UNDERWRITING AGREEMENT between APOLLO MEDICAL HOLDINGS, INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters APOLLO MEDICAL HOLDINGS, INC.Underwriting Agreement • May 5th, 2015 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
The undersigned, Apollo Medical Holdings, Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Apollo Medical Holdings, Inc. the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
APOLLO MEDICAL HOLDINGS, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [●], 20__ Debt SecuritiesIndenture • August 16th, 2023 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
Indenture, dated as of [●], 20__, among Apollo Medical Holdings, Inc., a Delaware corporation (the “Company”), and [Trustee], as trustee (the “Trustee”):
ContractCredit Agreement • March 1st, 2023 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
ContractPurchase Warrant Agreement • May 5th, 2015 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) AEGIS CAPITAL CORP. OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF AEGIS CAPITAL CORP. OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.
BOARD OF DIRECTORS AGREEMENTBoard of Directors Agreement • September 30th, 2019 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
This Board of Directors Agreement (“Agreement”) is made effective as September 29, 2019, by and between Apollo Medical Holdings, Inc., with its principal place of business at 1668 S. Garfield Ave., 2nd Floor, Alhambra, California 91801 (the “Company”) and Matthew Mazdyasni, with an address at ______________________________ (“Director”), provides for director services, according to the following terms and conditions:
EMPLOYMENT AGREEMENTEmployment Agreement • August 10th, 2020 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of June 8, 2020, by and between Network Medical Management, Inc., a California corporation (the “Employer”), and Albert Young, M.D. (the “Employee” and together with the Employer referred to as the “Parties”) to become effective as of the date hereof (the “Effective Date”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • December 13th, 2017 • Apollo Medical Holdings, Inc. • Services-management consulting services • Delaware
INDEMNIFICATION AGREEMENT (this “Agreement”) effective as of December __, 2017 by and between APOLLO MEDICAL HOLDINGS, INC., a Delaware corporation (the “Company”) and ______ (“Indemnitee”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • July 21st, 2010 • Apollo Medical Holdings, Inc. • Blank checks • Delaware
This Indemnification Agreement (“Agreement”) is made as of this 16th day of July, 2010, by and between Apollo Medical Holdings, Inc., a Delaware corporation (the “Company”), and Suresh Nihalani (“Indemnitee”), with reference to the following facts:
THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND INCREMENTAL AGREEMENTCredit Agreement • November 7th, 2023 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
This AMENDED AND RESTATED CREDIT AGREEMENT (as amended, restated, supplemented from time to time, this “Credit Agreement”) is made and entered into as of June 16, 2021, by and among APOLLO MEDICAL HOLDINGS, INC., a Delaware corporation (the “Borrower”), those several banks and other financial institutions and lenders from time to time party hereto , and TRUIST BANK, in its capacity as administrative agent for the Lenders (the “Administrative Agent”), as issuing bank (the “Issuing Bank”) and as swingline lender (the “Swingline Lender”).
AMENDED AND RESTATED CREDIT AGREEMENT dated as of June 16, 2021 among APOLLO MEDICAL HOLDINGS, INC. as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and TRUIST BANK as Administrative Agent TRUIST SECURITIES, INC. JPMORGAN CHASE BANK, N.A. MUFG...Credit Agreement • August 6th, 2021 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
This AMENDED AND RESTATED CREDIT AGREEMENT (this “Credit Agreement”) is made and entered into as of June 16, 2021, by and among APOLLO MEDICAL HOLDINGS, INC., a Delaware corporation (the “Borrower”), those several banks and other financial institutions and lenders from time to time party hereto (the “Lenders”), and TRUIST BANK, in its capacity as administrative agent for the Lenders (the “Administrative Agent”), as issuing bank (the “Issuing Bank”) and as swingline lender (the “Swingline Lender”).
MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • April 9th, 2012 • Apollo Medical Holdings, Inc. • Blank checks • California
This Management Agreement (“Agreement”) is made and entered into as of this 20th day of March, 2009, by and between Apollo Medical Management, Inc., a Delaware corporation (“Manager”), and ApolloMed Hospitalists, a California medical corporation (“Group”).
