Amended and Restated Master Custodian AgreementMaster Custodian Agreement • April 26th, 2023 • PPM Funds
This Amended and Restated Master Custodian Agreement (the “Agreement”) is made as of December 1, 2022, by and among each management investment company and each Cayman Islands entity identified on Appendix A hereto (each such management investment company and each Cayman Islands entity made subject to this Agreement in accordance with Section 20.5 below, shall hereinafter be referred to individually as a “Fund” and collectively as “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • March 16th, 2018 • PPM Funds • Delaware
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 15th day of February, 2018, by and between PPM Funds, a Massachusetts business trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of April 24, 2017, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of September 19, 2016, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Amendment to Amended and Restated Master Custodian AgreementMaster Custodian Agreement • April 26th, 2024 • PPM Funds
This amendment executed August 31, 2023, effective September 30, 2023 (the “Amendment”), to the Amended and Restated Master Custodian Agreement dated as of December 1, 2022 (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”), is by and among each management investment company and each Cayman Islands entity identified on Appendix A thereto (each a “Fund” and collectively as the “Funds”), and State Street Bank and Trust Company (the “Custodian”, and together with the Funds, the “Parties”).
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of April 27, 2015, to the Master Custodian Agreement (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) dated as of December 30, 2010, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”), and each investment company identified on Appendix A attached thereto (each such investment company and each management investment company made subject to this Agreement shall be referred to as the “Fund” and collectively “Funds”).
Amendment to Amended and Restated Master Custodian AgreementMaster Custodian Agreement • April 26th, 2024 • PPM Funds
This amendment, effective December 15, 2023 (the “Amendment”), to the Amended and Restated Master Custodian Agreement dated as of December 1, 2022 (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”), is by and among each management investment company and each Cayman Islands entity identified on Appendix A thereto (each, a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company (the “Custodian”, and together with the Funds, the “Parties”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of April 25, 2016, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of September 28, 2015, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • April 29th, 2021 • PPM Funds
This Amendment, effective as of November 10, 2020, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Administration AgreementAdministration Agreement • April 28th, 2022 • PPM Funds • Illinois
This Agreement is effective as of the 13th day of September, 2021, between PPM Funds, a Massachusetts business trust (“Trust”), and Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 26th, 2023 • PPM Funds • New York
THIS AGREEMENT is effective as of July 1, 2022, by and between PPM Funds, a Massachusetts business trust (the “Client”) and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
Amendment to Master Custodian AgreementMaster Custodian Agreement • March 16th, 2018 • PPM Funds
This Amendment, effective as of September 25, 2017, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Second Amendment to Administration AgreementAdministration Agreement • November 19th, 2019 • PPM Funds
This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”), and PPM Funds, a Massachusetts business trust (“Trust”).
THIRD AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.Expense Limitation Agreement • April 29th, 2021 • PPM Funds
This Third Amendment to the Expense Limitation Agreement is made as of December 30, 2020 (the “Effective Date”) and amends Schedule A to the Expense Limitation Agreement dated February 15, 2018 and amended as of November 20, 2019 and November 30, 2020 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENT BETWEEN PPM FUNDS AND JACKSON NATIONAL LIFE DISTRIBUTORS LLC.The Distribution Agreement • November 19th, 2019 • PPM Funds
This Amendment is made as of September 28, 2019 (the “Effective Date”) and amends Schedule A to the Distribution Agreement dated February 15, 2018 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and Jackson National Life Distributors LLC (“JNLD”) (together, the “Parties”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
FOURTH AMENDMENT TO THE DISTRIBUTION AGREEMENT BETWEEN PPM FUNDS AND JACKSON NATIONAL LIFE DISTRIBUTORS LLCDistribution Agreement • April 29th, 2021 • PPM Funds
This Amendment is made as of April 29, 2021 (the “Effective Date”) and amends Schedule A to the Distribution Agreement dated February 15, 2018 and amended and restated on September 18, 2019, November 20, 2019, and December 31, 2020 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and Jackson National Life Distributors LLC (“JNLD”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
FOURTH AMENDMENT TO THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.Advisory and Management Agreement • April 29th, 2021 • PPM Funds
This Amendment is made as of April 29, 2021 and amends Schedule A to the Investment Advisory and Management Agreement dated February 15, 2018 and amended on September 18, 2019, November 20, 2019 and December 31, 2020 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
Expense Limitation AgreementExpense Limitation Agreement • March 16th, 2018 • PPM Funds
This Agreement, dated as of February 15, 2018, is made and entered into by and between PPM Funds, a Massachusetts business trust (the “Trust”), on behalf of the investment series set forth on Schedule A attached hereto (each a “Fund” and, collectively, the “Funds”) and PPM America, Inc. (the “Adviser”).
Third Amended and Restated Schedule C to the Transfer Agency Agreement by and betweenPPM Funds • April 28th, 2020
Fifth Amendment to Administration AgreementAdministration Agreement • April 29th, 2021 • PPM Funds
This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”), and PPM Funds, a Massachusetts business trust (“Trust”).
Third Amendment to Administration Agreement Between PPM Funds and Jackson National Asset Management, LLCAdministration Agreement • November 19th, 2019 • PPM Funds
This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”), and PPM Funds, a Massachusetts business trust (“Trust”).
Amended and Restated Schedule A to the Transfer Agency Agreement by and between PPM Funds and UMB Fund Services, Inc. NAMES OF FUNDSPPM Funds • April 26th, 2019
IN WITNESS WHEREOF, the parties hereto have caused this Amended and Restated Schedule A to the Transfer Agency Agreement between the undersigned and dated as of February 15, 2018 to be executed by a duly authorized officer as of the 30th day of April, 2018.
Fourth Amendment toAdministration Agreement • April 29th, 2021 • PPM Funds
This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”), and PPM Funds, a Massachusetts business trust (“Trust”).
Fourth Amended and Restated Schedule A to the Transfer Agency Agreement by and between PPM Funds and UMB Fund Services, Inc. NAMES OF FUNDSPPM Funds • November 19th, 2019
IN WITNESS WHEREOF, the parties hereto have caused this Fourth Amended and Restated Schedule A to the Transfer Agency Agreement between the undersigned and dated as of November 20, 2019 to be executed by a duly authorized officer as of the 14th day of November, 2019.
Amendment To Master Custodian AgreementMaster Custodian Agreement • November 19th, 2019 • PPM Funds
This Amendment, effective as November 20, 2019, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
Amendment to Master Custodian AgreementMaster Custodian Agreement • April 29th, 2021 • PPM Funds
This Amendment, effective as December 30, 2020, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
SECOND AMENDMENT TO THE DISTRIBUTION AGREEMENT BETWEEN PPM FUNDS AND JACKSON NATIONAL LIFE DISTRIBUTORS LLCThe Distribution Agreement • November 19th, 2019 • PPM Funds
This Amendment is made as of November 20, 2019 (the “Effective Date”) and amends Schedule A to the Distribution Agreement dated February 15, 2018 and amended and restated on September 18, 2019 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and Jackson National Life Distributors LLC (“JNLD”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
Distribution AgreementDistribution Agreement • April 28th, 2022 • PPM Funds
This Agreement (the “Agreement”) is by and between PPM Funds (the “Trust”) and Jackson National Life Distributors LLC (“JNLD” or the “Distributor”).
Second Amended and Restated Schedule A to the Transfer Agency Agreement by and between PPM Funds and UMB Fund Services, Inc. NAMES OF FUNDSPPM Funds • April 26th, 2019
IN WITNESS WHEREOF, the parties hereto have caused this Second Amended and Restated Schedule A to the Transfer Agency Agreement between the undersigned and dated as of February 15, 2018 to be executed by a duly authorized officer as of the 16th day of July, 2018.
Distribution AgreementDistribution Agreement • March 16th, 2018 • PPM Funds • Illinois
This Distribution Agreement (this “Agreement”) is entered into by and between PPM Funds (the “Trust”) and Jackson National Life Distributors LLC (“JNLD” or the “Distributor”).
SECOND AMENDMENT TO THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.And Management Agreement • November 19th, 2019 • PPM Funds
This Amendment is made as of November 20, 2019 (the “Effective Date”) and amends Schedules A to the Investment Advisory and Management Agreement dated February 15, 2018 and amended on September 18, 2019 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
SECOND AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.Expense Limitation Agreement • April 29th, 2021 • PPM Funds
This Second Amendment is made as of November 30, 2020 (the “Effective Date”) and amends Schedule A to the Expense Limitation Agreement dated February 15, 2018, and amended November 20, 2019, (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
INITIAL CAPITAL AGREEMENTPPM Funds • March 16th, 2018
each a series of PPM Funds (collectively the “Funds”), at $10.00 per share for an aggregate purchase price of $100,000 (collectively, the shares of beneficial interest of the Funds shall be referred to as the “Shares”). Our payment in full is hereby confirmed.
