ContractDebenture Agreement • April 16th, 2013 • Glencore International PLC • Miscellaneous metal ores • New York
THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY THIS SECURITY.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 8th, 2019 • Glencore PLC • American depositary receipts • New York
This Registration Rights Agreement (this “Agreement”) is made and entered into as of this 28 day of June, 2019, by and among POLYMET MINING CORP., a corporation incorporated under the laws of British Columbia (including its successors, the “Company”), and GLENCORE AG, a corporation existing under the laws of Switzerland (“Glencore”).
NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE...Warrant Agreement • December 6th, 2011 • Glencore International PLC • Miscellaneous metal ores
This is to certify that, FOR VALUE RECEIVED, GLENCORE AG (the "Warrantholder"), is entitled to purchase, subject to the provisions of this Warrant, from POLYMET MINING CORP., a corporation incorporated under the laws of British Columbia (the "Company"), at any time and from time to time after the issuance hereof but not later than 11:59 P.M., Eastern time, on the earlier of (i) the date that is 10 Business Days after the date on which the Company and/or the Issuer has Senior Construction Financing (as defined in the Purchase Agreement) made available for its NorthMet Mine and the Erie Plant facilities in St. Louis County, Minnesota (the "NorthMet Project"), in form and substance satisfactory to the Warrantholder, acting reasonably, and all permits required to commence construction of the NorthMet Project, in form and substance satisfactory to the Warrantholder acting reasonably, and (ii) September 30, 2014 (such earlier date being, the "Expiration Date"), a number of Common Shares (the
STANDBY PURCHASE AGREEMENT POLYMET MINING CORP. and GLENCORE AG Dated: April 10, 2013Standby Purchase Agreement • April 16th, 2013 • Glencore International PLC • Miscellaneous metal ores • British Columbia
Refer to the disclosure set out at Schedule 5(K)(6) for a listing of any existing Encumbrances relating to the assets of the Company other than Permitted Encumbrances.
AMENDMENT NO. 19 RELATING TO PURCHASE AGREEMENTPurchase Agreement • September 19th, 2016 • Glencore PLC • American depositary receipts • New York
This Amendment Agreement (this “Agreement”), is made as of the 27th day of January, 2016, by and among POLYMET MINING CORP., a company existing under the laws of British Columbia (the “Company”), POLY MET MINING, INC., a corporation existing under the laws of the State of Minnesota (the “Issuer”), and GLENCORE AG, a corporation existing under the laws of Switzerland (the “Purchaser”).
AMENDMENT NO. 14 RELATING TO PURCHASE AGREEMENTPurchase Agreement • April 16th, 2013 • Glencore International PLC • Miscellaneous metal ores • New York
This Amendment Agreement (this "Agreement"), is made as of the 10th day of April, 2013, by and among POLYMET MINING CORP., a company existing under the laws of British Columbia (the "Company"), POLY MET MINING, INC., a corporation existing under the laws of the State of Minnesota (the "Issuer"), and GLENCORE AG, a corporation existing under the laws of Switzerland (the "Purchaser").
AMENDMENT NO. 16 RELATING TO PURCHASE AGREEMENTPurchase Agreement • August 5th, 2015 • Glencore PLC • American depositary receipts • New York
This Amendment Agreement (this "Agreement"), is made as of the 28th day of January, 2015, by and among POLYMET MINING CORP., a company existing under the laws of British Columbia (the "Company"), POLY MET MINING, INC., a corporation existing under the laws of the State of Minnesota (the "Issuer"), and GLENCORE AG, a corporation existing under the laws of Switzerland (the "Purchaser").
AMENDMENTPurchase Agreement • April 29th, 2014 • Glencore Xstrata PLC • American depositary receipts
This Amendment Agreement (this “Agreement”), is made as of the 25th day of April 2014, by and among POLYMET MINING CORP., a corporation existing under the laws of British Columbia (the “Company”), POLY MET MINING, INC., a corporation existing under the laws of the State of Minnesota (the “Issuer”), and GLENCORE AG, a corporation existing under the laws of Switzerland (the “Purchaser”).
AMENDMENT NO. 23 RELATING TO PURCHASE AGREEMENTPurchase Agreement • November 1st, 2016 • Glencore PLC • American depositary receipts • New York
This Amendment Agreement (this "Agreement"), is made as of the 24th day of October, 2016, by and among POLYMET MINING CORP., a company existing under the laws of British Columbia (the "Company"), POLY MET MINING, INC., a corporation existing under the laws of the State of Minnesota (the "Issuer"), and GLENCORE AG, a corporation existing under the laws of Switzerland (the "Purchaser").
CONFIRMATION OF SECURED OBLIGATIONS AGREEMENTConfirmation of Secured Obligations Agreement • April 16th, 2013 • Glencore International PLC • Miscellaneous metal ores • New York
This CONFIRMATION OF SECURED OBLIGATIONS AGREEMENT (this “Agreement”), dated as of April 10, 2013, by Poly Met Mining, Inc., a Minnesota corporation (“PMI”); PolyMet Mining Corp., a British Columbia company (“PMC”) and Glencore AG, a Swiss corporation (“Glencore”);
AMENDMENT NO. 18 RELATING TO PURCHASE AGREEMENTPurchase Agreement • December 18th, 2015 • Glencore PLC • American depositary receipts • New York
This Amendment Agreement (this "Agreement"), is made as of the 15th day of December, 2015, by and among POLYMET MINING CORP., a company existing under the laws of British Columbia (the "Company"), POLY MET MINING, INC., a corporation existing under the laws of the State of Minnesota (the "Issuer"), and GLENCORE AG, a corporation existing under the laws of Switzerland (the "Purchaser").
