Shah Capital Management Sample Contracts

JOINT FILING AGREEMENT
Joint Filing Agreement • September 6th, 2019 • Shah Capital Management • Communications equipment, nec

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the ordinary shares, par value US$0.00375 per share, of UTStarcom Holdings Corp., and that this Agreement be included as an Exhibit to such joint filing. Each of the undersigned acknowledges that each shall be responsible for the timely filing of any statement (including amendments) on Schedule 13D, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other persons making such filings, except to the extent that he or it knows or has reason to believe that such information is inaccurate.

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EX-99 JOINT FILING AGREEMENT The undersigned acknowledge and agree than any filings, including, without limitation, amended filings, with respect to transactions by Shah Capital Opportunity Fund LP, Shah Capital Management Inc and Himanshu H. Shah, in...
Joint Filing Agreement • March 14th, 2014 • Shah Capital Management • Communications equipment, nec

This agreement may be executed in one or more counterparts, each of which will be deemed an original but all of which taken together will constitute one and the same instrument.

EX-99 JOINT FILING AGREEMENT The undersigned acknowledge and agree than any filings, including, without limitation, amended filings, with respect to transactions by Shah Capital Opportunity Fund LP, Shah Capital Management Inc and Himanshu H. Shah, in...
Joint Filing Agreement • May 24th, 2016 • Shah Capital Management • Apparel & other finishd prods of fabrics & similar matl

This agreement may be executed in one or more counterparts, each of which will be deemed an original but all of which taken together will constitute one and the same instrument.

PURCHASE AND SALE AGREEMENT
Purchase and Sale Agreement • February 4th, 2019 • Shah Capital Management • Communications equipment, nec • New York

This Purchase and Sale Agreement (this “Agreement”), dated as of January 31, 2019 (the “Signing Date”, is among persons identified on Schedules A and B as the “Sellers” (including the “Shah Seller” and the “Lu Sellers”; individually, a “Shah Seller” or a “Lu Seller”, as the case may be and, collectively, the “Sellers”) and Tonghao (Cayman) Limited (the “Acquirer”). The Sellers, on the one hand, and the Acquirer, on the other hand, shall be referred to individually herein as a “Party” and collectively as the “Parties”.

JOINT FILING AGREEMENT
Joint Filing Agreement • November 30th, 2009 • Shah Capital Management • Engines & turbines

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

EXHIBIT A JOINT FILING AGREEMENT
Joint Filing Agreement • April 21st, 2023 • Shah Capital Management • Services-computer processing & data preparation

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that he, she or it knows or has reason to believe that such information is not accurate. The undersigned each expressly authorize each other to file any and all amendments to such statement on their behalf. The undersigned agree that this joint filing agreement may be signed

JOINT FILING AGREEMENT
Joint Filing Agreement • October 10th, 2019 • Shah Capital Management • Semiconductors & related devices

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

Joint Filing Agreement
Joint Filing Agreement • March 27th, 2013 • Shah Capital Management • Communications equipment, nec

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to with respect to ordinary shares, par value US$0.00375 per share, of UTStarcom Holdings Corp., and that this agreement may be included as an exhibit to such joint filing. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

PURCHASE AND SALE AGREEMENT
Purchase and Sale Agreement • November 5th, 2015 • Shah Capital Management • Communications equipment, nec • New York

This Purchase and Sale Agreement (this “Agreement”), dated as of November 4, 2015, is among persons identified on Schedules A and B as the “Sellers” (including the “Shah Sellers” and the “Lu Sellers”; individually, a “Shah Seller” or a “Lu Seller”, as the case may be and, collectively, the “Sellers”) and The Smart Soho International Limited (the “Acquirer”). The Sellers, on the one hand, and the Acquirer, on the other hand, shall be referred to individually herein as a “Party” and collectively as the “Parties”.

AMENDMENT TO PURCHASE AND SALE AGREEMENT
Purchase and Sale Agreement • August 2nd, 2019 • Shah Capital Management • Communications equipment, nec

THIS AMENDMENT TO PURCHASE AND SALE AGREEMENT (this “Agreement”) is made on July 31 2019, among the persons listed on Schedule A (collectively, the “Sellers”) and Tonghao (Cayman) Limited (the “Acquirer”). The Sellers and the Acquirer shall be referred to individually herein as a “Party”, and collectively as the “Parties”.

