FORM OF OPINION OF COMPANY’S COUNSEL TO BE DELIVERED PURSUANT TO SECTION 5(b)Underwriting Agreement • April 12th, 2017 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 12th, 2017 Company Industry Jurisdiction
TORTOISE CAPITAL RESOURCES CORPORATION (a Maryland corporation) 185,006 Warrants 185,006 Common Shares REGISTRATION RIGHTS AGREEMENT Dated: May 4, 2007 ------------------------------------------------------------------------------- -...Registration Rights Agreement • May 9th, 2007 • Tortoise Capital Resources Corp • New York
Contract Type FiledMay 9th, 2007 Company Jurisdiction
TORTOISE CAPITAL RESOURCES CORPORATION CREDIT AGREEMENT Dated as of April 23, 2007 U.S. BANK NATIONAL ASSOCIATION, as Agent Table of Contents Section 1 General Definitions.................................................1 1.1...Credit Agreement • April 27th, 2007 • Tortoise Capital Resources Corp • Kansas
Contract Type FiledApril 27th, 2007 Company Jurisdiction
SECURITY AGREEMENT This Security Agreement (the "Agreement") is made as of April 23, 2007, by and among TORTOISE CAPITAL RESOURCES CORPORATION, a Maryland corporation (the "Debtor"), whose chief executive office is located at 10801 Mastin Boulevard,...Security Agreement • April 27th, 2007 • Tortoise Capital Resources Corp • Kansas
Contract Type FiledApril 27th, 2007 Company Jurisdiction
CORENERGY INFRASTRUCTURE TRUST, INC. AND as Trustee INDENTURE Dated as of August 12, 2019Indenture • August 12th, 2019 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 12th, 2019 Company Industry JurisdictionINDENTURE, dated as of August 12, 2019, between CorEnergy Infrastructure Trust, Inc., a Maryland corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and U.S. Bank National Association, a national banking association, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
DEPOSIT AGREEMENTDeposit Agreement • January 26th, 2015 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 26th, 2015 Company Industry JurisdictionThis DEPOSIT AGREEMENT is made and entered into as of January 27, 2015 by and among CORENERGY INFRASTRUCTURE TRUST, INC., a Maryland corporation (the “Company”), COMPUTERSHARE INC., a Delaware corporation (“Computershare”) and its wholly-owned subsidiary COMPUTERSHARE TRUST COMPANY, N.A., a nationally chartered trust company (the “Trust Company”), jointly as Depositary (as hereinafter defined), and all holders from time to time of Receipts (as hereinafter defined) issued hereunder.
ANNEX A TO SECOND AMENDMENT $50,000,000 REVOLVING LOAN $80,000,000 TERM LOAN AMENDED AND RESTATED CREDIT AGREEMENT by and among CRIMSON MIDSTREAM OPERATING, LLC, and CORRIDOR MOGAS, INC., as Borrowers, THE GUARANTORS from time to time party hereto,...Credit Agreement • March 6th, 2023 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledMarch 6th, 2023 Company Industry Jurisdiction
REVISED THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT CRIMSON MIDSTREAM HOLDINGS, LLC Dated: August 6, 2022Limited Liability Company Agreement • August 11th, 2022 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Delaware
Contract Type FiledAugust 11th, 2022 Company Industry JurisdictionExhibit D Form of CorEnergy Infrastructure Trust, Inc. Articles Supplementary Establishing and Fixing the Rights and Preferences of Series B Redeemable Convertible Preferred Stock
MANAGEMENT AGREEMENTManagement Agreement • May 11th, 2015 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Delaware
Contract Type FiledMay 11th, 2015 Company Industry JurisdictionTHIS MANAGEMENT AGREEMENT (this “Agreement”) is dated as of May 8, 2015, by and between CorEnergy Infrastructure Trust, Inc., a Maryland corporation (the “Company”), and Corridor InfraTrust Management, LLC, a Delaware limited liability company (the “Manager”). The effective time and date of this Agreement is 12:01 a.m. May 1, 2015.
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • May 14th, 2024 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Colorado
Contract Type FiledMay 14th, 2024 Company Industry JurisdictionThis Amended and Restated Employment Agreement (this “Agreement”) is entered into effective as of November __, 2023 (“Effective Date”), by and between Crimson Midstream Services, LLC., a Delaware limited liability company (the “Company”), and John Grier, individually (“Executive”).
