WITNESSETH:Employment Agreement • September 2nd, 1999 • Collectors Universe Inc
AGREEMENTRegistration Rights Agreement • October 12th, 1999 • Collectors Universe Inc • Services-business services, nec • California
COMMON STOCKUnderwriting Agreement • October 12th, 1999 • Collectors Universe Inc • Services-business services, nec • New York
EXHIBIT 10.2 COLLECTORS UNIVERSE, INC. FORM OF STOCK OPTION AGREEMENT Type of Option (check one): [ ] Incentive [ ] Nonqualified This STOCK OPTION AGREEMENT (the "Agreement") is entered into as of _________ __, ____, by and between COLLECTORS...Stock Option Agreement • September 2nd, 1999 • Collectors Universe Inc • Delaware
WITNESSETH:Employment Agreement • September 2nd, 1999 • Collectors Universe Inc
RECITALS:Employment Agreement • September 2nd, 1999 • Collectors Universe Inc
AGREEMENTRegistration Rights Agreement • October 12th, 1999 • Collectors Universe Inc • Services-business services, nec • California
RIGHTS AGREEMENT COLLECTORS UNIVERSE, INC. and STOCKTRANS, INC. as Rights Agent Dated as of January 14, 2009Rights Agreement • January 14th, 2009 • Collectors Universe Inc • Services-business services, nec • Delaware
RIGHTS AGREEMENT, dated as of January 14, 2009 (this “Agreement”), between Collectors Universe, Inc., a Delaware corporation (the “Company”), and StockTrans, Inc., a Delaware corporation (the “Rights Agent”).
OFFICE LEASEOffice Lease • February 8th, 2017 • Collectors Universe Inc • Services-business services, nec • California
This Office Lease (the "Lease"), dated as of the date set forth in Section 1 of the Summary of Basic Lease Information (the "Summary"), below, is made by and between PACIFIC CENTER OWNER, LLC, a Delaware limited liability company ("Landlord"), and COLLECTORS UNIVERSE, INC., a Delaware corporation ("Tenant").
1 EXHIBIT 10.7 COLLECTORS UNIVERSE, INC. INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT is made as of ___________ __, 1999, between COLLECTORS UNIVERSE, INC., a Delaware corporation (the "Company"), and _________________ ("Indemnitee"), an...Indemnification Agreement • October 12th, 1999 • Collectors Universe Inc • Services-business services, nec • Delaware
EXHIBIT 10.21 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the "Agreement") is entered into as of the 5th day of February 1999, between COLLECTORS UNIVERSE, INC., a Delaware Corporation (the "Company" or "CUI"), and LOUIS M. CRAIN ("Crain"), with...Employment Agreement • November 1st, 1999 • Collectors Universe Inc • Services-business services, nec • California
EXHIBIT 10.5 PROFESSIONAL COIN GRADING SERVICE, INC. STOCK OPTION AGREEMENT TYPE OF OPTION (CHECK ONE): [ ] INCENTIVE [ ] NONQUALIFIED This STOCK OPTION AGREEMENT (the "Agreement") is entered into as of _____________, 1999, by and between PROFESSIONAL...Stock Option Agreement • September 2nd, 1999 • Collectors Universe Inc • Delaware
AGREEMENT AND PLAN OF MERGER entered into by and among COLLECTORS UNIVERSE, INC., CARDS PARENT LP and CARDS ACQUISITION INC. Dated as of November 30, 2020Merger Agreement • December 1st, 2020 • Collectors Universe Inc • Services-business services, nec • Delaware
This AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of November 30, 2020, is entered into by and among Collectors Universe, Inc., a Delaware corporation (the “Company”), Cards Parent LP, a Delaware limited partnership (“Parent”), and Cards Acquisition Inc., a Delaware corporation and Wholly Owned Subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties”).