JOINT FILING AGREEMENT
Joint Filing Agreement • October 31st, 2023 • Shah Capital Management • Radiotelephone communications

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all...
Joint Filing Agreement • May 24th, 2018 • Shah Capital Management • Engines & turbines

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

CONSORTIUM AGREEMENT among SHAH CAPITAL OPPORTUNITY FUND LP HIMANSHU H. SHAH LU CHARITABLE REMAINDER TRUST LU FAMILY TRUST THE LU FAMILY LIMITED PARTNERSHIP HONG LIANG LU and Tenling Ti Dated as of March 31, 2017
Consortium Agreement • March 31st, 2017 • Shah Capital Management • Communications equipment, nec

THIS CONSORTIUM AGREEMENT is made as of March 31, 2017, among Shah Capital Opportunity Fund LP (“Shah Capital”), Himanshu H. Shah (“Mr. Shah”, together with Shah Capital, the “Shah Parties”), the Lu Charitable Remainder Trust, the Lu Family Trust (together with the Lu Charitable Remainder Trust, the “Lu Trusts”), The Lu Family Limited Partnership (the “Lu Partnership”), Hong Liang Lu (“Mr. Lu”, together with the Lu Trusts and the Lu Partnership, the “Lu Parties”) and Tenling Ti (“Mr. Ti”). Each of Shah Capital, Mr. Shah, the Lu Trusts, the Lu Partnership, Mr. Lu and Mr. Ti is referred to herein as a “Party” and collectively, the “Parties”.

THE SMART SOHO INTERNATIONAL LIMITED Ugland House Grand Cayman, KY1-1104 Cayman Islands December 4, 2015
Shah Capital Management • December 11th, 2015 • Communications equipment, nec • New York

We refer to the Purchase and Sale Agreement among us dated as of November 4, 2015 (the “Agreement”). This letter agreement (the “Amendment”) sets forth our agreement with respect the amendment of certain provisions of the Agreement and the waiver of the satisfaction of certain conditions to the respective obligations of the parties. Capitalized terms used in this Amendment without definitions have the respective meanings assigned to the in the Agreement.

JOINT FILING AGREEMENT
Joint Filing Agreement • April 24th, 2018 • Shah Capital Management • Retail-food stores

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

JOINT FILING AGREEMENT
Joint Filing Agreement • April 27th, 2023 • Shah Capital Management • Biological products, (no disgnostic substances)

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

JOINT FILING AGREEMENT
Joint Filing Agreement • October 6th, 2020 • Shah Capital Management • Crude petroleum & natural gas

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

EX-99 JOINT FILING AGREEMENT The undersigned acknowledge and agree than any filings, including, without limitation, amended filings, with respect to transactions by Shah Capital Opportunity Fund LP, Shah Capital Management Inc and Himanshu H. Shah, in...
Joint Filing Agreement • June 2nd, 2015 • Shah Capital Management • Apparel & other finishd prods of fabrics & similar matl

This agreement may be executed in one or more counterparts, each of which will be deemed an original but all of which taken together will constitute one and the same instrument.

JOINT FILING AGREEMENT
Joint Filing Agreement • January 13th, 2023 • Shah Capital Management • Semiconductors & related devices

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

TERMINATION AGREEMENT
Termination Agreement • October 23rd, 2017 • Shah Capital Management • Communications equipment, nec

THIS TERMINATION AGREEMENT (this “Agreement”) is made as of October 23, 2017, among Shah Capital Opportunity Fund LP (“Shah Capital”), Himanshu H. Shah (“Mr. Shah”), the Lu Charitable Remainder Trust, the Lu Family Trust (together with the Lu Charitable Remainder Trust, the “Lu Trusts”), The Lu Family Limited Partnership (the “Lu Partnership”), Hong Liang Lu (“Mr. Lu”) and Tenling Ti (“Mr. Ti”). Each of Shah Capital, Mr. Shah, the Lu Trusts, the Lu Partnership, Mr. Lu and Mr. Ti is referred to herein as a “Party” and collectively, the “Parties”.

