Exhibit (d)(6) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this 11th day of November, 2005 and amended on December 15, 2006 between American Independence Financial Services, LLC, a limited liability company organized under the laws of the State...Investment Advisory Agreement • January 16th, 2007 • American Independence Funds Trust • Delaware
Exhibit(d)(1) INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this 12th day of July, 2005 between Arrivato Advisors, LLC, a limited liability company organized under the laws of the State of Delaware(the "Adviser"), and Arrivato Funds Trust, a...Investment Advisory Agreement • July 28th, 2005 • Arrivato Funds Trust • Delaware
CUSTODY AGREEMENT Dated September 20, 2013 Between UMB BANK, N.A. and AMERICAN INDEPENDENCE FUNDS TRUSTCustody Agreement • August 15th, 2014 • American Independence Funds Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
EXHIBIT (h)(2) ARRIVATO FUNDS TRUST SUB-TRANSFER AGENCY AGREEMENT Ladies and Gentlemen: We, the Arrivato Funds Trust (the "Trust"), on behalf of each series of the Trust set forth on Schedule 1 hereto, as such Schedule may be revised from time to time...Sub-Transfer Agency Agreement • July 28th, 2005 • Arrivato Funds Trust • New York
AMERICAN INDEPENDENCE FUNDS TRUST DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2017 • American Independence Funds Trust • New York
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of the 28th day of February, 2017 by and among American Independence Funds Trust (the “Trust”), a Delaware Business Trust, RiskX Investments, LLC (the “Adviser”), a Delaware limited liability company, and Matrix 360 Distributors, LLC (the “Distributor”), a Delaware Limited Liability Corporation.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 29th, 2016 • American Independence Funds Trust • Delaware
AGREEMENT made as of this 20th day of November, 2015, between RiskX Investments, LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”), and American Independence Funds Trust, a business trust organized under the laws of the State of Delaware (the “Trust“).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 29th, 2016 • American Independence Funds Trust • New York
AGREEMENT made this _____ day of ______, 2015 by and between RiskX Investments, LLC (“Adviser”) and Fischer Francis Trees & Watts, Inc. (“FFTW (NY)”), a New York corporation and one of its affiliates, Fischer Francis Trees & Watts (“FFTW (UK)”), a corporate partnership organized under the laws of England & Wales (collectively referred to as the “Sub-Adviser”);
AMERICAN INDEPENDENCE FUNDS TRUST DISTRIBUTION AGREEMENTDistribution Agreement • November 24th, 2010 • American Independence Funds Trust • New York
THIS DISTRIBUTION AGREEMENT (the "Agreement") is made as of the 22nd day of October by and among the American Independence Funds Trust (the "Fund"), a Delaware Business Trust, and Matrix Capital Group (the "Distributor"), a New York corporation.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 27th, 2015 • American Independence Funds Trust
AGREEMENT made this 23rd day of May, 2014 by and between American Independence Financial Services, LLC (the “Adviser”), and Navellier & Associates (the “Sub-Adviser”);
EXHIBIT d(3) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made this ___ day of __________, 2006 by and between American Independence Financial Services, LLC (the "Adviser"), and Barrow, Hanley, Mewhinner & Strauss, Inc. (the "Sub- Adviser"); WHEREAS,...Investment Sub-Advisory Agreement • February 27th, 2006 • Arrivato Funds Trust
MUTUAL FUND CUSTODY AND SERVICES AGREEMENTCustody Agreement • March 1st, 2012 • American Independence Funds Trust • Pennsylvania
ADMINISTRATION AGREEMENTAdministration Agreement • June 28th, 2013 • American Independence Funds Trust • New York
THIS AGREEMENT is made as of this 14th day of November, 2005 as amended through June 14, 2013 by and between the American Independence Funds Trust (the "Trust"), a Delaware business trust having its principal place of business at 230 Park Avenue, Suite 534, New York, NY 10169, and American Independence Financial Services, LLC ("AIFS"), a limited liability company organized under the laws of the State of Delaware and having its principal place of business at 230 Park Avenue, Suite 534, New York, NY 10169.
DRAFT----Agreement and Plan of Reorganization • July 25th, 2018 • Advisors' Inner Circle Fund III
Re: Agreement and Plan of Reorganization, dated as of [●], 2018 (the “Agreement”), between and among (i) The Advisors’ Inner Circle Fund III, a Delaware statutory trust (“Acquiring Trust”), on behalf of its series, BNP Paribas AM U.S. Inflation-Linked Bond Fund (“Acquiring Fund”); (ii) American Independence Funds Trust, a Delaware statutory trust (the “Target Trust”), on behalf of its series, American Independence U.S. Inflation-Protected Fund (“Target Fund”); (iii) solely for the purposes of Sections 4.3, 5.12, and 9.1 of the Agreement, BNP Paribas Asset Management USA, Inc. (“BNP”); and (iv) solely for the purposes of Sections 4.4, 5.12, 9.1 and 11.2 of the Agreement, Manifold Fund Advisors, LLC (“Manifold”).
