RYDEX ETF TRUST DISTRIBUTION AGREEMENT Dated as of January 18, 2009 Rydex Distributors, Inc. 9601 Blackwell Road, Suite 500 Rockville, MD 20850 Ladies and Gentlemen: This is to confirm that, in consideration of the agreements hereinafter contained,...Distribution Agreement • February 28th, 2008 • Rydex Etf Trust • Delaware
AMENDMENT DATED AUGUST 28, 2006 TO THE AMENDED AND RESTATED DISTRIBUTION AGREEMENT BETWEEN RYDEX ETF TRUST AND RYDEX DISTRIBUTORS, INC., DATED AUGUST 29, 2005 AMENDMENT TODistribution Agreement • February 28th, 2007 • Rydex Etf Trust
The following amendment is made to EXHIBIT A of the Amended and Restated Distribution Agreement between Rydex ETF Trust (the "Trust") and Rydex Distributors, Inc., dated August 29, 2005, as amended to date (the "Agreement"), and is hereby incorporated into and made a part of the Agreement:
BETWEENInvestment Advisory Agreement • April 17th, 2003 • Rydex Etf Trust • Delaware
ADMINISTRATION AGREEMENT Agreement dated as of April 29, 2005 by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and Rydex ETF Trust, A Delaware statutory trust (the "Trust"). WHEREAS, the Trust is...Administration Agreement • March 1st, 2006 • Rydex Etf Trust • Massachusetts
TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT is made as of the 3rd day of May, 2005, by and between RYDEX ETF TRUST, a Delaware statutory trust, having its principal office and place of business at 9601 Blackwell Road, Suite 500, Rockville,...Transfer Agency and Service Agreement • March 1st, 2006 • Rydex Etf Trust • Massachusetts
RYDEX ETF TRUST DISTRIBUTION AGREEMENTDistribution Agreement • March 1st, 2006 • Rydex Etf Trust • Delaware
ARTICLE I DEFINITIONSCustody Agreement • February 25th, 2005 • Rydex Etf Trust • New York
EXPENSE LIMITATION AGREEMENT EXPENSE LIMITATION AGREEMENT, effective as of January __, 2007 by and between PADCO Advisors II, Inc., a Maryland corporation, d/b/a/ Rydex Investments (the "Adviser"), and Rydex ETF Trust (the "Trust") (the "Agreement"),...Expense Limitation Agreement • November 8th, 2006 • Rydex Etf Trust
CUSTODIAN AGREEMENT This Agreement is made as of May 3, 2005 by and between RYDEXETF TRUST, a statutory trust organized and existing under the laws of Delaware (the "FUND"), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the...Custodian Agreement • February 28th, 2007 • Rydex Etf Trust • Massachusetts
ADVISORY AGREEMENT ADVISORY AGREEMENT made as of this 1st day of August, 2010 by and between RYDEX ETF TRUST (the "Trust"), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the "1940...Advisory Agreement • September 13th, 2010 • Rydex Etf Trust • Delaware
CUSTODY AGREEMENT This Agreement is made as of this 15th day of February, 2006, between U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian"); RYDEX FUND SERVICES CO., INC., a_Maryland corporation, (the "Transfer Agent") and...Custody Agreement • November 8th, 2006 • Rydex Etf Trust • Ohio
RYDEX ETF TRUST 9601 BLACKWELL ROAD, SUITE 500 ROCKVILLE, MD 20850 November 19, 2010 State Street Bank and Trust Company One Lincoln Street Boston, MA 02111 Attention: Michael E. Prendergast, Senior Vice President Ladies and Gentlemen: Reference is...Administration Agreement • November 29th, 2010 • Rydex Etf Trust
TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the 23rd day of April, 2003, by and between the Rydex ETF Trust, a Delaware statutory trust, having its principal office and place of business at 9601 Blackwell Road, Suite 500, Rockville,...Transfer Agency and Service Agreement • February 25th, 2005 • Rydex Etf Trust • New York
EXHIBIT (e)(1) RYDEX ETF TRUST DISTRIBUTION AGREEMENT April 11, 2003 Rydex Distributors, Inc. 9601 Blackwell Road, Suite 500 Rockville, MD 20850 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the...Distribution Agreement • April 17th, 2003 • Rydex Etf Trust • Delaware
RYDEX FUNDS PARTICIPATION AGREEMENT THIS AGREEMENT, dated as of July 17, 2006, between WT Mutual Fund (the "Company"), a Delaware statutory trust organized under the laws of the State of Delaware, on behalf of itself or its separate series listed on...Participation Agreement • November 8th, 2006 • Rydex Etf Trust • Delaware