CONSORTIUM AGREEMENT among SHAH CAPITAL OPPORTUNITY FUND LP, HIMANSHU H. SHAH, LU CHARITABLE REMAINDER TRUST, LU FAMILY TRUST, THE LU FAMILY LIMITED PARTNERSHIP and HONG LIANG LU Dated as of March 27, 2013
Consortium Agreement • March 27th, 2013 • Shah Capital Management • Communications equipment, nec • New York

THIS CONSORTIUM AGREEMENT is made as of March 27, 2013, among Shah Capital Opportunity Fund LP (“Shah Capital”), Himanshu H. Shah (“Mr. Shah”, together with Shah Capital, the “Shah Parties”), the Lu Charitable Remainder Trust, the Lu Family Trust (together with the Lu Charitable Remainder Trust, the “Lu Trusts”), The Lu Family Limited Partnership (the “Lu Partnership”) and Hong Liang Lu (“Mr. Lu”, together with the Lu Trusts and the Lu Partnership, the “Lu Parties”). Each of Shah Capital, Mr. Shah, the Lust Trusts, the Lu Partnership and Mr. Lu is referred to herein as a “Party” and collectively, the “Parties”.

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JOINT FILING AGREEMENT
Joint Filing Agreement • April 17th, 2023 • Shah Capital Management • Radiotelephone communications

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

Contract
Termination Agreement • November 4th, 2013 • Shah Capital Management • Communications equipment, nec • New York

THIS TERMINATION AGREEMENT (this “Agreement”) is made as of October 31, 2013, among Shah Capital Opportunity Fund LP (“Shah Capital”), Himanshu H. Shah (“Mr. Shah”), the Lu Charitable Remainder Trust, the Lu Family Trust (together with the Lu Charitable Remainder Trust, the “Lu Trusts”), The Lu Family Limited Partnership (the “Lu Partnership”) and Hong Liang Lu (“Mr. Lu”). Each of Shah Capital, Mr. Shah, the Lu Trusts, the Lu Partnership and Mr. Lu is referred to herein as a “Party” and collectively, the “Parties”.

JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments...
Joint Filing Agreement • January 2nd, 2019 • Shah Capital Management • Semiconductors & related devices

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

Joint Filing Agreement
Joint Filing Agreement • March 31st, 2017 • Shah Capital Management • Communications equipment, nec

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13D referred to below) on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to with respect to ordinary shares, par value US$0.00375 per share, of UTStarcom Holdings Corp., and that this agreement may be included as an exhibit to such joint filing. This agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

JOINT FILING AGREEMENT
Joint Filing Agreement • November 16th, 2022 • Shah Capital Management • Engines & turbines

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

JOINT FILING AGREEMENT
Joint Filing Agreement • January 5th, 2024 • Shah Capital Management • Semiconductors & related devices

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

EXHIBIT A JOINT FILING AGREEMENT
Joint Filing Agreement • January 19th, 2022 • Shah Capital Management • Services-computer processing & data preparation

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that he, she or it knows or has reason to believe that such information is not accurate. The undersigned each expressly authorize each other to file any and all amendments to such statement on their behalf. The undersigned agree that this joint filing agreement may be signed

Joint Filing Agreement The undersigned acknowledge and agree than any filings, including, without limitation, amended filings, with respect to transactions by Shah Capital Opportunity Fund LP, Shah Capital LLC, Shah Capital Management, Inc. and...
Joint Filing Agreement • January 29th, 2013 • Shah Capital Management • Communications equipment, nec

This agreement may be executed in one or more counterparts, each of which will be deemed an original but all of which taken together will constitute one and the same instrument.

EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all...
Joint Filing Agreement • June 6th, 2018 • Shah Capital Management • Wholesale-petroleum & petroleum products (no bulk stations)

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

JOINT FILING AGREEMENT
Joint Filing Agreement • April 15th, 2024 • Shah Capital Management • Biological products, (no disgnostic substances)

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

EXHIBIT A JOINT FILING AGREEMENT
Joint Filing Agreement • January 4th, 2022 • Shah Capital Management • Services-computer processing & data preparation

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that he, she or it knows or has reason to believe that such information is not accurate. The undersigned each expressly authorize each other to file any and all amendments to such statement on their behalf. The undersigned agree that this joint filing agreement may be signed

JOINT FILING AGREEMENT
Joint Filing Agreement • September 16th, 2022 • Shah Capital Management • Semiconductors & related devices

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

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