager Solutions, Inc. (the “Transfer Agent”). I accordance with Section 16.l (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement dated May 11, 2012, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

NUVEEN OPEN-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS
Investment Management Agreement • December 10th, 2012 • Nuveen Investment Trust Iii

This Agreement made this 23rd day of May 2012 by and between the trusts listed on Schedule A (the “Nuveen Open-End Trusts”), and Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Adviser”);

DISTRIBUTION AGREEMENT
Distribution Agreement • January 28th, 2014 • Nuveen Investment Trust Iii

AGREEMENT made as of this 26th of July, 2005 between NUVEEN INVESTMENT TRUST III, a business trust organized under the laws of the Commonwealth of Massachusetts (the “Fund”), and NUVEEN INVESTMENTS, LLC, a Delaware limited liability company (the “Underwriter”).

RENEWAL OF DISTRIBUTION AGREEMENTS
Distribution Agreement • January 28th, 2022 • Nuveen Investment Trust Iii

Agreement made this 13th day of August, 2021 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);

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