50,000,000 REVOLVING LOAN $80,000,000 TERM LOAN AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • February 10th, 2021 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 10th, 2021 Company Industry JurisdictionThis Amended and Restated Credit Agreement, dated as of February 4, 2021 (this “Agreement”), is by and among Crimson Midstream Operating, LLC, a Delaware limited liability company (“Crimson Operating” and in its capacity as Borrower Representative pursuant to Section 2.19, “Borrower Representative”), and Corridor MoGas, Inc., a Delaware corporation (“MoGas”, and together with Crimson Operating, the “Borrowers”, and each, individually, a “Borrower”), Crimson Midstream Holdings, LLC, a Delaware limited liability company (“Holdings”), MoGas Debt Holdco LLC, a Delaware limited liability company (“MoGas HoldCo”), MoGas Pipeline, LLC, a Delaware limited liability company (“MoGas Pipeline”), CorEnergy Pipeline Company, LLC, a Delaware limited liability company (“CorEnergy Pipeline”), United Property Systems, LLC, a Delaware limited liability company (“United Property”), Crimson Pipeline, LLC, a California limited liability company (“Crimson Pipeline”), Cardinal Pipeline, L.P., a California li
SECOND AMENDED ADMINISTRATION AGREEMENTAdministration Agreement • December 1st, 2011 • Tortoise Capital Resources Corp • Investors, nec • Delaware
Contract Type FiledDecember 1st, 2011 Company Industry JurisdictionThis Second Amended Administration Agreement (this “Agreement”) is made as of December 1, 2011 by and between Tortoise Capital Resources Corporation, a Maryland corporation (hereinafter referred to as the “Corporation”), and Tortoise Capital Advisors, L.L.C., a Delaware limited liability company (hereinafter referred to as the “Administrator”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 12th, 2021 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Maryland
Contract Type FiledJuly 12th, 2021 Company Industry JurisdictionWHEREAS, the parties listed on Schedule A hereto (each, individually, a “Holder” and, collectively, the “Holders”) have been issued (a) shares of the following classes of securities of CorEnergy Infrastructure Trust, Inc., a Maryland corporation (“CorEnergy”), which are registered with the Securities and Exchange Commission (“SEC”) pursuant to the Securities Exchange Act of 1934, as amended, and the regulations promulgated thereunder (the “1934 Act”): (i) CorEnergy’s Common Stock, par value $0.001 per share (“CorEnergy Common Stock”), and (ii) depositary shares, each representing 1/100th of a whole share of CorEnergy’s 7.375% Series A Cumulative Redeemable Preferred Stock, par value $0.001 per share (“CorEnergy Series A Preferred Stock”), and (b) shares of CorEnergy’s Common Stock, par value $0.001 per share, designated as Class B Common Stock (“Class B Common Stock”). The Class B Common Stock will be convertible into shares of the following classes of CorEnergy securities: (x) CorEner
MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among CGI CRIMSON HOLDINGS, L.L.C., CRIMSON MIDSTREAM HOLDINGS, LLC, JOHN D. GRIER, AND CORENERGY INFRASTRUCTURE TRUST, INC. Dated as of February 4, 2021Membership Interest Purchase Agreement • February 10th, 2021 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Delaware
Contract Type FiledFebruary 10th, 2021 Company Industry JurisdictionThis MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement”), dated as of February 4, 2021, is entered into by and among CGI Crimson Holdings, L.L.C., a Delaware limited liability company (“Carlyle”), John D. Grier, an individual (“J. Grier”), Crimson Midstream Holdings, LLC, a Delaware limited liability company (the “Company”), and CorEnergy Infrastructure Trust, Inc., a Maryland corporation (“Parent”). Each of Carlyle, J. Grier, the Company and Parent are individually referred to herein as a “Party” and collectively as the “Parties.”
CONTRIBUTION AGREEMENT Dated as of February 4, 2021Contribution Agreement • February 10th, 2021 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Missouri
Contract Type FiledFebruary 10th, 2021 Company Industry JurisdictionTHIS CONTRIBUTION AGREEMENT (this "Agreement") is executed as of February 4, 2021 (the "Effective Date"), by and among the individuals whose names are listed as the "Contributors" on the signature page below (each, a "Contributor" and collectively, the "Contributors"), Corridor InfraTrust Management, LLC, a Delaware limited liability company (the "Manager"), and CorEnergy Infrastructure Trust, Inc., a Maryland corporation (the "REIT"). Capitalized terms used but not defined herein shall have the respective meanings set forth on Exhibit A.
REVOLVING CREDIT AGREEMENTRevolving Credit Agreement • August 2nd, 2017 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 2nd, 2017 Company Industry JurisdictionTHIS AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (this “Agreement”) is made the 8th day of July, 2015, as amended through the Second Amendment, by and among CORENERGY INFRASTRUCTURE TRUST, INC., a Maryland corporation, as borrower (“Borrower”), having its principal place of business at 1100 Walnut, Suite 3350, Kansas City, Missouri 64106, each of the parties now or hereafter signatory hereto as guarantors (collectively “Guarantors”), REGIONS BANK, a national banking association (“Regions”) and BANK OF AMERICA, N.A., (“Bank of America”) with the other lending institutions that are or may become parties hereto pursuant to §18 as lenders (“Lenders”), REGIONS BANK, as administrative agent (“Agent”) for itself and the other Lenders, REGIONS BANK, as Swing Line Lender, REGIONS BANK, as LC Issuer, BANK OF AMERICA, N.A. and WELLS FARGO BANK, NATIONAL ASSOCIATION, as syndication agents, and REGIONS CAPITAL MARKETS, A DIVISION OF REGIONS BANK, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORAT
CorEnergy Infrastructure Trust, Inc.Management Agreement • August 1st, 2019 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts
Contract Type FiledAugust 1st, 2019 Company Industry
SETTLEMENT AND MUTUAL RELEASE AGREEMENTSettlement Agreement • February 10th, 2021 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Texas
Contract Type FiledFebruary 10th, 2021 Company Industry JurisdictionThis Settlement and Release Agreement (“Agreement”) is entered into as of February 4, 2021by and among CorEnergy Infrastructure Trust, Inc., a Maryland corporation (“CORR”), Grand Isle Corridor, LP, a Delaware limited partnership (“Grand Isle”), Energy XXI GIGS Services, LLC, a Delaware limited liability company (“Energy XXI”), Energy XXI Gulf Coast, Inc., a Delaware corporation (“EGC”), and CEXXI, LLC, a Delaware limited liability company (“Cox”). Each of CORR, Grand Isle, Energy XXI, EGC and Cox are collectively referred to as the “Parties” or in the singular as a “Party.” Capitalized terms used in this Agreement but not otherwise defined in this Agreement shall have the respective meanings assigned to such terms in the GIGS Lease (as defined below).
PURCHASE AND SALE AGREEMENT BETWEEN ENERGY XXI USA, INC. AS SELLER AND GRAND ISLE CORRIDOR, LP AS BUYER AND DATED JUNE 22, 2015Purchase and Sale Agreement • June 22nd, 2015 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 22nd, 2015 Company Industry JurisdictionThis Purchase and Sale Agreement (this “Agreement”), is made as of June 22, 2015 (the “Effective Date”), by and between ENERGY XXI USA, INC., a Delaware corporation (“Seller”), and GRAND ISLE CORRIDOR, LP, a Delaware limited partnership (“Buyer”). Seller and Buyer may be referred to individually as a “Party” or collectively as the “Parties.”
AMENDED AND RESTATED SECURITY AGREEMENTSecurity Agreement • February 10th, 2021 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 10th, 2021 Company Industry JurisdictionTHIS AMENDED AND RESTATED SECURITY AGREEMENT, dated as of February 4, 2021 (this “Security Agreement”), is by and among Crimson Midstream Operating, LLC, a Delaware limited liability company (“Crimson Operating”), Corridor MoGas, Inc., a Delaware corporation (“Corridor MoGas” and, along with Crimson Operating, each a “Borrower” and collectively the “Borrowers”), Crimson Midstream Holdings, LLC, a Delaware limited liability company (“Holdings”), MoGas Debt Holdco LLC, a Delaware limited liability company (“MoGas Holdco”), MoGas Pipeline LLC, a Delaware limited liability company (“MoGas Pipeline”), CorEnergy Pipeline Company, LLC, a Delaware limited liability company (“CorEnergy Pipeline”), United Property Systems, LLC, a Delaware limited liability company (“United Property”), Crimson Pipeline, LLC, a California limited liability company (“Crimson Pipeline”), Cardinal Pipeline, L.P., a California limited partnership (“Cardinal Pipeline”), together with the Borrowers, Holdings, MoGas Hold
LEASE between ENERGY XXI GIGS SERVICES, LLC, as Tenant, and GRAND ISLE CORRIDOR, LP as LandlordLease Agreement • June 30th, 2015 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Louisiana
Contract Type FiledJune 30th, 2015 Company Industry Jurisdiction
GUARANTYGuaranty • June 22nd, 2015 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts
Contract Type FiledJune 22nd, 2015 Company IndustryThis GUARANTY (this “Guaranty”) is executed and delivered as of June 22, 2015, by Energy XXI Ltd, a Bermuda company (“Guarantor”), whose address is 1021 Main Street, Suite 2626, Houston, TX 77002, in favor of Grand Isle Corridor, LP, a Delaware limited partnership (“Buyer”).
PURCHASE AND SALE AGREEMENT by and among LCP OREGON HOLDINGS, LLC, CORRIDOR PRIVATE HOLDINGS, INC. and ZENITH ENERGY TERMINALS HOLDINGS LLC DECEMBER 21, 2018Purchase and Sale Agreement • December 28th, 2018 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Oregon
Contract Type FiledDecember 28th, 2018 Company Industry JurisdictionTHIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is entered into as of December 21, 2018 (“Effective Date”), by and among LCP OREGON HOLDINGS, LLC, a Delaware limited liability company (“Seller”); ZENITH ENERGY TERMINALS HOLDINGS LLC, a Delaware limited liability company, formerly known as Arc Terminals Holdings LLC (“Purchaser”); and Corridor Private Holdings, Inc., a Delaware corporation (“CORR”).
EXPENSE REIMBURSEMENT AGREEMENTExpense Reimbursement Agreement • March 26th, 2010 • Tortoise Capital Resources Corp
Contract Type FiledMarch 26th, 2010 Company
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 9th, 2007 • Tortoise Capital Resources Corp • Delaware
Contract Type FiledJanuary 9th, 2007 Company JurisdictionAGREEMENT made as of this 1st day of January, 2007 by and between Tortoise Capital Resources Corporation, a Maryland corporation having its principal place of business in Overland Park, Kansas (the “Company”), and Tortoise Capital Advisors, L.L.C., a Delaware limited liability company having its principal place of business in Overland Park, Kansas (the “Advisor”).
PURCHASE AGREEMENT BY AND BETWEEN LIGHTFOOT CAPITAL PARTNERS, LP INTERNATIONAL INDUSTRIES, INC. INTERNATIONAL RESOURCE PARTNERS GP LLC KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY AND TORTOISE CAPITAL RESOURCES CORPORATION AND JAMES RIVER COAL COMPANY...Purchase Agreement • April 7th, 2011 • Tortoise Capital Resources Corp • New York
Contract Type FiledApril 7th, 2011 Company JurisdictionThis PURCHASE AGREEMENT, dated as of March 6, 2011, is entered into by and between LIGHTFOOT CAPITAL PARTNERS, LP, a Delaware limited partnership (“Lightfoot”), INTERNATIONAL INDUSTRIES, INC., a West Virginia corporation (“International Industries”), INTERNATIONAL RESOURCE PARTNERS GP LLC, a Delaware limited liability company (“IRP GP”), KAYNE ANDERSON ENERGY DEVELOPMENT COMPANY, a Maryland limited partnership (“KED”), and TORTOISE CAPITAL RESOURCES CORPORATION, a Maryland corporation, (“Tortoise”, and Lightfoot, International Industries, IRP GP and KED each, a “Seller” and collectively “Sellers”), JAMES RIVER COAL COMPANY, a Virginia corporation (“Buyer”), and IRP GP, solely to accept the duties herein as “Agent,” and in its individual capacity as a Seller.
GUARANTYGuaranty • June 22nd, 2015 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts
Contract Type FiledJune 22nd, 2015 Company IndustryThis GUARANTY (this “Guaranty”) is executed and delivered as of June 22, 2015, by CorEnergy Infrastructure Trust, Inc., a Maryland corporation (“Guarantor”), whose address is 1100 Walnut, Suite 3350, Kansas City, MO 64106, in favor of Energy XXI USA, Inc., a Delaware corporation (“Seller”).
REVOLVING CREDIT AGREEMENTRevolving Credit Agreement • March 14th, 2016 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledMarch 14th, 2016 Company Industry JurisdictionTHIS FIRST AMENDMENT TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (herein called the “Amendment”) made as of November 4, 2015 by and among CORENERGY INFRASTRUCTURE TRUST, INC., a Maryland corporation (“Borrower”), the Guarantors which are, or may become signatory to the Credit Agreement (as defined below), REGIONS BANK, as Agent, and the Lenders party hereto.
CREDIT AGREEMENT dated as of December 13, 2006 between TORTOISE CAPITAL RESOURCES CORPORATION and $15,000,000 Revolving Credit FacilityCredit Agreement • January 9th, 2007 • Tortoise Capital Resources Corp • Kansas
Contract Type FiledJanuary 9th, 2007 Company JurisdictionThis Credit Agreement is made as of December 13, 2006, by and between TORTOISE CAPITAL RESOURCES CORPORATION, a Maryland corporation (the “Borrower”), with its chief executive office located at 10801 Mastin, Suite 222, Overland Park, Kansas 66210, and U.S. BANK N.A., a national banking association (the “Bank”),with an office located at 9900 West 87th Street, Overland Park, Kansas 66212.
CorEnergy Infrastructure Trust, Inc.Management Agreement • May 2nd, 2019 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts
Contract Type FiledMay 2nd, 2019 Company Industry
FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENTRevolving Credit Agreement • November 25th, 2014 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 25th, 2014 Company Industry JurisdictionTHIS FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT (herein called the “Amendment”) made as of November 24, 2014 by and among CORENERGY INFRASTRUCTURE TRUST, INC., a Maryland corporation (“Borrower”), the Guarantors which are, or may become signatory to the Credit Agreement (as defined below), REGIONS BANK, as Swing Line Lender, LC Issuer and Agent, BANK OF AMERICA, N.A., as syndication agent, REGIONS BANK and BANK OF AMERICA, N.A., as Lenders, and REGIONS CAPITAL MARKETS, a Division of Regions Bank, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (or one of its designated affiliates), as joint lead arrangers and joint book runners.
AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • February 10th, 2021 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 10th, 2021 Company Industry JurisdictionTHIS AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT, dated as of February 4, 2021 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, this “Pledge Agreement”), is executed by Crimson Midstream Operating, LLC, a Delaware limited liability company (“Crimson Operating”), Corridor MoGas, Inc., a Delaware corporation (“Corridor MoGas” and, along with Crimson Operating, each a “Borrower” and collectively the “Borrowers”), CorEnergy Infrastructure Trust, Inc., a Maryland corporation (“CorEnergy Trust”), Crimson Midstream Holdings, LLC, a Delaware limited liability company (“Holdings”), Crimson Pipeline, LLC, a California limited liability company (“Crimson Pipeline”, and together with the Borrowers, CorEnergy Trust, Holdings, and each other entity that becomes a pledgor hereunder pursuant to Section 7.11 hereof, the “Pledgors”) in favor of Wells Fargo Bank, National Association, as Administrative Agent for the ratable benefit of itself and th
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 9th, 2007 • Tortoise Capital Resources Corp
Contract Type FiledJanuary 9th, 2007 CompanyThis Sub-Advisory Agreement (the “Agreement”) is dated as of January 1, 2007 (the “Effective Date”) and is entered into by and between Tortoise Capital Advisors, LLC, a Delaware limited liability company (“Tortoise”), and Kenmont Investments Management, L.P., a Texas limited partnership (the “Manager”).
FIRST AMENDMENT TO MANAGEMENT AGREEMENTManagement Agreement • February 10th, 2021 • CorEnergy Infrastructure Trust, Inc. • Real estate investment trusts • Delaware
Contract Type FiledFebruary 10th, 2021 Company Industry JurisdictionThis First Amendment to the Management Agreement (“First Amendment”) is executed as of February 4, 2021 (the “Effective Date”) by and between CorEnergy Infrastructure Trust, Inc., a Maryland corporation (the “Company”), and Corridor InfraTrust Management, LLC, a Delaware limited liability company (the “Manager” and collectively with the Company, the “Parties”). Capitalized terms not otherwise herein defined shall have the same meaning as in that certain Management Agreement between the Parties dated May 8th, 2015 (the “Agreement”).
TORTOISE CAPITAL RESOURCES CORPORATION (a Maryland corporation) [ ] shares of Common Stock PURCHASE AGREEMENTPurchase Agreement • January 26th, 2007 • Tortoise Capital Resources Corp • New York
Contract Type FiledJanuary 26th, 2007 Company Jurisdictionownership of the Lock-Up Securities, whether any such swap or transaction is to be settled by delivery of Common Stock or other securities, in cash or otherwise.