BOARD OF DIRECTORS AGREEMENTBoard of Directors Agreement • December 13th, 2017 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
This Board of Directors Agreement (“Agreement”) made as of December __, 2017, by and between Apollo Medical Holdings, Inc., with its principal place of business at 700 North Brand Boulevard, Suite 220, Glendale, California 91203 (the “Company”) and _____, with an address at _____ (“Director”), provides for director services, according to the following terms and conditions:
FORM OF COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • March 31st, 2014 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, NNA of Nevada, Inc., its successors and permitted assigns (together, “Holder”) is entitled, at any time on or after March 28, 2017 (the “Third Anniversary Date”), and prior to 5:00 p.m., New York City time, on March 28, 2021 (the “Expiration Date”), to purchase from Apollo Medical Holdings, Inc., a Delaware corporation (“Company”), up to the number of fully paid and non-assessable shares (the “Shares”) of Common Stock, par value $0.001 per share, of Company (the “Common Stock”) specified above (the “Warrant Shares”) at an initial exercise price of $1.00 per Share (the “Warrant Exercise Price”) or to convert this Warrant into Shares, in each case subject to the provisions and upon the terms and conditions set forth in this Warrant. This Warrant has been issued pursuant to an Investment Agreement, dated as of March 28, 2014, between Company and Holder (as it may be amended from time to time in accordan
STOCK PURCHASE AGREEMENT by and between: ROBERT TRACY, D.O., INC., a California professional corporation; and THE SHAREHOLDERS OF APOLLOMED CARE CLINIC, A PROFESSIONAL CORPORATION, a California professional corporation; and APOLLOMED CARE CLINIC, A...Stock Purchase Agreement • June 28th, 2016 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
This STOCK PURCHASE AGREEMENT (the “Agreement”) is made and entered into as of March 1, 2016, by and between ROBERT TRACY, D.O., INC., A Medical Corporation, a California professional corporation (the “Purchaser”), those individuals who have executed the signature page to this Agreement as stockholders of APOLLOMED CARE CLINIC, A PROFESSIONAL CORPORATION (collectively, the “Sellers” and individually, a “Seller”), and APOLLOMED CARE CLINIC, A PROFESSIONAL CORPORATION, a California professional corporation (the “Company”).
A Medical Corporation HOSPITALIST PARTICIPATION SERVICE AGREEMENTHospitalist Participation Service Agreement • April 3rd, 2014 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec • California
This HOSPITALIST PARTICIPATION SERVICE AGREEMENT (“Agreement”) is made and entered into this March 28, 2014 by and between ApolloMed Hospitalists, A Medical Corporation (Group), a California professional corporation located at P.O. Box 4555, Glendale, CA 91222, and Warren Hosseinion, M.D., a physician (Provider), having its principal place of business at 700 N. Brand Blvd. Suite 220, Glendale, CA 91203.
PHYSICIAN Shareholder AGREEMENTPhysician Shareholder Agreement • April 3rd, 2014 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec
This PHYSICIAN shareholder Agreement (this “Agreement”), dated as of March 28, 2014, is granted and delivered by Warren Hosseinion, M.D. (“Shareholder”), a physician licensed under the laws of the State of California (the “State”), in favor of Apollo Medical Management, Inc. a Delaware corporation (“Manager”), and Apollo Medical Holdings, Inc., a Delaware corporation (“Apollo”), and for the account of Maverick Medical Group, Inc., a California professional corporation (“Practice”). Capitalized terms used herein and not otherwise defined shall have the meanings given such terms in the Management Agreement (as defined below).
ContractCommon Stock Purchase Warrant • February 14th, 2017 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS PROVIDED HEREIN, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS, OR SUCH OFFER, SALE, TRANSFER, PLEDGE OR HYPOTHECATION IS PERMITTED UNDER RULE 144 OF THE SECURITIES ACT OR IS OTHERWISE EXEMPT FROM SUCH REGISTRATION.
AMENDED AND RESTATED MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • April 3rd, 2014 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec
THIS AMENDED AND RESTATED MANAGEMENT SERVICES AGREEMENT (as amended in accordance with the terms hereof, this “Agreement”), dated as of March 28, 2014 (the “Effective Date”), is by and between Apollo Medical Management, Inc., a Delaware corporation (“Manager”), and MAVERICK MEDICAL GROUP INC., a California professional corporation (“Practice”).
