FORUM FUNDS MANAGEMENT AGREEMENT WITH AUXIER ASSET MANAGEMENT LLCManagement Agreement • September 27th, 2005 • Forum Funds
FORUM FUNDS ADMINISTRATION AGREEMENT AGREEMENT as amended and restated the 30th day of September, 2004, by and between Forum Funds, a Delaware business trust, with its principal office and place of business at Two Portland Square, Portland, Maine...Administration Agreement • December 30th, 2004 • Forum Funds • Delaware
FORUM FUNDS INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of September 30, 2005, by and between Forum Funds, a Delaware statutory trust, with its principal office and place of business at Two Portland Square, Portland, Maine 04101 (the "Trust"), and...Investment Advisory Agreement • December 28th, 2005 • Forum Funds • New York
FORUM FUNDS DISTRIBUTION AGREEMENTDistribution Agreement • September 15th, 2006 • Forum Funds • Delaware
FORUM FUNDS CUSTODIAN AGREEMENT AGREEMENT dated as of July 9, 2003 between Brown Investment Advisory & Trust Company (the "Custodian"), a nondepository trust company organized under the laws of the State of Maryland, and Forum Funds, a business trust...Custodian Agreement • July 15th, 2003 • Forum Funds • New York
SUBADVISORY AGREEMENT BETWEEN ABSOLUTE INVESTMENT ADVISERS LLC AND MOHICAN FINANCIAL MANAGEMENT, LLCSubadvisory Agreement • September 28th, 2007 • Forum Funds
EXHIBIT 5(e) QUADRA CAPITAL PARTNERS, L.P. SUB-ADVISORY AGREEMENT AGREEMENT made the 18th day of October, 1996, between Quadra Capital Partners, L.P. ("Quadra"), a limited partnership organized under the laws of the State of Delaware with its...Sub-Advisory Agreement • December 31st, 1996 • Forum Funds Inc • New York
FORUM FUNDS ADMINISTRATION AGREEMENT AGREEMENT as amended and restated the 24th day of November, 2003, by and between Forum Funds, a Delaware business trust, with its principal office and place of business at Two Portland Square, Portland, Maine 04101...Administration Agreement • December 31st, 2003 • Forum Funds • Delaware
FORUM FUNDS INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 13th of August, 2004, by and between Forum Funds, a Delaware business trust, with its principal office and place of business at Two Portland Square, Portland, Maine 04101 (the...Investment Advisory Agreement • March 1st, 2005 • Forum Funds • New York
Forum FundsInvestment Advisory Agreement • April 29th, 2008 • Forum Funds
FORUM FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 28th, 2006 • Forum Funds • New York
SUB-ADVISORY AGREEMENT BETWEEN BROWN INVESTMENT ADVISORY INCORPORATED AND WALTER SCOTT & PARTNERS LIMITEDSub-Advisory Agreement • July 29th, 2005 • Forum Funds • Delaware
FORUM FUNDS DISTRIBUTION AGREEMENT AGREEMENT made as of the 24th day of November 2003, and amended and restated as of October 1, 2004 (the "Effective Date"), by and between Forum Funds, a Delaware statutory trust, with its principal office and place...Distribution Agreement • February 28th, 2005 • Forum Funds • Delaware
FORUM FUNDS FUND ACCOUNTING AGREEMENT AGREEMENT made as of the 19th day of June, 1997, as amended and restated the 13th day of May 2002, by and between Forum Funds, a Delaware business trust, with its principal office and place of business at Two...Fund Accounting Agreement • July 15th, 2003 • Forum Funds • Delaware
FORUM FUNDS DISTRIBUTION PLAN June 8, 2005 This Distribution Plan (the "Plan") is adopted by Forum Funds (the "Trust") with respect to the Funds and classes thereof listed in Appendix A (individually a "Fund," collectively the "Funds") in accordance...Distribution Agreement • September 27th, 2005 • Forum Funds
FORM OF FORUM FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 15th, 2006 • Forum Funds • New York
FORUM FUNDS TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT as amended and restated the 24th day of November, 2003, by and between Forum Funds, a Delaware Business Trust, with its principal office and place of business at Two Portland Square,...Transfer Agency and Services Agreement • December 31st, 2003 • Forum Funds • Delaware
Exhibit 6(b) BANK AFFILIATED SELECTED DEALER AGREEMENT Dear Sirs: We are the principal underwriter of Forum Funds ("Forum Funds") and distribute shares of certain of the separate investment portfolios of Forum Funds (each a "Fund" and collectively the...Selected Dealer Agreement • May 26th, 1998 • Forum Funds Inc • New York
DISTRIBUTION AGREEMENTDistribution Agreement • January 30th, 2008 • Professionally Managed Portfolios • Wisconsin
THIS AGREEMENT is made and entered into as of this 11th day of February, 2008, by and between PROFESSIONALLY MANAGED PORTFOLIOS, a Massachusetts business trust (the “Trust”) on behalf of its series, Winslow Green Growth Fund and Winslow Green Solutions Fund and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). Winslow Management Company, LLC, a limited liability company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
ASSETS All property and assets of any kind and all -------- interests, rights, privileges and powers of or attributable to the Target Fund whether or not determinable at the Effective Time and wherever located. Assets include all cash, cash...Agreement and Plan of Reorganization • February 28th, 2005 • Forum Funds • Delaware
EXHIBIT (5)(I) SUBADVISORY AGREEMENT BETWEEN H.M. PAYSON & CO. AND PEOPLES HERITAGE BANKSubadvisory Agreement • July 31st, 1998 • Forum Funds • Delaware
FORUM FUNDS INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 13th of August, 2004, by and between Forum Funds, a Delaware business trust, with its principal office and place of business at Two Portland Square, Portland, Maine 04101 (the...Investment Advisory Agreement • September 27th, 2005 • Forum Funds • New York
SUBADVISORY AGREEMENT BETWEEN WINDOWPANE ADVISORS, L.L.C. AND HELLMAN, JORDAN MANAGEMENT COMPANY, INC.Subadvisory Agreement • July 29th, 2005 • Forum Funds • Delaware
FORUM FUNDS MANAGEMENT AGREEMENT WITH AUXIER ASSET MANAGEMENT LLCManagement Agreement • September 17th, 2004 • Forum Funds
Master Custodian AgreementMaster Custodian Agreement • December 29th, 2015 • Forum Funds • Massachusetts
This Agreement is made as of August 26, 2015 (this "Agreement"), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof, as amended from time to time (in each case, a "Fund"), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and State Street Bank and Trust Company, a Massachusetts trust company (the "Custodian").
FORUM FUNDS DISTRIBUTION PLAN June 8, 2005 This Distribution Plan (the "Plan") is adopted by Forum Funds (the "Trust") with respect to the Funds and classes thereof listed in Appendix A (individually a "Fund," collectively the "Funds") in accordance...Distribution Agreement • August 12th, 2005 • Forum Funds
FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 6th, 2024 • Tidal Trust III • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this [ ] day of [ ], 2024 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”) and Cannell & Spears LLC, a Delaware limited liability company, with its principal place of business at 545 Madison Avenue, 11th Floor, New York, New York 10022 (the “Sub-Adviser”), with respect to each series of Tidal Trust III (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 6th, 2024 • Tidal Trust III • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of [ ], 2024, by and between Tidal Trust III, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a Delaware limited liability company (the “Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 12th, 2017 • Mutual Fund Series Trust • New York
WHEREAS, the Adviser acts as an investment adviser to series of Mutual Fund Series Trust, an Ohio business trust (the "Trust"), pursuant to a Management Agreement dated as of July 31, 2006 as amended (the "Management Agreement");
MANAGEMENT AGREEMENT TO: King Investment Advisors, Inc. 1980 Post Oak Blvd. Suite 2400 Houston, Texas 77056-3898 Dear Sirs: Forum Funds (the "Trust") herewith confirms our agreement with you. The Trust has been organized to engage in the business of...Management Agreement • October 30th, 2001 • Forum Funds • Delaware
EXHIBIT (E)(5) FORUM FUNDS DISTRIBUTION AGREEMENT AGREEMENT made as of the 28th day of February 1999, by and between Forum Funds, a Delaware business trust, with its principal office and place of business at Two Portland Square, Portland, Maine 04101...Distribution Agreement • June 16th, 1999 • Forum Funds • New York
SUBADVISORY AGREEMENTSubadvisory Agreement • October 21st, 2020 • Forum Funds • Delaware
AGREEMENT made as of the 25th day of September, 2020 by and between Absolute Investment Advisers LLC, a Massachusetts limited liability company with its principal office and place of business at 4 North Street, Suite 2, Hingham, MA, 02043 (the “Adviser”) and St. James Investment Company, LLC, a Colorado limited liability company with its principal office and place of business at 3838 Oak Lawn Avenue, Suite 1414, Dallas, TX 75219 (the “Subadviser”).
FORUM FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 28th, 2006 • Forum Funds • New York
FORUM FUNDS MONARCH FUNDSInsurance Agreement • May 13th, 2008 • Forum Funds
Forum Funds, a Delaware statutory trust, and Monarch Funds, a Massachusetts business trust (the "Trusts"), are registered management investment companies, and are named as insureds in a joint fidelity bond issued by the Vigilant Insurance Company, a member of the Chubb Group of Insurance Companies ("Chubb"). The fidelity bond issued by Chubb provides coverage for larceny and embezzlement, among other things, in the principal amount of $3,750,000. Pursuant to Rule 17g-1(f) of the Investment Company Act of 1940, each of the undersigned hereby agrees that in the event recovery is received under this bond as a result of a loss sustained by a Trust with respect to a Portfolio or Fund, each Trust shall receive an equitable and proportionate share of the recovery, but at least equal to the amount each would have received had single insured bonds, with minimum coverage as required by Rule 17g-1(d)(1) under the Investment Company Act of 1940, been provided and maintained by each Trust. In addit
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 23rd, 2024 • Forum Funds
AGREEMENT made as of March 1, 2024, by and between Forum Funds, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the “Trust”), and Cannell & Spears LLC, a Delaware limited liability company, with its principal office and place of business at 545 Madison Avenue, 11th Floor, New York, NY 10022 (the “Adviser”).
