WHEREAS:Registration Rights Agreement • January 19th, 2001 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledJanuary 19th, 2001 Company Industry Jurisdiction
] Brackets indicate information omitted from this exhibit pursuant to a confidential treatment request and filed separately with the SEC. LICENSE AGREEMENT by and between UNIGENE LABORATORIES, INC.License Agreement • August 4th, 1997 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New York
Contract Type FiledAugust 4th, 1997 Company Industry Jurisdiction
EXHIBIT 10.42 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT ("Agreement") is entered into the 9th day of April 2002, by and among Unigene Laboratories, Inc., a Delaware corporation (the "Company") and The Tail Wind Fund, Ltd., a British Virgin...Settlement Agreement • April 12th, 2002 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New York
Contract Type FiledApril 12th, 2002 Company Industry Jurisdiction
Schedule 10.20 -------------- Exhibit 10.20 is the form of Regulation S Securities Subscription Agreement entered into by the Company and each of 22 subscribers for the sale and purchase of an aggregate principal amount of $9.08 million of the...Unigene Laboratories Inc • January 10th, 1997 • Medicinal chemicals & botanical products • Delaware
Company FiledJanuary 10th, 1997 Industry Jurisdiction
EXHIBIT QRegistration Rights Agreement • January 10th, 1997 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Delaware
Contract Type FiledJanuary 10th, 1997 Company Industry Jurisdiction
WHEREAS:Common Stock Purchase Agreement • April 27th, 2001 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledApril 27th, 2001 Company Industry Jurisdiction
andRights Agreement • December 23rd, 2002 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New York
Contract Type FiledDecember 23rd, 2002 Company Industry Jurisdiction
Exhibit 10.3 SUBORDINATION AGREEMENT THIS SUBORDINATION AGREEMENT (the "Agreement") is entered into this 13th day of July by and among Unigene Laboratories, Inc., a Delaware corporation (the "Company"), Jay Levy, a resident of New Jersey, Warren P....Subordination Agreement • November 19th, 1999 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New Jersey
Contract Type FiledNovember 19th, 1999 Company Industry Jurisdiction
EXHIBIT 10.19 EXECUTION COPY AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT by and amongSecurities Purchase Agreement • January 10th, 1997 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New York
Contract Type FiledJanuary 10th, 1997 Company Industry Jurisdiction
EXHIBIT 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT ("Agreement") is made as of the 29th day of June, 1998 by and between Unigene Laboratories, Inc., a Delaware corporation (the "Company"), and The Tail Wind Fund, Ltd., a British Virgin Islands...Purchase Agreement • August 14th, 1998 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Delaware
Contract Type FiledAugust 14th, 1998 Company Industry Jurisdiction
WHEREAS:Registration Rights Agreement • May 10th, 2001 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledMay 10th, 2001 Company Industry Jurisdiction
ARTICLE I PURCHASE AND SALE OF STOCKStock Purchase Agreement • August 4th, 1997 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New York
Contract Type FiledAugust 4th, 1997 Company Industry Jurisdiction
Exhibit 10.4 MORTGAGE AND SECURITY AGREEMENT THIS MORTGAGE made this 13th day of July, 1999, between UNIGENE LABORATORIES, INC., a Delaware corporation, having an office at 110 Little Falls Road, Fairfield, New Jersey 07004 (herein called the...Mortgage and Security Agreement • November 19th, 1999 • Unigene Laboratories Inc • Medicinal chemicals & botanical products
Contract Type FiledNovember 19th, 1999 Company Industry
WHEREAS:Registration Rights Agreement • October 10th, 2003 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledOctober 10th, 2003 Company Industry Jurisdiction
EXHIBIT 10.39 THIS WARRANT (THIS "WARRANT") HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY STATE SECURITIES LAW. NEITHER THIS WARRANT NOR ANY SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF NOR ANY...Warrant • May 10th, 2001 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledMay 10th, 2001 Company Industry Jurisdiction
Exhibit 10.38 PATENT SECURITY AGREEMENT THIS PATENT SECURITY AGREEMENT (the "Agreement") is entered into as of this 13th day of March, 2001 by and between UNIGENE LABORATORIES, INC., a Delaware corporation, having its principal place of business at...Patent Security Agreement • December 12th, 2001 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New Jersey
Contract Type FiledDecember 12th, 2001 Company Industry Jurisdiction
Exhibit 10.1 Confidential treatment has been requested for portions of this exhibit. The copy filed herewith omits the information subject to the confidentiality request. Omissions are designated as **. A complete version of this exhibit has been...License and Development Agreement • January 9th, 2003 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledJanuary 9th, 2003 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT, dated as of January 1, 2000 (the "Effective Date"), is entered into by and between Unigene Laboratories, Inc., a Delaware corporation having offices at 110 Little Falls Road, Fairfield, N.J. 07004 (the...Employment Agreement • March 31st, 2000 • Unigene Laboratories Inc • Medicinal chemicals & botanical products
Contract Type FiledMarch 31st, 2000 Company Industry
WHEREAS:Registration Rights Agreement • April 27th, 2001 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledApril 27th, 2001 Company Industry Jurisdiction
WHEREAS:Registration Rights Agreement • May 10th, 2001 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledMay 10th, 2001 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 6th, 2008 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledOctober 6th, 2008 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 30, 2008, is entered into by and among Unigene Laboratories, Inc., a Delaware corporation (the “Company”), and the lender(s) listed on the Schedule of Buyers attached hereto (each, a “Buyer” and collectively, the “Buyers”).
T. Thomas Van Dam, Esq. MODIFICATION OF MORTGAGE AND SECURITY AGREEMENT This modification of Mortgage and Security Agreement ("Modification") made effective as of the 5th day of August, 1999, by and between UNIGENE LABORATORIES, INC., a Delaware...Mortgage and Security Agreement • November 19th, 1999 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New Jersey
Contract Type FiledNovember 19th, 1999 Company Industry Jurisdiction
EXHIBIT 10.3 AMENDMENT TO LOAN AGREEMENT AND SECURITY AGREEMENT This Amendment to Loan Agreement and Security Agreement ("Amendment") made this 25th day of June, 1999 by and between Unigene Laboratories, Inc., a Delaware corporation authorized to do...Loan Agreement and Security Agreement • August 16th, 1999 • Unigene Laboratories Inc • Medicinal chemicals & botanical products
Contract Type FiledAugust 16th, 1999 Company Industry
Exhibit 10.2 AMENDED AND RESTATED SECURITY AGREEMENT THIS AMENDED AND RESTATED SECURITY AGREEMENT (the "Agreement") is entered into this 13th day of July, 1999 by and among UNIGENE LABORATORIES, INC., a Delaware corporation, having its principal place...Security Agreement • November 19th, 1999 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New Jersey
Contract Type FiledNovember 19th, 1999 Company Industry Jurisdiction
EMPLOYMENT AGREEMENTEmployment Agreement • October 3rd, 2012 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New Jersey
Contract Type FiledOctober 3rd, 2012 Company Industry JurisdictionThis EMPLOYMENT AGREEMENT (“Agreement”), dated as of September 27, 2012, is entered into by and between Unigene Laboratories, Inc., a Delaware corporation (the “Company”), and Nozer Mehta (the “Executive”).
WHEREAS:Common Stock Purchase Agreement • October 10th, 2003 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledOctober 10th, 2003 Company Industry Jurisdiction
EMPLOYMENT AGREEMENTEmployment Agreement • June 12th, 2012 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New Jersey
Contract Type FiledJune 12th, 2012 Company Industry JurisdictionThis EMPLOYMENT AGREEMENT (“Agreement”), dated as of June 8, 2012 (the “Effective Date”), is entered into by and between Unigene Laboratories, Inc., a Delaware corporation (the “Company”), and Ashleigh Palmer (the “Executive”).
WITNESSETH:Director Stock Option Agreement • April 18th, 2003 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New Jersey
Contract Type FiledApril 18th, 2003 Company Industry Jurisdiction
FIRST AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • March 16th, 2009 • Unigene Laboratories Inc • Medicinal chemicals & botanical products
Contract Type FiledMarch 16th, 2009 Company IndustryTHIS FIRST AMENDMENT to the Employment Agreement, dated as of January 1, 2000 (the “Agreement”) is made as of this 22nd day of December, 2008 by and between UNIGENE LABORATORIES, INC. (the “Company”) and Warren Levy (the “Executive”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 22nd, 2006 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New York
Contract Type FiledMarch 22nd, 2006 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March 17, 2006, by and among Unigene Laboratories Inc., a Delaware corporation, with headquarters located at 110 Little Falls Road, Fairfield, New Jersey 07004 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (each, a “Buyer” and collectively, the “Buyers”).
CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASEConfidential Separation Agreement and General Release • August 9th, 2012 • Unigene Laboratories Inc • Medicinal chemicals & botanical products
Contract Type FiledAugust 9th, 2012 Company IndustryTHIS CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE (the “Separation Agreement”) is made and entered into by and between David Moskowitz (“Employee”) and Unigene Laboratories, Inc. (“Unigene” or the “Company”).
UNIGENE LABORATORIES, INC. AMENDED AND RESTATED SECURED PROMISSORY NOTESubordination Agreement • October 6th, 2008 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New Jersey
Contract Type FiledOctober 6th, 2008 Company Industry JurisdictionUCC-1 Financing Statement filed in New Jersey on 6/26/01 in favor of GE Capital Colonial Pacific Leasing (assignee of lessor Genesis Commercial Capital, LLC) regarding: Equipment/Lease No. 01328-01
February 1, 2006Compensation Agreement • March 16th, 2009 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • New Jersey
Contract Type FiledMarch 16th, 2009 Company Industry JurisdictionThe purpose of this letter agreement (this “Agreement”) is to set out our agreement on your compensation deferral arrangement commencing January 1, 2006 (the “Effective Date”) and memorializes the Unigene Deferred Compensation Plan adopted pursuant to a resolution of the Board of Directors of Unigene Laboratories, Inc. (the “Company”) on December 14, 2005.
AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 17th, 2010 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Illinois
Contract Type FiledMarch 17th, 2010 Company Industry Jurisdiction• broker-dealers may agree with the selling stockholders to sell a specified number of such shares at a stipulated price per share;
ContractTechnology Transfer Agreement • August 11th, 2008 • Unigene Laboratories Inc • Medicinal chemicals & botanical products • Hong Kong
Contract Type FiledAugust 11th, 2008 Company Industry JurisdictionPortions of this Exhibit were omitted and filed separately with the Secretary of the Commission pursuant to an application for confidential treatment filed with the Commission pursuant to Rule 24b-2 under the Securities Exchange Act of 1934. Such omissions are designated as ***.