1 EXHIBIT 10.9 ------------ COLLECTORS UNIVERSE/EBAY MUTUAL SERVICES TERM SHEET --------------------------------------------------- eBay Inc., a Delaware corporation, with offices located at 2005 Hamilton Avenue, Suite 350, San Jose, CA 95125 ("eBay")...Mutual Services Agreement • November 4th, 1999 • Collectors Universe Inc • Services-business services, nec
SEVERANCE COMPENSATION AGREEMENT DATED AS OF APRIL 22, 1999 BETWEEN COLLECTORS UNIVERSE, INC., AND GARY PATTENSeverance Compensation Agreement • November 1st, 1999 • Collectors Universe Inc • Services-business services, nec • California
EXHIBIT 10.22 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the "Agreement") is entered into as of the 22nd day of April 1999, between COLLECTORS UNIVERSE, INC., a Delaware Corporation (the "Company" or "CUI"), and GARY N. PATTEN ("Patten"), with...Employment Agreement • November 1st, 1999 • Collectors Universe Inc • Services-business services, nec • California
2 3 2.3 THE SEARLS MEMBERSHIP INTEREST. Searls has good and marketable title to the Searls Membership Interest, free and clear of any and all liens, claims, encumbrances, pledges, security interests, options, rights of first refusal, community...Contribution and Acquisition Agreement • September 2nd, 1999 • Collectors Universe Inc
COLLECTORS UNIVERSE, INC. FORM OF RESTRICTED STOCK PURCHASE AGREEMENT UNDERRestricted Stock Purchase Agreement • September 15th, 2006 • Collectors Universe Inc • Services-business services, nec • California
THIS RESTRICTED STOCK PURCHASE AGREEMENT (the “Agreement”) is entered into as of , 200 by and between (hereinafter referred to as “Purchaser”), and Collectors Universe, Inc., a Delaware corporation (hereinafter referred to as the “Company”), pursuant to the Company’s 2005 Stock Incentive Plan (the “Plan”). Any capitalized term not defined herein shall have the same meaning ascribed to it in the Plan.
COLLECTORS UNIVERSE, INC. FORM OF STOCK OPTION AGREEMENTStock Option Agreement • September 15th, 2006 • Collectors Universe Inc • Services-business services, nec • Delaware
This Stock Option Agreement (the “Agreement”) is entered into as of , 200 , by and between Collectors Universe, Inc., a Delaware corporation (the “Company”), and (the “Optionee”) pursuant to and subject to the terms of the Company’s 2005 Stock Incentive Plan (the “Plan”). Any capitalized term not defined herein shall have the same meaning ascribed to it in the Plan.
COLLECTORS UNIVERSE, INC. FORM OF RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • July 22nd, 2010 • Collectors Universe Inc • Services-business services, nec • California
THIS RESTRICTED STOCK AGREEMENT (the “Agreement”) is entered into as of July 16, 2010 by and between _______________________ (hereinafter referred to as “Executive”), and COLLECTORS UNIVERSE, INC., a Delaware corporation (hereinafter referred to as the “Company”), pursuant to the Company’s 2006 Equity Incentive Plan (the “Plan”).
3,000,000 Shares COLLECTORS UNIVERSE, INC. COMMON STOCK UNDERWRITING AGREEMENT Dated February [·], 2005Underwriting Agreement • February 15th, 2005 • Collectors Universe Inc • Services-business services, nec • New York
Introduction. COLLECTORS UNIVERSE, INC., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), and certain stockholders of the Company named in Schedule B hereto (the “Selling Stockholders”) severally propose to sell to the several Underwriters, an aggregate of 3,000,000 shares (the “Firm Shares”) of the Common Stock, par value $0.001 per share, of the Company, of which 1,909,440 shares are to be sold by the Company and 1,090,560 shares are to be sold by the Selling Stockholders, with each Selling Stockholder selling the number of shares set forth opposite such Selling Stockholder’s name in Schedule B hereto. The Company also proposes to issue and sell to the several Underwriters not more than an additional 286,416 shares of its Common Stock, par value $0.001 per share, and the Selling Stockholders severally propose to sell to the several Underwriters not more than an aggregate of an additional 16
1 EXHIBIT 10.11 ------------- AGREEMENT FOR THE SALE OF GOODS AND SERVICES This Agreement for the Sale of Goods and Services ("Agreement") made and effective this March 31, 1999, by and between DNA Technologies, Inc., a Delaware Corporation ("DTI")...Agreement for the Sale of Goods and Services • November 4th, 1999 • Collectors Universe Inc • Services-business services, nec • California
EXHIBIT 10.1 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT is made and entered into as of the 9th day of March 2000 (the "Agreement"), among COLLECTORS UNIVERSE, INC., a Delaware corporation ("Purchaser" or "CUI"), AUCTIONS BY BOWERS AND...Asset Purchase Agreement • March 21st, 2000 • Collectors Universe Inc • Services-business services, nec
EMPLOYMENT AGREEMENTEmployment Agreement • January 19th, 2005 • Collectors Universe Inc • Services-business services, nec • California
This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of the 1st day of January 2003, between COLLECTORS UNIVERSE, INC., a Delaware Corporation (the “Company” or “CUI”), and MICHAEL HAYNES (Executive”), with reference to the following:
BUSINESS LOAN AGREEMENTBusiness Loan Agreement • September 20th, 2017 • Collectors Universe Inc • Services-business services, nec • California
THIS BUSINESS LOAN AGREEMENT dated September 15, 2017, is made and executed between Collectors Universe, Inc. ("Borrower") and ZB, N.A. dba California Bank & Trust ("Lender") on the following terms and conditions. Borrower has received prior commercial loans from Lender or has applied to Lender for a commercial loan or loans or other financial accommodations, including those which may be described on any exhibit or schedule attached to this Agreement. Borrower understands and agrees that: (A) in granting, renewing, or extending any Loan, Lender is relying upon Borrower's representations, warranties, and agreements as set forth in this Agreement; (B) the granting, renewing, or extending of any Loan by Lender at all times shall be subject to Lender's sole judgment and discretion; and (C) all such Loans shall be and remain subject to the terms and conditions of this Agreement.