RYDEX ETF TRUST 9601 BLACKWELL ROAD, SUITE 500 ROCKVILLE, MD 20850 November 15, 2010 State Street Bank and Trust Company One Lincoln Street Boston, MA 02111 Attention: Michael F. Rogers, Executive Vice President Ladies and Gentlemen: Reference is made...Custodian Agreement • November 29th, 2010 • Rydex Etf Trust
PARTICIPANT AGREEMENT This Participant Agreement (the "Agreement") is entered into by and between Rydex Distributors, Inc. (the "Distributor"), State Street Bank and Trust Company, as transfer agent (the "Transfer Agent") and Goldman Sachs Execution &...Participant Agreement • February 28th, 2007 • Rydex Etf Trust • Massachusetts
ARTICLE ITrust Agreement • December 3rd, 2002 • Rydex Etf Trust
FUND ADMINISTRATION AND ACCOUNTING AGREEMENT AGREEMENT made as of April 23rd, 2003, by and between Rydex ETF Trust (the "Trust"), and The Bank of New York, a New York banking organization ("BNY"). W I T N E S S E T H : WHEREAS, the Trust is an...Fund Administration and Accounting Agreement • February 25th, 2005 • Rydex Etf Trust • New York
AMENDMENT DATED AUGUST 28, 2006 TO THE ADVISORY AGREEMENT BETWEEN RYDEX ETF TRUST AND PADCO ADVISORS II, INC. DATED APRIL 30, 2004, AS AMENDEDAdvisory Agreement • February 28th, 2007 • Rydex Etf Trust
The following amendment is made to Schedule A of the Advisory Agreement between Rydex ETF Trust (the "Trust") and PADCO Advisors II, Inc. (the "Adviser"), dated April 30, 2004, as amended to date (the "Agreement"), and is hereby incorporated into and made a part of the Agreement:
AMENDMENT DATED FEBRUARY 11, 2005 TO ADVISORY AGREEMENT BETWEEN RYDEX ETF TRUST AND PADCO ADVISORS II, INC. DATED APRIL 30, 2004Advisory Agreement • March 1st, 2006 • Rydex Etf Trust
The following amendment is made to Schedule A of the Advisory Agreement between Rydex ETF Trust (the "Trust") and PADCO Advisors II, Inc. (the "Adviser"), dated April 30, 2004, as amended to date (the "Agreement"), and is hereby incorporated into and made a part of the Agreement:
RYDEX ETF TRUST 9601 BLACKWELL ROAD, SUITE 500 ROCKVILLE, MD 20850 November 19, 2010 State Street Bank and Trust Company One Lincoln Street Boston, MA 02111 Attention: Michael E. Prendergast, Senior Vice President Ladies and Gentlemen: Reference is...Transfer Agency and Service Agreement • November 29th, 2010 • Rydex Etf Trust
AMENDMENT, DATED FEBRUARY 11, 2005, TO ADMINISTRATION AND ACCOUNTING AGREEMENT BETWEEN RYDEX ETF TRUST AND THE BANK OF NEW YORK DATED APRIL 23, 2003, AS AMENDEDAdministration and Accounting Agreement • February 25th, 2005 • Rydex Etf Trust
The following amendment is made to Schedule A of the Fund Administration and Accounting Agreement between Rydex ETF Trust (the "Trust") and The Bank of New York, dated April 23, 2003, as amended to date (the "Agreement"), and is hereby incorporated into and made a part of the Agreement:
ARTICLE I DEFINITIONSCustody Agreement • April 17th, 2003 • Rydex Etf Trust • New York
RYDEX ETF TRUSTDistribution Agreement • September 13th, 2010 • Rydex Etf Trust • Delaware
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 21st, 2017 • Powershares Exchange Traded Fund Trust • Illinois
Amended and Restated Investment Advisory Agreement made as of April 30, 2009 between POWERSHARES EXCHANGE-TRADED FUND TRUST, a Massachusetts business trust (“Trust”), and INVESCO POWERSHARES CAPITAL MANAGEMENT LLC, formerly known as PowerShares Capital Management LLC (“Invesco PowerShares Capital Management”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
EXHIBIT (h)(2) TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the __ day of March, 2003, by and between the Rydex ETF Trust, a Delaware statutory trust, having its principal office and place of business at 9601 Blackwell Road, Suite 500,...Transfer Agency and Service Agreement • April 17th, 2003 • Rydex Etf Trust • New York
FORM OFParticipant Agreement • April 17th, 2003 • Rydex Etf Trust • New York
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2014 • Rydex Etf Trust
EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2013 by and between Security Investors, LLC (the “Adviser”) and Rydex ETF Trust (the “Trust”) (the “Agreement”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each a “Fund,” and collectively, the “Funds”).
RYDEX ETF TRUST Amendment dated March 2, 2017 to the Administration Agreement dated June 10, 2013Administration Agreement • March 10th, 2017 • Rydex Etf Trust
Schedule A to the Administration Agreement between Rydex ETF Trust (the “Trust”) and MUFG Investor Services (US) LLC (formerly, Rydex Fund Services, LLC), dated June 10, 2013, as amended to date (the “Agreement”), is hereby amended to reflect the addition of the Guggenheim Multi-Factor Large Cap ETF, a newly created series of the Trust and shall be effective and replace the current Schedule A to the Agreement in full upon the commencement of operations of the Guggenheim Multi-Factor Large Cap ETF. This revised Schedule A is incorporated into and made a part of the Agreement.
RYDEX ETF TRUST DISTRIBUTION AGREEMENT Dated as of September 1, 2013Distribution Agreement • February 28th, 2014 • Rydex Etf Trust • Delaware
This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the “Trust”) has agreed that you shall be, for the period of this agreement, the distributor of shares of each series of the Trust set forth on Exhibit A hereto, as such Exhibit may be revised from time to time (each, a “Fund”). For purposes of this agreement the term “Shares” shall mean the authorized shares of the relevant Fund.
AMENDMENT TO THE ADMINISTRATION AGREEMENTAdministration Agreement • February 28th, 2017 • Rydex Etf Trust
This AMENDMENT (this “Amendment”) is made and entered into, as of this 22nd day of July, 2016, by and between Rydex Fund Services, LLC (“RFS” or the “Agent”) and Rydex ETF Trust (the “Trust” and together with RFS, the “parties”), on behalf of its various series as now in existence or as hereafter may from time to time be created (the “Investment Funds”).
SUBLICENSE AGREEMENTSublicense Agreement • June 19th, 2017 • Rydex Etf Trust • Delaware
This Sublicense Agreement (the “Agreement”) is made as of June 13, 2017, by and between Security Investors, LLC, a limited liability company with offices at 330 Madison Avenue, New York, New York, 10017 (“Security Investors”) and Rydex ETF Trust, a Delaware statutory trust, with offices at 805 King Farm Boulevard, Rockville, Maryland 20850 (the “Trust” and together with Security Investors, the “Parties”).
ADMINISTRATION AGREEMENTAdministration Agreement • February 28th, 2014 • Rydex Etf Trust • Maryland
Agreement dated as of June 10, 2013 by and between RYDEX FUND SERVICES, LLC, a Maryland limited liability company (the "Administrator"), and Rydex ETF Trust, A Delaware statutory trust (the "Trust").
RYDEX ETF TRUST DISTRIBUTION AGREEMENT Dated as of March 1, 2012Distribution Agreement • December 28th, 2012 • Rydex Etf Trust • Delaware
This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the “Trust”) has agreed that you shall be, for the period of this agreement, the distributor of shares of each series of the Trust set forth on Exhibit A hereto, as such Exhibit may be revised from time to time (each, a “Fund”). For purposes of this agreement the term “Shares” shall mean the authorized shares of the relevant Fund.
