COMMON STOCK PURCHASE WARRANT ABVC BIOPHARMA, INC.Abvc Biopharma, Inc. • May 12th, 2022 • Pharmaceutical preparations
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on May [ ], 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from ABVC BioPharma, Inc., a Nevada corporation (the “Company”), up to1 ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 12th, 2022 • Abvc Biopharma, Inc. • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of May [ ], 2022, between ABVC BioPharma, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
ADDENDUM TO PURCHASE AND SALE AGREEMENT AND PROMISSORY NOTEPurchase and Sale Agreement • September 20th, 2002 • Ocis Corp • Non-operating establishments
RECITALSEmployment Agreement • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Michigan
Exhibit 10.19 ECOLOGY COATINGS, INC. 2007 STOCK OPTION AND RESTRICTED STOCK PLAN STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the Plan shall have the same defined meanings in this Option Agreement. I. NOTICE OF STOCK...Stock Option Agreement • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Nevada
Exhibit 10.20 ECOLOGY COATINGS, INC. SUBSCRIPTION AGREEMENT (For Accredited Investors) Gentlemen: The following information is furnished as the undersigned's subscription for shares of Common Stock, no par value per share, (the "Common Stock") issued...Subscription Agreement • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Arizona
RECITALS:Consulting Agreement • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Michigan
Exhibit 10.01 PURCHASE AND SALE AGREEMENT THIS PURCHASE AND SALE AGREEMENT (the "Agreement") is entered into effective the 6th day of February, 2002, by and between Brent W. Schlesinger, an individual and P.S. Enterprises, a Utah DBA, hereinafter...Purchase and Sale Agreement • September 20th, 2002 • Ocis Corp • Non-operating establishments • Utah
Exhibit 10.26 CONSULTING AGREEMENT This Consulting Agreement (the "Agreement") is made as of the 26th day of June, 2007 by and between Ecology Coatings, Inc., a California corporation (the "Company") and Trimax, LLC, a Michigan limited liability...Consulting Agreement • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Michigan
Exhibit 10.15 LICENSE AGREEMENT THIS AGREEMENT is made the 6th day of May, 2005, between: ECOLOGY COATINGS, INC., a corporation organized and existing under the laws of the State of California, USA, with its principal place of business at 1238...License Agreement • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Ohio
AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER ("Agreement"), is entered into effective as of April 30, 2007, by and among OCIS Corp., a Nevada corporation ("OCIS"), OCIS-EC, INC., a Nevada corporation and a wholly- owned subsidiary of...Agreement and Plan of Merger • May 9th, 2007 • Ocis Corp • Wholesale-industrial machinery & equipment • Nevada
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 27th, 2023 • Abvc Biopharma, Inc. • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of July 27, 2023, between ABVC BioPharma, Inc.., a company incorporated under the laws of Nevada (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
AMERICAN BRIVISION (HOLDING) CORPORATION AND SUBSIDIARIES UNAUDITED CONDENSED CONSOLIDATED COMBINED PRO FORMA FINANCIAL INFORMATIONAmerican BriVision (Holding) Corp • February 14th, 2019 • Pharmaceutical preparations
On January 31, 2018, American BriVision (Holding) Corporation (“ABVC”, the “Company”) entered into an agreement and plan of merger (the “Merger Agreement”) with BioLite Holding, Inc. (“BioLite”), a Nevada corporation, BioKey, Inc. (“BioKey”), a California corporation, BioLite Acquisition Corp. (“Merger Sub 1”), a Nevada corporation and wholly-owned subsidiary of the Company, and BioKey Acquisition Corp. (“Merger Sub 2”), a California corporation and wholly-owned subsidiary of the Company.
SERIES A COMMON SHARE PURCHASE WARRANTAbvc Biopharma, Inc. • July 29th, 2021 • Pharmaceutical preparations • New York
THIS SERIES A COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on ________ __, 20261 (the “Termination Date”) but not thereafter, to subscribe for and purchase from ABVC BioPharma, Inc., a Nevada corporation (the “Company”), up to ______ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to
Exhibit 10.5 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the "Agreement") is entered into as of April 30, 2007, by and among Ecology Coatings, Inc., a Nevada corporation (the "Company"), and, as set forth on Exhibit A, the...Registration Rights Agreement • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Nevada
ABVC BIOPHARMA, INC. UNDERWRITING AGREEMENT 1,000,000 Units Consisting of 1,000,000 Shares of Common Stock 1,000,000 Series A Warrants to Purchase 1,000,000 Shares of Common Stock And 1,000,000 Series B Warrants to Purchase 1,000,000 Shares of Common...Underwriting Agreement • July 29th, 2021 • Abvc Biopharma, Inc. • Pharmaceutical preparations • New York
ABVC BIOPHARMA, INC., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital, LLC is acting as representative (the “Representative”), an aggregate of 1,000,000 Units (the “Firm Units”), each Firm Unit consisting of (a) one share of the Company’s common stock, $0.001 par value per share (the “Common Stock”), (b) one Series A warrant (the “Series A Warrants”) to purchase one share of Common Stock and (c) one Series B warrant to purchase one share of common stock (the “Series B Warrants,” and together with the Series A Warrants, the “Warrants” and each a “Warrant”). The 1,000,000 shares of Common Stock referred to in this Section are hereinafter referred to as the “Firm Shares” and the Warrants referred to in this Section are hereinafter referred to as the “Firm Warrants,” and together with the Firm Uni
ContractAbvc Biopharma, Inc. • January 17th, 2024 • Pharmaceutical preparations • Nevada
THIS NOTE HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS NOTE MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT SECURED BY SUCH SECURITIES.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 17th, 2024 • Abvc Biopharma, Inc. • Pharmaceutical preparations • Nevada
This Securities Purchase Agreement (as amended, supplemented, restated and/or modified from time to time, this “Agreement”) is entered into as of January __, 2024, by and between ABVC BioPharma, Inc., a Nevada corporation (the “Company”), and Lind Global Fund II LP, a Delaware limited partnership (the “Investor”).
Exhibit 10.12 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT OF ADAM S. TRACY THIS FIRST AMENDMENT is made as of the 1st Day of July, 2007 (the "Amendment Date") by and between Ecology Coatings, Inc. (the "Company") and Adam S. Tracy, Esq. ("Executive")...Stock Option Agreement • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Michigan
ContractCommon Stock Purchase Warrant • February 8th, 2024 • Abvc Biopharma, Inc. • Pharmaceutical preparations
THIS WARRANT HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY.
SECURITY AGREEMENTSecurity Agreement • February 24th, 2023 • Abvc Biopharma, Inc. • Pharmaceutical preparations
SECURITY AGREEMENT (this “Agreement”), dated as of February 23, 2023, by and between ABVC BIOPHARMA, INC., a Nevada corporation (the “Company”), and LIND GLOBAL FUND II LP (the “Secured Party”).
ARTICLE 1Agreement and Plan of Merger • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Nevada
EMPLOYMENT AGREEMENTEmployment Agreement • February 22nd, 2008 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Michigan
THIS AGREEMENT is by and between Ecology Coatings, Inc., a Nevada corporation (the “Company”), and Kevin P. Stolz (the “Executive”) and is entered to be effective as of February 1, 2008 (the “Effective Date”).
EMPLOYMENT AGREEMENTEmployment Agreement • May 21st, 2010 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Michigan
THE AGREEMENT is made as of the 17th day of May, 2010 (the “Effective Date”) by and between Ecology Coatings, Inc., a Nevada corporation (the "Company"), and Daniel V. Iannotti (the "Executive").
AMERICAN BRIVISION (HOLDING) CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • August 6th, 2019 • American BriVision (Holding) Corp • Pharmaceutical preparations • California
FORM OF] PREFUNDED COMMON STOCK PURCHASE WARRANT ABVC BIOPHARMA, INC.Abvc Biopharma, Inc. • July 27th, 2023 • Pharmaceutical preparations • New York
THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [PURCHASER] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from ABVC BIOPHARMA, Inc., a Nevada corporation (the “Company”), up to [___________] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
EMPLOYMENT AGREEMENTEmployment Agreement • June 23rd, 2023 • Abvc Biopharma, Inc. • Pharmaceutical preparations
This Employment Agreement (“Agreement”) is entered into by and between ABVC BioPharma, Inc., a Nevada company (“Employer”), and Uttam Yashwant Patil (“Employee”), to be effective on June 23, 2023 (the “Effective Date”).
CONVERTIBLE PREFERRED SECURITIES AGREEMENT DATED AS OF MAY 15, 2009 between ECOLOGY COATINGS, INC. and EQUITY 11, Ltd.Convertible Preferred Securities Agreement • November 23rd, 2009 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Michigan
CONVERTIBLE PREFERRED SECURITIES AGREEMENT (this “Agreement”), dated as of May 15, 2009, between Ecology Coatings, Inc., a corporation organized under the laws of the state of Nevada (the “Company”), and Equity 11, Ltd., a corporation organized under the laws of the state of Michigan (the “Purchaser”).