JOINT INSURED BOND AGREEMENT BY AND AMONG AMERICAN INDEPENDENCE FUNDS TRUST AMERICAN INDEPENDENCE FUNDS TRUST II (the “TRUSTS”) AND AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLCJoint Insured Bond Agreement • August 22nd, 2014 • American Independence Funds Trust
JOINT INSURED BOND AGREEMENT, dated as of August 12, 2014 by and among the Trusts and American Independence Financial Services, LLC.
Exhibit (h)(4) Fund Accounting Agreement between Registrant and UMB Funds Services Exhibit (h)(4)Fund Accounting Services Agreement • November 24th, 2010 • American Independence Funds Trust • Delaware
This AGREEMENT (“Agreement”) is made as of October 1, 2010 by and between American Independence Funds Trust (the “Trust”), a Delaware statutory trust, and UMB Fund Services, Inc. a Wisconsin corporation (“UMB”).
ContractSub-Advisory Agreement • April 26th, 2013 • American Independence Funds Trust
Item 28(d)2 Sub-Advisory Agreement between American Independence Financial Services, LLC and Structured Investment Management, Inc.
SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • March 1st, 2013 • American Independence Funds Trust • Delaware
This AGREEMENT ("Agreement") is made as of October 1, 2010 as amended September 21, 2012 by and between UMB Fund Services, Inc. ("UMB") a Wisconsin corporation, and American Independence Financial Services, LLC (the "Adviser"), a Delaware Limited Liability Company.
EXPENSE LIMITATION AGREEMENT AMERICAN INDEPENDENCE FUNDS TRUSTExpense Limitation Agreement • February 27th, 2015 • American Independence Funds Trust
EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2015, by and between American Independence Financial Services, LLC (the “Investment Adviser”) and American Independence Funds Trust (the “Trust”), a Delaware business trust, on behalf of each of the funds, listed on Exhibit A (each, a “Fund”).
EXHIBIT h(4) FORM OF AGREEMENT AND PLAN OF REORGANIZATION SERVICE CLASS, PREMIUM CLASS AND INSTITUTIONAL CLASS AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made as of the __ day of _______ 2005,...Agreement and Plan of Reorganization • February 27th, 2006 • Arrivato Funds Trust • Delaware
EXHIBIT (e)(1) DISTRIBUTION AGREEMENT AGREEMENT made as of July 12, 2005 between the Arrivato/Dow Jones Funds (the "Trust"), having an office at , and BISYS Fund Services Limited Partnership ("Distributor"), having an office at 100 Summer Street,...Distribution Agreement • July 28th, 2005 • Arrivato Funds Trust • New York
AMERICAN INDEPENDENCE FUNDS TRUST CLASS A DISTRIBUTION PLAN AND AGREEMENTDistribution Plan • March 1st, 2012 • American Independence Funds Trust
This Plan and Agreement (the "Plan") constitutes the Distribution Plan for the Class A shares of the portfolio series (each a "Fund" and collectively the "Funds") of American Independence Funds Trust, a Delaware business trust (the "Trust"), adopted pursuant to the provisions of Rule 12b-1 under the Investment Company Act of 1940 (the "Act") and the related agreement between the Trust and Matrix Capital Group, Inc. (the "Distributor"). During the effective term of this Plan, the Fund may incur expenses primarily intended to result in the sale of its Class A shares upon the terms and conditions hereinafter set forth:
JOINT INSURED BOND AGREEMENT BY AND AMONG AMERICAN INDEPENDENCE FUNDS TRUST AMERICAN INDEPENDENCE FUNDS TRUST II (the “TRUSTS”) AND AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLCJoint Insured Bond Agreement • August 30th, 2013 • American Independence Funds Trust
JOINT INSURED BOND AGREEMENT, dated as of July 11, 2013 by and among the Trusts and American Independence Financial Services, LLC.
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • June 28th, 2013 • American Independence Funds Trust • New York
This Agreement is made as of June 22, 2012 between American Independence Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series set forth on Schedule A hereto, as amended from time to time (each, a “Fund”), and American Independence Financial Services, LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT (As Amended and Restated June 22, 2012)Investment Sub-Advisory Agreement • February 28th, 2014 • American Independence Funds Trust
AGREEMENT this 18th day of April, 2008, as amended June 17, 2011 and March 23, 2012 by and between American Independence Financial Services, LLC (the “Adviser"), and FISCHER FRANCIS TREES & WAITS, INC. ("FFTW (NY)"), a New York corporation and one of its affiliates, FISCHER FRANCIS TREES & WATTS ("FFTW (UK)”), a corporate partnership organized under the laws of England & Wales (collectively referred to as the “Sub-Adviser”);
ADMINISTRATION AGREEMENTAdministration Agreement • August 15th, 2014 • American Independence Funds Trust • New York
THIS AGREEMENT is made as of this 14th day of November, 2005 as amended through March 21, 2014 by and between the American Independence Funds Trust (the “Trust”), a Delaware business trust having its principal place of business at 230 Park Avenue, Suite 534, New York, NY 10169, and American Independence Financial Services, LLC (“American Independence”), a limited liability company organized under the laws of the State of Delaware and having its principal place of business at 230 Park Avenue, Suite 534, New York, NY 10169.
CUSTODIAN AGREEMENTCustodian Agreement • June 22nd, 2018 • ALPS Series Trust • Delaware
This Agreement shall be construed, and the provision thereof interpreted, under and in accordance with the laws of State of Delaware and the Investment Company Act of 1940. All persons dealing with the Trust must look solely to the Trust property for the enforcement of any claims against the Trust as neither any or all of the Trustees, officers, or agents, nor any or all of the shareholders assumes any personal liability for obligations entered into on behalf of the Trust.
JOINT INSURED BOND AGREEMENT BY AND AMONG AMERICAN INDEPENDENCE FUNDS TRUST RX FUNDS TRUST (the “TRUSTS”) AND RISKX INVESTMENTS, LLCJoint Insured Bond Agreement • September 2nd, 2015 • American Independence Funds Trust
The portfolios of the Trusts are managed investment companies registered under the Investment Company Act of 1940, as amended (the “Act”). By the terms of Rule 17g-1 promulgated by the Securities and Exchange Commission under the Act, the parties are required to provide and maintain in effect a bond against larceny and embezzlement by their officers and employees. By the terms of such rule the parties are authorized to secure a joint insured bond which names all of the parties as insured.
FORM OF] AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • June 22nd, 2018 • ALPS Series Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Reorganization Agreement”) is made as of this [__] day of [_______], 2018 by ALPS Series Trust, a Delaware business statutory trust (“Acquiring Trust”), on behalf of the [American Independence Global Tactical Allocation Fund/American Independence Kansas Tax-Exempt Bond Fund] (“Acquiring Fund”); American Independence Funds Trust, a Delaware business statutory trust (“Selling Trust”), on behalf of the American Independence Global Tactical Allocation Fund / American Independence Kansas Tax-Exempt Bond Fund (“Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, “Funds”); Manifold Partners, LLC, a Delaware limited liability company (“Adviser”), the proposed investment adviser to the Acquiring Fund (only for purposes of Sections 1.7, 5.10, 5.12, and 9.1 of this Agreement). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place o
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • February 28th, 2017 • American Independence Funds Trust • New York
This Agreement is made as of _________________, 20__ amongst American Independence Funds Trust, a Delaware statutory Trust (the “Trust”), on behalf of each series set forth on Schedule A hereto, as amended from time to time (each, a “Fund”), and ___________________________ (the “Service Provider”).
Exhibit (h)(1) MASTER SERVICES AGREEMENT This Master Services Agreement ("Agreement") is made as of July 12, 2005, (the "Effective Date") between BISYS Fund Services Ohio, Inc. ("BISYS"), an Ohio corporation having a place of business at 3435 Stelzer...Master Services Agreement • July 28th, 2005 • Arrivato Funds Trust • New York
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Entities, Individually and not Jointly, as Listed on Schedule A and Boston Financial Data Services, Inc.Transfer Agency and Service Agreement • February 28th, 2014 • American Independence Funds Trust
This Amendment is made on this __ day of _______________, 2013, between Each of the Entities, Individually and Not Jointly, as listed on Schedule A, previously amended as of January 9, 2013, (collectively, the “Funds”) and Boston Financial Data Services, Inc. (the “Transfer Agent”).
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • December 30th, 2015 • American Independence Funds Trust • New York
This Agreement is made as of November 1, 2015 between American Independence Funds Trust and Rx Funds Trust, each a Delaware statutory trust (the “Trusts”), on behalf of each series set forth on Schedule A hereto, as amended from time to time (each, a “Fund”), and RiskX Investments, LLC, a Delaware limited liability company (the “Adviser”).
WITNESSETH:Custodian Agreement • July 28th, 2005 • Arrivato Funds Trust • New York
DISTRIBUTION AGREEMENTDistribution Agreement • April 18th, 2008 • American Independence Funds Trust • New York
AGREEMENT made as of August 1, 2007 between American Independence Funds Trust (the “Trust”), having an office at 335 Madison Avenue, Mezzanine, New York, NY 10017, and Foreside Distribution Services, L.P. (“Distributor”), having an office at 100 Summer Street, Boston, Massachusetts 02110.
AMENDMENT NO. 03 TO DISTRIBUTION AGREEMENTDistribution Agreement • January 30th, 2013 • American Independence Funds Trust
THIS AMENDMENT No. 03 to the DISTRIBUTION AGREEMENT (the “Amendment”) is made as of the 22nd day of June 2012 by and among the American Independence Funds Trust (the “Fund”), a Delaware Business Trust, American Independence Financial Services, LLC (the “Adviser”), a Delaware limited liability company, and Matrix Capital Group (the “Distributor”), a New York corporation.