COLLECTORS UNIVERSE, INC. PERFORMANCE STOCK UNIT AWARD AGREEMENTPerformance Stock Unit Award Agreement • October 31st, 2019 • Collectors Universe Inc • Services-business services, nec • Delaware
Issuer: Collectors Universe, Inc., a Delaware corporation (which, together with its consolidated subsidiaries, shall be referred to in this Agreement, as the “Company”).
Exhibit 10.4 COLLECTORS UNIVERSE, INC. PCGS 1999 STOCK OPTION PLAN (ADOPTED AS OF FEBRUARY 3, 1999) WHEREAS, Collectors Universe, Inc., a Delaware corporation (the "Company") is acquiring on this date all of the outstanding shares of capital stock of...Stock Option Plan • November 1st, 1999 • Collectors Universe Inc • Services-business services, nec • Delaware
EMPLOYMENT AGREEMENT EXTENSIONEmployment Agreement Extension • March 23rd, 2006 • Collectors Universe Inc • Services-business services, nec • California
This EMPLOYMENT AGREEMENT EXTENSION (this “Agreement”), is dated as of March 17, 2005, by and between COLLECTORS UNIVERSE, INC., a Delaware Corporation (the “Company” or “CUI”), and MICHAEL R. HAYNES (Executive”), with reference to the following:
AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER entered into by and among COLLECTORS UNIVERSE, INC., CARDS PARENT LP and CARDS ACQUISITION INC. Dated as of January 20, 2021Agreement and Plan of Merger • January 20th, 2021 • Collectors Universe Inc • Services-business services, nec • Delaware
This AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER (this “Agreement” or “Amended and Restated Agreement”), dated as of January 20, 2021 (the “Signing Date”), is entered into by and among Collectors Universe, Inc., a Delaware corporation (the “Company”), Cards Parent LP, a Delaware limited partnership (“Parent”), and Cards Acquisition Inc., a Delaware corporation and Wholly Owned Subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties”), and amends and restates in its entirety that certain Agreement and Plan of Merger (the “Original Merger Agreement”), dated as of November 30, 2020 (the “Original Signing Date”), by and among the Parties.
FIRST AMENDMENT TO AMENDED & RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • March 20th, 2020 • Collectors Universe Inc • Services-business services, nec • California
This FIRST AMENDMENT TO AMENDED & RESTATED EMPLOYMENT AGREEMENT (the “First Amendment”) is made and entered into as of March 16, 2020 by and between COLLECTORS UNIVERSE, INC., a Delaware corporation (the “Company”), and JOSEPH J. ORLANDO (“Executive”), with reference to the following:
FIRST AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • January 19th, 2005 • Collectors Universe Inc • Services-business services, nec • California
This FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “First Amendment”), is dated as of October 1, 2003, by and between COLLECTORS UNIVERSE, INC., a Delaware Corporation (the “Company” or “CUI”), and MICHAEL HAYNES (Executive”), with reference to the following:
EXHIBIT 10.8 ASSET ACQUISITION AGREEMENT This ASSET ACQUISITION AGREEMENT (the "Agreement") is made as of this 25th day of January 1999 by and between PROFESSIONAL COIN GRADING SERVICE, INC., a Delaware corporation ("PCGS") and INFO EXCHANGE, INC., a...Asset Acquisition Agreement • September 2nd, 1999 • Collectors Universe Inc
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • September 24th, 2019 • Collectors Universe Inc • Services-business services, nec • California
This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of September 24, 2019, by and between COLLECTORS UNIVERSE, INC., a Delaware corporation (the “Company”), and JOSEPH J. ORLANDO ("Executive"), with reference to the following:
AMENDED & RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • May 12th, 2011 • Collectors Universe Inc • Services-business services, nec • California
This AMENDED & RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of May 9, 2011, between COLLECTORS UNIVERSE, INC., a Delaware corporation (the “Company”), and MICHAEL J. MCCONNELL (Executive”), with reference to the following:
FOURTH AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • October 11th, 2016 • Collectors Universe Inc • Services-business services, nec • California
This FOURTH AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment Agreement”), is dated as of October 11, 2016, by and between COLLECTORS UNIVERSE, INC., a Delaware corporation (the “Company”), and ROBERT G. DEUSTER (“Executive”), with reference to the following:
