Exhibit (9)(a) SCHRODER CAPITAL FUNDS (DELAWARE) ADMINISTRATION AGREEMENT AGREEMENT made this 26th day of November, 1996, between Schroder Capital Funds (Delaware) (the "Trust"), a business trust organized under the laws of the State of Delaware with...Administration Agreement • September 30th, 1998 • Schroder Capital Funds /Delaware/ • New York
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 13th, 1999 • Schroder Capital Funds /Delaware/ • Massachusetts
EXHIBIT (5)(D) SCHRODER CAPITAL FUNDS (DELAWARE) INVESTMENT ADVISORY AGREEMENT AGREEMENT, dated and effective as of January 9, 1996, between Schroder Capital Funds (Delaware), a Delaware business trust (herein referred to as the "Trust") and Schroder...Investment Advisory Agreement • February 27th, 1998 • Schroder Capital Funds /Delaware/ • New York
Exhibit (e) SCHRODER CAPITAL FUNDS (DELAWARE) DISTRIBUTION AGREEMENT This Agreement is made as of the 15th day of December 1998 by and between Schroder Capital Funds (Delaware), a Delaware business trust (the "Trust"), and Schroder Fund Advisors, Inc....Distribution Agreement • December 31st, 1998 • Schroder Capital Funds /Delaware/
AMENDMENT TO CUSTODY AGREEMENT This instrument, dated October 26, 2005, is between Schroder Series Trust (the "Fund"), and JPMorgan Chase Bank, NA (the "Bank"). It amends the Custody Agreement, as amended and restated as of November 5, 2001, (the...Custody Agreement • February 28th, 2006 • Schroder Capital Funds (Delaware) • New York
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA, LIMITED 31 GRESHAM STREET LONDON, U.K. EC2V 7QA October 1, 2003 Schroder Capital Funds (Delaware) 875 Third Avenue, 22nd Floor New York, New York 10022 Schroder Investment Management North America, Inc....Subadvisory Agreement • February 27th, 2004 • Schroder Capital Funds /Delaware/
Reference is made to that certain Investment Subadvisory Agreement, dated as of April 1, 2003 (the "Subadvisory Agreement"), by and among Schroder Capital Funds (Delaware), on behalf of its Schroder Emerging Markets Fund series (the "Fund"), Schroder Investment Management North America, Inc. and Schroder Investment Management North America, Limited ("SIMNA Ltd."). In connection with the Subadvisory Agreement, we hereby notify you that SIMNA Ltd. is regulated by the United Kingdom's Financial Services Authority ("FSA") in the conduct of any investment business it performs in the United Kingdom, and we hereby undertake and agree that nothing in the Subadvisory Agreement shall exclude any liability of SIMNA Ltd. to the Fund arising under the Financial Services and Markets Act 2000 ("FSMA"), any regulations made under the FSMA, the Pensions Act 1995 or FSA Rules. In addition, in accordance with FSA requirements, SIMNA Ltd. has classified the Fund as an Intermediate Customer. It is our inte
WITNESSETH:Custodian Contract • July 13th, 1999 • Schroder Capital Funds /Delaware/ • Massachusetts
EXHIBIT (9)(c) SCHRODER CAPITAL FUNDS (DELAWARE) TRANSFER AGENCY AGREEMENT AGREEMENT made this 9th day of January, 1996, between Schroder Capital Funds (Delaware) (the "Fund"), and Forum Financial Corp. ("FFC"), both corporations organized under the...Transfer Agency Agreement • February 27th, 1998 • Schroder Capital Funds /Delaware/ • Maryland
SCHRODER CAPITAL FUNDS (DELAWARE) AMENDED AND RESTATED ADMINISTRATION AGREEMENT AGREEMENT made this 26th day of November, 1996, as amended and restated as of this 1st day of June, 1999, between Schroder Capital Funds (Delaware) (the "Trust"), a...Administration Agreement • February 29th, 2000 • Schroder Capital Funds /Delaware/ • New York
Exhibit (5)(a) SCHRODER CAPITAL FUNDS (DELAWARE) FORM OF INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 14th day of September, 1998, between Schroder Capital Funds (Delaware) (the "Trust"), a business trust organized under the laws of the State of...Investment Advisory Agreement • September 30th, 1998 • Schroder Capital Funds /Delaware/ • Delaware
Exhibit (6)(a) SCHRODER CAPITAL FUNDS (DELAWARE)Distribution Agreement • July 17th, 1998 • Schroder Capital Funds /Delaware/
Exhibit (9)(g) SCHRODER CAPITAL FUNDS (DELAWARE) FUND ACCOUNTING AGREEMENTFund Accounting Agreement • July 17th, 1998 • Schroder Capital Funds /Delaware/ • Delaware
BETWEENGlobal Custody Agreement • January 29th, 2002 • Schroder Capital Funds /Delaware/ • New York
Exhibit (9)(e) SCHRODER CAPITAL FUNDS (DELAWARE) Transfer Agency and Services AgreementTransfer Agency and Services Agreement • July 17th, 1998 • Schroder Capital Funds /Delaware/ • Delaware
Exhibit (d)(vi) SCHRODER CAPITAL FUNDS (DELAWARE) INVESTMENT SUBADVISORY AGREEMENT SCHRODER EMERGING MARKETS FUND This AGREEMENT dated as of the ____ day of _________, 2003, is entered into among Schroder Capital Funds (Delaware) (the "Trust"), a...Investment Subadvisory Agreement • February 28th, 2003 • Schroder Capital Funds /Delaware/ • Delaware
SUB-ADMINISTRATION AGREEMENT Agreement dated as of June 1, 1999, among Schroder Fund Advisors Inc. (the "Administrator"), Schroder Capital Funds, Schroder Capital Funds (Delaware) and Schroder Series Trust II (hereinafter "The Schroder Capital Funds...Sub-Administration Agreement • July 13th, 1999 • Schroder Capital Funds /Delaware/ • Massachusetts
EXHIBIT 9(d) SCHRODER CAPITAL FUNDS (DELAWARE) FUND ACCOUNTING AGREEMENT THIS AGREEMENT dated as of the 9th day of January, 1996, by and between Schroder Capital Funds (Delaware) (the "Fund") and Forum Financial Corp. ("FFC"), both corporations...Fund Accounting Agreement • April 18th, 1997 • Schroder Capital Funds /Delaware/ • New York
SCHRODER CAPITAL FUNDS (DELAWARE) INVESTMENT SUBADVISORY AGREEMENT SCHRODER INTERNATIONAL FUND This AGREEMENT dated as of the ____ day of _________, 2004, is entered into among Schroder Capital Funds (Delaware) (the "Trust"), a business trust...Investment Subadvisory Agreement • February 27th, 2004 • Schroder Capital Funds /Delaware/ • Delaware
DRAFT SCHRODER CAPITAL FUNDS (DELAWARE) SUB-ADMINISTRATION AGREEMENT AGREEMENT made this 9th day of January, 1996, between Schroder Capital Funds (Delaware) ("Fund"), Schroder Capital Management International Inc. ("Adviser"), Schroder Fund Advisers...Sub-Administration Agreement • January 10th, 1996 • Schroder Capital Funds Inc • New York
Exhibit (9)(b) SCHRODER CAPITAL FUNDS (DELAWARE) SUBADMINISTRATION AGREEMENT THIS AGREEMENT dated as of the AGREEMENT made this 1st day of February, 1997, between Schroder Capital Funds (Delaware) (the "Fund"), a business trust organized under the...Subadministration Agreement • September 30th, 1998 • Schroder Capital Funds /Delaware/ • New York
To Transfer Agency and Service Agreements Between State Street Bank and Trust Company And Schroder Global Series Trust, Schroder Series Trust and Schroder Capital Funds (Delaware)Transfer Agency and Service Agreements • February 28th, 2007 • Schroder Capital Funds (Delaware)
FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 1st, 2016 • Hartford Mutual Funds Ii Inc • New York
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of , 2016 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Schroder Investment Management North America Inc. (“Sub-Adviser”).
Exhibit (h)(iv) DELEGATION AMENDMENT July 24, 2002 Mr. Alan Mandel Schroder Investment Management North America Inc. 875 Third Avenue, 22nd Floor New York, NY 10022-6225 Dear Mr. Mandel: Schroder Capital Funds (Delaware), ( the "Fund"), on behalf of...Delegation Amendment • February 28th, 2003 • Schroder Capital Funds /Delaware/
SCHRODER CAPITAL FUNDS (DELAWARE) DISTRIBUTION PLAN AND AGREEMENT ADVISOR SHARES This Distribution Plan and Agreement (the "Plan") constitutes the Distribution Plan of Schroder International Alpha Fund and Schroder U.S. Opportunities Fund...Distribution Plan and Agreement • March 9th, 2006 • Schroder Capital Funds (Delaware)
AMENDMENT TO THE GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • December 18th, 2014 • Schroder Capital Funds (Delaware) • New York
This AMENDMENT (this “Amendment”) is made the 1st day of March, 2014 by and between SCHRODER CAPITAL FUNDS (DELAWARE) (“Fund”), including each of its series listed on Exhibit B to the Agreement, and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan” or “Chase”), to the CUSTODY AGREEMENT, dated November 5, 2001as amended, by and between the Fund and J.P. Morgan (the “Agreement”).