JOINT FILING AGREEMENTJoint Filing Agreement • February 16th, 2022 • Glencore PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 25 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • April 4th, 2018 • Glencore PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 20 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • April 8th, 2020 • Glencore PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 24 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • November 1st, 2016 • Glencore PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 19 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
CORPORATE GOVERNANCE AGREEMENTCorporate Governance • July 8th, 2013 • Glencore Xstrata PLC • American depositary receipts • British Columbia
JOINT FILING AGREEMENTJoint Filing Agreement • October 16th, 2012 • Glencore International PLC • Miscellaneous metal ores
Each of the undersigned hereby agrees that this Amendment No. 11 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • December 18th, 2015 • Glencore PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 17 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • August 5th, 2015 • Glencore PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 16 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • June 22nd, 2023 • Glencore PLC • American depositary receipts
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 13d-1(k)(1) thereunder, the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13(d) of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to the ordinary shares, par value $0.0001 per share, of Metals Acquisition Limited, and further agree to the filing, furnishing, and/or incorporation by reference of this Agreement as an exhibit thereto. Each of them is responsible for the timely filing of such filings and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that s
JOINT FILING AGREEMENTJoint Filing Agreement • September 19th, 2016 • Glencore PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 18 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
PolyMet Mining Corp. Richmond, BC V7B 1C3 CANADASubscription Agreement • December 6th, 2011 • Glencore International PLC • Miscellaneous metal ores • New York
The undersigned (the “Investor”) hereby confirms and agrees with PolyMet Mining Corp., a British Columbia company (the “Company”), as follows:
SHARE PURCHASE AGREEMENTShare Purchase Agreement • July 15th, 2011 • Glencore International PLC • Miscellaneous metal ores • New York
WITNESSES THAT in consideration of the respective covenants, agreements, representations and warranties herein contained and for other good and valuable consideration (the receipt and sufficiency of which are acknowledged by each party), the parties covenant and agree as follows:
JOINT FILING AGREEMENTJoint Filing Agreement • April 29th, 2014 • Glencore Xstrata PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 15 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • July 15th, 2011 • Glencore International PLC • Miscellaneous metal ores
Each of the undersigned hereby agrees that this Amendment No. 9 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • December 6th, 2011 • Glencore International PLC • Miscellaneous metal ores
Each of the undersigned hereby agrees that this Amendment No. 10 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • September 23rd, 2022 • Glencore PLC • American depositary receipts
The undersigned acknowledge and agree that the foregoing Schedule 13D in respect of the Common Shares, without par value, of Li-Cycle Holdings Corp., is filed on behalf of each of the undersigned and that all subsequent amendments to this Statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.
JOINT FILING AGREEMENTJoint Filing Agreement • March 13th, 2024 • Glencore PLC • American depositary receipts
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 13d-1(k)(1) thereunder, the undersigned hereby agree to the joint filing on behalf of each of them of any filing required by such party under Section 13(d) of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with respect to the Common Shares, without par value, of Li-Cycle Holdings Corp., and further agree to the filing, furnishing, and/or incorporation by reference of this Agreement as an exhibit thereto. Each of them is responsible for the timely filing of such filings and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information
JOINT FILING AGREEMENTJoint Filing Agreement • July 8th, 2013 • Glencore Xstrata PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 14 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • May 13th, 2019 • Glencore PLC • American depositary receipts
Each of the undersigned hereby agrees that this Amendment No. 22 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • June 10th, 2013 • Glencore Xstrata PLC • Miscellaneous metal ores
Each of the undersigned hereby agrees that this Amendment No. 13 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
ContractExtension Agreement • March 29th, 2019 • Glencore PLC • American depositary receipts
JOINT FILING AGREEMENTJoint Filing Agreement • April 16th, 2013 • Glencore International PLC • Miscellaneous metal ores
Each of the undersigned hereby agrees that this Amendment No. 12 to the statement on Schedule 13D is being filed with the United States Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the United States Securities Exchange Act of 1934, as amended.
AMENDED AND RESTATED CORPORATE GOVERNANCE AGREEMENTCorporate Governance • July 8th, 2019 • Glencore PLC • American depositary receipts • British Columbia
AMENDMENT AND WAIVERPurchase Agreement • December 6th, 2011 • Glencore International PLC • Miscellaneous metal ores
This Amendment and Waiver Agreement (this "Agreement"), is made as of the 30th day of November, 2011, by and among POLYMET MINING CORP., a corporation existing under the laws of British Columbia (the "Company"), POLY MET MINING, INC., a corporation existing under the laws of the State of Minnesota (the "Issuer"), and GLENCORE AG, a corporation existing under the laws of Switzerland (the "Purchaser").