HOSPITALIST PARTICIPATION SERVICE AGREEMENTHospitalist Participation Service Agreement • March 28th, 2012 • Apollo Medical Holdings, Inc. • Blank checks • California
made and entered into this 1st day of February, 2009 by and between ApolloMed Hospitalists, A Medical Corporation (Group), a California professional corporation located at P.O. Box 4555, Glendale, CA 91222 and Warren Hosseinion, a physician (Provider), having its principal place of business at 1420 S. Central Ave, Glendale, CA 91202.
MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • May 23rd, 2017 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
This Management Agreement (“Agreement”) is made and entered into as of this 1st day of July, 2011, by and between Pulmonary Critical Care Management, Inc., a California corporation (“Manager”), and Los Angeles Lung Center, a California medical corporation (“Group”).
SECURITY AGREEMENTSecurity Agreement • September 12th, 2019 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
This SECURITY AGREEMENT (“Agreement”) dated and effective as of September 11, 2019, is entered into by AP-AMH Medical Corporation, a California professional medical corporation (“Debtor”), in favor of Apollo Medical Holdings, Inc., a Delaware corporation (“Secured Party”), with reference to the following facts:
STOCK OPTION AGREEMENTStock Option Agreement • April 3rd, 2014 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec • California
THIS STOCK OPTION AGREEMENT (this “Agreement”), dated as of March 28, 2014, is by and between Warren Hosseinion, M.D., a physician whose address is __________________ (“Shareholder”), and Apollo Medical Holdings, Inc., a Delaware corporation whose address is 700 N. Brand Blvd. Suite 220, Glendale, CA 91203 (“Apollo”).
CREDIT AGREEMENT between APOLLO MEDICAL HOLDINGS, INC. and NNA OF NEVADA, INC. $7,000,000 Term Loan $1,000,000 Revolving Line of Credit March 28, 2014Credit Agreement • March 31st, 2014 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec • New York
THIS CREDIT AGREEMENT, dated as of March 28, 2014, is made and entered into between Apollo Medical Holdings, Inc., a Delaware corporation (“Borrower”), and NNA of Nevada, Inc. (“Lender”).
APOLLO MEDICAL HOLDINGS, INC. FORM OF INVESTOR WARRANTInvestor Warrant • December 17th, 2012 • Apollo Medical Holdings, Inc. • Blank checks
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND ANY APPLICABLE STATE LAWS, (ii) TO THE EXTENT APPLICABLE, RULE 144 UNDER THE ACT (OR ANY SIMILAR RULE UNDER THE ACT RELATING TO THE DISPOSITION OF SECURITIES), OR (iii) AN OPINION OF COUNSEL, IF SUCH OPINION SHALL BE REASONABLY SATISFACTORY TO COUNSEL TO THE ISSUER, THAT AN EXEMPTION FROM REGISTRATION UNDER THE ACT AND APPLICABLE STATE LAW IS AVAILABLE.
COLLATERAL ASSIGNMENT OF PHYSICIAN SHAREHOLDER AGREEMENT AND MANAGEMENT AGREEMENTCollateral Assignment of Physician Shareholder Agreement and Management Agreement • March 31st, 2014 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec • New York
THIS COLLATERAL ASSIGNMENT OF PHYSICIAN SHAREHOLDER AGREEMENT AND MANAGEMENT AGREEMENT (this “Assignment”), dated as of March 28, 2014, is made by Apollo Medical Holdings, Inc., a Delaware corporation ( “Borrower”), and Apollo Medical Management, Inc., a Delaware corporation (“Manager”), to and in favor of NNA of Nevada, Inc., a Nevada corporation (“Lender”).
INTERCOMPANY REVOLVING LOAN AGREEMENTLoan Agreement • November 29th, 2016 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
A Medical Corporation AMENDED AND RESTATED HOSPITALIST PARTICIPATION SERVICE AGREEMENTHospitalist Participation Service Agreement • June 29th, 2016 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
This HOSPITALIST PARTICIPATION SERVICE AGREEMENT (this “Agreement”) is made and entered into as of June 29, 2016 (the “Effective Date”), by and between ApolloMed Hospitalists, A Medical Corporation (“Group”), a California professional corporation located at P.O. Box 4555, Glendale, CA 91222, and Adrian Vazquez, M.D., a physician (“Provider”), having his principal place of business at 700 N. Brand Blvd. Suite 1400, Glendale, CA 91203.
WARRANT AGREEMENT between APOLLO MEDICAL HOLDINGS, INC. And AS WARRANT AGENTWarrant Agreement • May 5th, 2015 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
This WARRANT AGREEMENT (the “Agreement”) is dated as of [●], 2015, between APOLLO MEDICAL HOLDINGS, INC., a Delaware corporation (the “Company”), and ___________, as warrant agent (the “Warrant Agent”).
APOLLO MEDICAL HOLDINGS, INC. Common Stock Purchase WarrantCommon Stock Purchase Warrant • April 2nd, 2018 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ____________ or permitted and registered assigns (the “Holder”) is entitled, at any time prior to 5:00 p.m., Pacific time, on December 8, 2022 (the “Expiration Date”), to purchase from Apollo Medical Holdings, Inc., a Delaware corporation (“Company”), up to the number of fully paid and non-assessable shares (the “Shares”) of Common Stock, par value $0.001 per share, of Company (the “Common Stock”) specified above (the “Warrant Number”) at an exercise price of $11.00 per Share (the “Warrant Exercise Price”) or to convert this Warrant into Shares, in each case subject to the provisions and upon the terms and conditions set forth in this Warrant. This Warrant has been issued in connection with the Agreement and Plan of Merger, dated as of December 21, 2016 (as amended on March 30, 2017 and October 17, 2017, the “Merger Agreement”), among the Company, Apollo Acquisition Corp., a wholly-owned subsidiary o
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 31st, 2014 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of March 28, 2014, by and among Apollo Medical Holdings, Inc., a Delaware corporation (the “Company”), and NNA of Nevada, Inc., a Nevada corporation (“Purchaser”).
FOURTH AMENDMENTRegistration Rights Agreement • April 28th, 2017 • Apollo Medical Holdings, Inc. • Services-management consulting services • New York
This FOURTH AMENDMENT (this “Agreement”), dated as of April 26, 2017, is entered into among APOLLO Medical Holdings, Inc., a Delaware corporation (“Company”), and NNA of Nevada, Inc., a Nevada corporation (“NNA”).
EMPLOYMENT AGREEMENT (Amended and Restated as of April 2, 2024)Employment Agreement • April 5th, 2024 • Astrana Health, Inc. • Services-management consulting services • Delaware
This EMPLOYMENT AGREEMENT (this “Agreement”) by and between Astrana Health, Inc., a Delaware corporation (the “Employer”), and Chandan Basho (the “Employee,” and together with the Employer, collectively referred to as the “Parties”), amends and restates and supersedes in its entirety, effective as of April 2, 2024 (the “Restatement Date”), that certain Employment Agreement by and between Astrana Health Management, Inc. (formerly known as Network Medical Management, Inc.) and the Employee that originally became effective on April 12, 2022.
ContractWarrant Agreement • November 14th, 2017 • Apollo Medical Holdings, Inc. • Services-management consulting services • California
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND ANY APPLICABLE STATE LAWS, (ii) TO THE EXTENT APPLICABLE, RULE 144 UNDER THE SECURITIES ACT (OR ANY SIMILAR RULE UNDER THE SECURITIES ACT RELATING TO THE DISPOSITION OF SECURITIES), OR (iii) AN OPINION OF COUNSEL, IF SUCH OPINION SHALL BE REASONABLY SATISFACTORY TO COUNSEL TO THE ISSUER, THAT AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT AND APPLICABLE STATE LAW IS AVAILABLE.
BOARD OF DIRECTORS AGREEMENTBoard of Directors Agreement • May 8th, 2014 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec • Delaware
This Board of Directors Agreement (“Agreement”) made as of March 7, 2012 by and between Apollo Medical Holdings, Inc., with its principal place of business at 700 N. Brand Blvd, Suite 450, Glendale, California, 91203 (“ApolloMed”) and Gary Augusta, with an address of 25682 Rolling Hills Rd., Laguna Hills, CA 92653, (the “Director”) provides for director services, according to the following terms and conditions:
MANAGEMENT SERVICES AGREEMENTManagement Services Agreement • September 16th, 2013 • Apollo Medical Holdings, Inc. • Services-misc health & allied services, nec • California
THIS BUSINESS ASSOCIATE AGREEMENT is made as of the 31st day of July, 2013 by and between Apollomed Care Clinic (“Covered Entity”) and Apollo Medical Management Inc.