EXHIBIT 5 SCHRODER CAPITAL FUNDS (DELAWARE) INVESTMENT ADVISORY AGREEMENT AGREEMENT, made as of the 9th day of January, 1996 between Schroder Capital Funds (Delaware), a Delaware Business Trust (the "Trust") and Schroder Capital Management...Investment Advisory Agreement • April 18th, 1997 • Schroder Capital Funds /Delaware/
DRAFT SCHRODER CAPITAL FUNDS (DELAWARE) FUND ACCOUNTING AGREEMENT THIS AGREEMENT dated as of the 9th day of January, 1996, by and between Schroder Capital Funds (Delaware) (the "Fund") and Forum Financial Corp. ("FFC"), both corporations organized...Fund Accounting Agreement • January 10th, 1996 • Schroder Capital Funds Inc • New York
SECURITIES CLASS ACTION AND GROUP LITIGATION SERVICES ADDENDUMSecurities Class Action and Group Litigation Services Addendum • February 26th, 2016 • Schroder Capital Funds (Delaware)
THIS ADDENDUM, dated December 15, 2015, supplements the global custody agreement dated November 5, 2001 (as amended) (the “Custody Agreement”) between JP Morgan Chase Bank, N.A., (“J.P. Morgan”) and Schroder Capital Funds (Delaware) (the “Customer”).
SCHRODER CAPITAL FUNDS (DELAWARE) INVESTMENT ADVISORY AGREEMENT AGREEMENT, made as of the 9th day of January, 1996 between Schroder Capital Funds (Delaware), a Delaware Business Trust (the "Trust") and Schroder Capital Management International Inc., a...Investment Advisory Agreement • February 14th, 1997 • Schroder Capital Funds /Delaware/
SCHRODER FUNDS $25,000,000 CREDIT AGREEMENT Dated as of October 6, 2008 among THE BORROWERS LISTED FROM TIME TO TIME ON SCHEDULE I HERETO, VARIOUS BANKS, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMorgan Securities Inc., as Lead Arranger...Credit Agreement • February 27th, 2009 • Schroder Capital Funds (Delaware) • New York
CREDIT AGREEMENT, dated as of October 6, 2008 (as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”) among (i) the trusts listed on Schedule I hereto (each a “Trust” and collectively the “Trusts”), each of which is executing this Agreement on behalf of its respective underlying series set forth beneath such Trust’s name on Schedule I hereto (each of which series is, individually, a “Borrower” and, collectively, the “Borrowers”), (ii) the several banks and other financial institutions from time to time parties to this Agreement (the “Lenders”), and (iii) JPMORGAN CHASE BANK, N.A., a national banking association, as administrative agent for the Lenders hereunder (in such capacity, the “Administrative Agent”);
AMENDMENT To Transfer Agency and Service Agreements Between State Street Bank and Trust Company And Schroder Global Series Trust, Schroder Series Trust and Schroder Capital Funds (Delaware)Transfer Agency and Service Agreements • December 31st, 2009 • Schroder Capital Funds (Delaware)
This Amendment is made as of the 1st day of September, 2009, by State Street Bank and Trust Company (the “Transfer Agent” or the “Bank”) and each of Schroder Global Series Trust, Schroder Series Trust and Schroder Capital Funds (Delaware) (each a “Fund”, collectively the “Funds”). In accordance with the Transfer Agency and Service Agreements between Schroder Global Series Trust and the Transfer Agent dated September 1, 2003, as amended (“SGST Agreement”), Schroder Series Trust (f/k/a WSIS Series Trust) and the Bank dated October 27, 1993, as amended (“the SST Agreement”) and Schroder Capital Funds (Delaware) and the Transfer Agent dated May 28, 1999, as amended (the “SCF Agreement”) (together, the “Agreements”), the Transfer Agent and/or the Bank and each Fund desire to amend the Agreements as set forth herein.
FORM OF AMENDMENT NO. 8Credit Agreement • October 16th, 2014 • Schroder Capital Funds (Delaware) • New York
AMENDMENT NO. 8 dated as of to the CREDIT AGREEMENT dated as of October 6, 2008 (as amended from time to time, the “Agreement”), among the Borrowers listed from time to time on Schedule I thereto, as it may be amended from time to time, the Lenders party thereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent.
DRAFT SCHRODER CAPITAL FUNDS (DELAWARE) ADMINISTRATIVE SERVICES AGREEMENT AGREEMENT, made as of this 9th day of January, 1996, between Schroder Capital Funds (Delaware) (the "Trust") and Schroder Fund Advisors Inc. (the "Administrator") as follows: 1....Administrative Services Agreement • January 10th, 1996 • Schroder Capital Funds Inc • New York
SCHRODER CAPITAL FUNDS (DELAWARE) INVESTMENT ADVISORY AGREEMENT AGREEMENT, dated and effective as of January 9, 1996, between Schroder Capital Funds (Delaware), a Delaware business trust (herein referred to as the "Trust") and Schroder Capital...Investment Advisory Agreement • January 10th, 1996 • Schroder Capital Funds Inc • New York
SCHRODER CAPITAL FUNDS (DELAWARE) AMENDED AND RESTATED INVESTMENT SUBADVISORY AGREEMENT SCHRODER INTERNATIONAL FUND This AGREEMENT dated as of the 28th day of February, 2006, is entered into among Schroder Capital Funds (Delaware) (the "Trust"), a...Investment Subadvisory Agreement • February 28th, 2006 • Schroder Capital Funds (Delaware) • Delaware