LOCK-UP AGREEMENTLock-Up Agreement • July 30th, 2007 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment
AMERICAN BRIvISION (hOLDING) cORPORATION SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 1st, 2019 • American BriVision (Holding) Corp • Pharmaceutical preparations • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into on May _, 2019, by and between American BriVision (Holding) Corporation, a Nevada corporation (the “Company”), and the investors set forth on the signature pages affixed hereto (each, an “Investor” and, collectively, the “Investors”).
Form of Lock-Up AgreementAbvc Biopharma, Inc. • July 21st, 2021 • Pharmaceutical preparations
ABVC BIOPHARMA, INC. UNDERWRITING AGREEMENT 1,100,000 Units Consisting of 1,100,000 Shares of Common Stock 1,100,000 Series A Warrants to Purchase 1,100,000 Shares of Common Stock And 1,100,000 Series B Warrants to Purchase 1,100,000 Shares of Common...Underwriting Agreement • August 5th, 2021 • Abvc Biopharma, Inc. • Pharmaceutical preparations • New York
ABVC BIOPHARMA, INC., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom WallachBeth Capital, LLC is acting as representative (the “Representative”), an aggregate of 1,100,000 Units (the “Firm Units”), each Firm Unit consisting of (a) one share of the Company’s common stock, $0.001 par value per share (the “Common Stock”), (b) one Series A warrant (the “Series A Warrants”) to purchase one share of Common Stock and (c) one Series B warrant to purchase one share of common stock (the “Series B Warrants,” and together with the Series A Warrants, the “Warrants” and each a “Warrant”). The 1,100,000 shares of Common Stock referred to in this Section are hereinafter referred to as the “Firm Shares” and the Warrants referred to in this Section are hereinafter referred to as the “Firm Warrants,” and together with the Firm Uni
THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. NO SALE OR DISPOSITION MAY BE EFFECTED WITHOUT ONE OF THE FOLLOWING (i) AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO, (ii) AN...Warrant • April 30th, 2009 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Michigan
THIS CERTIFIES THAT, once this warrant becomes effective, for value received, Equity 11, Ltd. and its assigns are entitled to subscribe for and purchase 17,000 shares common stock (as adjusted pursuant to Section 4 hereof, the "SHARES") of the fully paid and nonassessable common stock, par value $0.001 per share ("COMMON STOCK"), of Ecology Coatings, Inc., a Nevada corporation (the "COMPANY"), at the price of $0.75 per share (such price and such other price as shall result, from time to time, from the adjustments specified in Section 4 hereof is herein referred to as the "WARRANT PRICE"), subject to the provisions and upon the terms and conditions hereinafter set forth. As used herein, (a) the term "DATE OF GRANT" means August 28, 2008, and (b) the term "OTHER WARRANTS" means any other warrants issued by the Company in connection with the transaction with respect to which this Warrant was issued, and any warrant issued upon transfer or partial exercise of this Warrant. This Warrant sha
SHARE EXCHANGE AGREEMENTShare Exchange Agreement • February 16th, 2016 • American BriVision (Holding) Corp • Wholesale-industrial machinery & equipment • New York
This Share Exchange Agreement, dated as of February 4, 2016, is made by and among American BriVision (Holding) Corporation, a Nevada corporation (the “Acquiror Company” or “ABVC”), American BriVision Corporation, a Delaware corporation (the “Acquiree Company” or “BriVision”), Euro-Asia Investment & Finance Corp. Limited, a company incorporated under the laws of Hong Kong Special Administrative Region of China (“Euro-Asia”), being the owners of record of 52,336,000 shares of common stock of the Acquiror Company, and the persons listed in Exhibit A hereof (collectively, the “Shareholders”; each, a “Shareholder”), being the owners of record of all of the issued share capital of BriVision (the “BriVision Stock”).
CONSULTING SERVICES AGREEMENTConsulting Services Agreement • November 23rd, 2009 • Ecology Coatings, Inc. • Wholesale-industrial machinery & equipment • Michigan
This Debt Consulting Services Agreement (hereinafter the "Agreement") is entered this 5th. day of January, 2009 by and between JAMES M. JULIANO (hereinafter "Consultant") and ECOLOGY COATINGS, INC. (hereinafter "Client"), a Nevada corporation, with reference to the following:
