Exhibit (k)(2) ADMINISTRATION AGREEMENT AGREEMENT dated as of November 1, 2003, between COLUMBIA FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust (the "Trust") and COLUMBIA MANAGEMENT ADVISORS, INC., an Oregon corporation (the...Administration Agreement • September 30th, 2005 • Highland Floating Rate Advantage Fund
EXHIBIT (h) UNDERWRITING AGREEMENT THIS AGREEMENT is made as of April 16, 2004 by and between PFPC DISTRIBUTORS, INC., a Massachusetts corporation ("PFPC Distributors"), and COLUMBIA FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust (the...Underwriting Agreement • December 29th, 2004 • Highland Floating Rate Advantage Fund
CUSTODIAN CONTRACT This Contract between Liberty-Stein Roe Advisor Floating Rate Advantage Fund, a business trust organized and existing under the laws of the Commonwealth of Massachusetts, hereinafter called the "Company", and State Street Bank and...Custodian Contract • January 24th, 2000 • Liberty Stein Roe Advisor Floating Rate Advantage Fund • London
. . Exhibit (j)(2) APPENDIX A CUSTODIAN AGREEMENTHighland Floating Rate Advantage Fund • September 30th, 2005
*Columbia High Yield Opportunity Fund (changed name from 10/24/01 Liberty High Yield Securities Fund on 10/13/03) *Columbia Strategic Income Fund 10/24/01 *Columbia Tax-Managed Growth Fund 10/10/01 *Columbia Tax-Managed Growth Fund II 10/10/01 *Columbia Tax-Managed Value Fund 10/10/01 *Columbia Tax-Managed Aggressive Growth Fund 10/10/01
EXHIBIT (g) ADVISORY AGREEMENT ADVISORY AGREEMENT made as of July 30, 2004, by and between Highland Capital Management, L.P., a Delaware limited partnership (the "MANAGER"), and Columbia Floating Rate Advantage Fund, a Massachusetts business trust...Advisory Agreement • December 29th, 2004 • Highland Floating Rate Advantage Fund • Delaware
REVOLVING CREDIT AND SECURITY AGREEMENT REVOLVING CREDIT AND SECURITY AGREEMENT, dated as of September 21, 2001 among CORPORATE RECEIVABLES CORPORATION, CITIBANK, N.A., the other Secondary Lenders (as hereinafter defined) from time to time parties...Credit and Security Agreement • December 28th, 2001 • Liberty Floating Rate Advantage Fund • New York
RECITALSControl Agreement • December 29th, 2004 • Highland Floating Rate Advantage Fund • New York
EXHIBIT (k)(3) ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between HIGHLAND FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust (the "Fund"), and PFPC INC., a Massachusetts corporation ("PFPC"). W I T N...Accounting Services Agreement • December 29th, 2004 • Highland Floating Rate Advantage Fund
EXHIBIT (j) CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of __________, 2004 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and COLUMBIA FLOATING RATE ADVANTAGE...Custodian Services Agreement • December 29th, 2004 • Highland Floating Rate Advantage Fund
EXHIBIT (k)(4) TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of , 2004 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and COLUMBIA FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust (the "Fund"). W I T N E S S...Transfer Agency Services Agreement • December 29th, 2004 • Highland Floating Rate Advantage Fund
BY-LAWS OFLiberty Floating Rate Advantage Fund • December 28th, 2000
MANAGEMENT AGREEMENT AGREEMENT dated as of January 14, 2000, between LIBERTY- STEIN ROE ADVISOR FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust (Fund), and STEIN ROE & FARNHAM INCORPORATED, a Delaware corporation (Advisor). In...Management Agreement • January 14th, 2000 • Stein Roe Advisor Floating Rate Advantage Fund/Ma
AMENDMENT NO. 2 TO THE AGREEMENT AND DECLARATION OF TRUST OF LIBERTY-STEIN ROE ADVISOR FLOATING RATE ADVANTAGE FUNDThe Agreement • December 13th, 2000 • Liberty Floating Rate Advantage Fund
Dated as of November 20, 2003 Reference is made to (i) that certain Revolving Credit and Security Agreement dated as of September 21, 2001 (as from time to time amended, the "Credit Agreement") among Columbia Floating Rate Advantage Fund (formerly...Agreement • December 17th, 2003 • Columbia Floating Rate Advantage Fund • New York
UNDERWRITING AGREEMENT BETWEEN LIBERTY-STEIN ROE ADVISOR FLOATING RATE ADVANTAGE FUND AND LIBERTY FUNDS DISTRIBUTOR, INC. THIS UNDERWRITING AGREEMENT ("Agreement"), made as of the 14th day of January, 2000 by and between Liberty- Stein Roe Advisor...Underwriting Agreement • January 24th, 2000 • Liberty Stein Roe Advisor Floating Rate Advantage Fund
Exhibit (h) UNDERWRITING AGREEMENT BETWEEN COLUMBIA FLOATING RATE ADVANTAGE FUND AND COLUMBIA FUNDS DISTRIBUTOR, INC. THIS UNDERWRITING AGREEMENT ("Agreement"), made as of the 14th day of January, 2000, as amended and restated as of the 1st day of...Underwriting Agreement • September 30th, 2005 • Highland Floating Rate Advantage Fund
EXHIBIT (k)(5) AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT, dated as of October 18, 2004 among CRC FUNDING, LLC (formerly Corporate Receivables Corporation), CITIBANK, N.A.,...Revolving Credit and Security Agreement • December 29th, 2004 • Highland Floating Rate Advantage Fund • New York
EXHIBIT (k)(1) ADMINISTRATION SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between HIGHLAND CAPITAL MANAGEMENT, L.P., a Delaware limited partnership ("Highland"), and HIGHLAND FLOATING RATE ADVANTAGE FUND, a Massachusetts...Administration Services Agreement • December 29th, 2004 • Highland Floating Rate Advantage Fund • Highland
Exhibit (k)(6) AMENDED AND RESTATED PRICING AND BOOKKEEPING AGREEMENT AGREEMENT dated as of November 1, 2003, between each Massachusetts Business Trust (Trust) designated in Appendix I from time to time, and Columbia Management Advisors, Inc....Pricing and Bookkeeping Agreement • September 30th, 2005 • Highland Floating Rate Advantage Fund • Massachusetts
amongCredit Agreement • February 13th, 2001 • Liberty Floating Rate Advantage Fund • Illinois
LIBERTY FLOATING RATE ADVANTAGE FUND MANAGEMENT AGREEMENT AGREEMENT dated as of November 1, 2001, between LIBERTY FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust ("Fund"), and STEIN ROE & FARNHAM INCORPORATED, a Delaware corporation...Management Agreement • December 28th, 2001 • Liberty Floating Rate Advantage Fund
EXHIBIT (k)(2) SUB-ADMINISTRATION SERVICES AGREEMENT THIS AGREEMENT is made as of October 18, 2004 by and between HIGHLAND CAPITAL MANAGEMENT, L.P., a Delaware limited partnership ("Highland"), and PFPC INC., a Massachusetts corporation ("PFPC"). W I...Sub-Administration Services Agreement • December 29th, 2004 • Highland Floating Rate Advantage Fund
Exhibit (g)(1) COLUMBIA FLOATING RATE ADVANTAGE FUND MANAGEMENT AGREEMENT AGREEMENT dated as of November 1, 2003, between COLUMBIA FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust ("Fund"), and COLUMBIA MANAGEMENT ADVISORS, INC., an Oregon...Management Agreement • September 30th, 2005 • Highland Floating Rate Advantage Fund
FORM OF EXHIBIT AHighland Funds I • March 4th, 2011
THIS REVISED EXHIBIT A, dated as of [ ], 2011, is Exhibit A to that certain Underwriting Services Agreement dated as of December 4, 2006 between PFPC Distributors, Inc. and Highland Funds I, as amended March 30, 2010. This Exhibit A is revised for the addition of Highland Floating Rate Opportunities Fund and shall supersede all previous forms of this Exhibit A.
Exhibit (K)(1) AMENDED AND RESTATED SHAREHOLDERS' SERVICING AND TRANSFER AGENT AGREEMENT This agreement (the "Agreement") made as of this 1st day of November, 2003, by and between each of the Massachusetts business trusts listed on Appendix I hereto...Shareholders' Servicing and Transfer Agent Agreement • September 30th, 2005 • Highland Floating Rate Advantage Fund • Massachusetts
Exhibit (g)(1) COLUMBIA FLOATING RATE ADVANTAGE FUND MANAGEMENT AGREEMENT AGREEMENT dated as of November 1, 2003, between COLUMBIA FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust ("Fund"), and COLUMBIA MANAGEMENT ADVISORS, INC., an Oregon...Management Agreement • December 17th, 2003 • Columbia Floating Rate Advantage Fund
Dated as of September 18, 2003 Reference is made to that certain Revolving Credit and Security Agreement dated as of September 21, 2001 (as from time to time amended, the "Credit Agreement") among Liberty Floating Rate Advantage Fund (the "Borrower"),...Agreement of Amendment • December 17th, 2003 • Columbia Floating Rate Advantage Fund • New York
ADMINISTRATION AGREEMENT AGREEMENT dated as of January 14, 2000, between LIBERTY-STEIN ROE ADVISOR FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust (the "Trust") and COLONIAL MANAGEMENT ASSOCIATES,INC., a Massachusetts corporation (the...Administration Agreement • January 14th, 2000 • Stein Roe Advisor Floating Rate Advantage Fund/Ma
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 29th, 2009 • Highland Floating Rate Advantage Fund • Delaware
INVESTMENT ADVISORY AGREEMENT made as of December 31, 2007, by and between Highland Capital Management, L.P., a Delaware limited partnership (the “Manager”), and Highland Floating Rate Advantage Fund, a Delaware statutory trust (the “Fund”).
LIBERTY-STEIN ROE ADVISOR FLOATING RATE ADVANTAGE FUND SUBSCRIPTION AGREEMENT This Agreement made this 14th day of January, 2000 by and between Liberty-Stein Roe Advisor Floating Rate Advantage Fund, a Massachusetts business trust (the "Fund"), and...Subscription Agreement • January 24th, 2000 • Liberty Stein Roe Advisor Floating Rate Advantage Fund
Exhibit (k)(5) 12B-1 PLAN IMPLEMENTING AGREEMENT Each Massachusetts Business Trust ("Trust") designated in Appendix 1 from time to time, acting severally, and Columbia Funds Distributor, Inc. ("CFDI"), a Massachusetts corporation, agree effective...Plan Implementing Agreement • September 30th, 2005 • Highland Floating Rate Advantage Fund
FORM OF EXHIBIT AHighland Funds I • March 4th, 2011
THIS REVISED EXHIBIT A, dated as of [ ], 2011, is Exhibit A to that certain Sub-Administration Services Agreement dated as of December 4, 2006 between PFPC Inc. and Highland Capital Management, L.P, as amended March 30, 2010. This Exhibit A is revised for the addition of Highland Floating Rate Opportunities Fund and shall supersede all previous forms of this Exhibit A.
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 4th, 2011 • Highland Funds I • Delaware
AGREEMENT made as of [ ], 2011, by and between Highland Capital Management, L.P., a Delaware limited partnership (the “Adviser”), and Highland Funds I, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each a “Fund”).
Exhibit (k)(7) 12B-1 PLAN IMPLEMENTING AGREEMENT Each Massachusetts Business Trust ("Trust") designated in Appendix 1 from time to time, acting severally, and Columbia Funds Distributor, Inc. ("CFDI"), a Massachusetts corporation, agree effective...Plan Implementing Agreement • December 17th, 2003 • Columbia Floating Rate Advantage Fund
AMENDMENT NO. 1 TO ADMINISTRATION SERVICES AGREEMENTAdministration Services Agreement • December 23rd, 2008 • Highland Floating Rate Advantage Fund
This Amendment No. 1 dated June 6, 2008 is made to the Administration Services Agreement dated as of October 18, 2004 (the “Agreement”) by and between HIGHLAND CAPITAL MANAGEMENT, L.P., a Delaware limited partnership (“Highland”), and HIGHLAND FLOATING RATE ADVANTAGE FUND, a Massachusetts business trust, the predecessor in interest to HIGHLAND FLOATING RATE ADVANTAGE FUND, a Delaware statutory trust (the “Fund”).
