1 EXHIBIT 4 WARRANT AGREEMENTWarrant Agreement • March 19th, 1998 • American Express Co • Finance services • New York
1 EXHIBIT No. 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of...Joint Filing Agreement • February 26th, 2001 • American Express Co • Finance services
EXHIBIT 10.4 [LOGO OF AMERICAN EXPRESS COMPANY] AMERICAN EXPRESS COMPANY 1989 LONG-TERM INCENTIVE PLAN MASTER AGREEMENT DATED FEBRUARY 27, 1995 Nonqualified Stock Options, Restricted Stock Awards, UK Stock Options and Letter of Intent Awards...American Express Co • January 28th, 2005 • Finance services
EXHIBIT 10.2 AMERICAN EXPRESS COMPANY 2007 INCENTIVE COMPENSATION PLAN MASTER AGREEMENT DATED APRIL 23, 2007 --------------------------------------------- Nonqualified Stock Options, Restricted Stock Awards and Restricted Stock Unit Awards ("Awards")...Master Agreement • April 27th, 2007 • American Express Co • Finance services • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 19th, 2004 • American Express Co • Finance services • New York
AMENDMENT OF AMERICAN EXPRESS COMPANY 1989 LONG-TERM INCENTIVE COMPENSATION PLAN MASTER AGREEMENT DATED FEBRUARY 27, 1995American Express Co • May 15th, 2000 • Finance services
AMENDMENT OF AMERICAN EXPRESS COMPANY 1998 INCENTIVE COMPENSATION PLAN MASTER AGREEMENT DATED APRIL 27, 1998American Express Co • May 15th, 2000 • Finance services
BY AND AMONGAgreement and Plan of Merger • February 26th, 2001 • American Express Co • Finance services • Delaware
AMERICAN EXPRESS COMPANY REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 11th, 2022 • American Express Co • Finance services • New York
INDENTUREIndenture • November 28th, 2006 • American Express Co • Finance services • New York
1 EXHIBIT 2 CERTAIN PORTIONS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT; OMITTED PORTIONS FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "COMMISSION") MARKETING AGREEMENTMarketing Agreement • July 31st, 1998 • American Express Co • Finance services • New York
1 EXHIBIT 3 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 19th, 1998 • American Express Co • Finance services • New York
1 EXHIBIT 1 PLAN AND AGREEMENT OF MERGERPlan and Agreement of Merger • November 18th, 1998 • American Express Co • Finance services • New York
SECTION 3 REPRESENTATIONS AND WARRANTIES OF STOCKHOLDERTender Agreement • February 26th, 2001 • American Express Co • Finance services • Delaware
AMERICAN EXPRESS COMPANY DEBT SECURITIES UNDERWRITING AGREEMENT BASIC PROVISIONSUnderwriting Agreement • February 12th, 2021 • American Express Co • Finance services • New York
American Express Company, a New York corporation (the “Company”), may issue and sell from time to time series of its debt securities registered under the Registration Statement referred to in Section 1(a) hereof. Such debt securities may have varying designations, denominations, currencies, interest rates and payment dates, maturities, redemption provisions and selling prices. The basic provisions set forth herein are intended to be incorporated by reference in a terms agreement of the type referred to below relating to the series of debt securities to be issued and sold by the Company pursuant thereto (the “Securities”) to the firm or firms named therein (each an “Underwriter” and together the “Underwriters”) for whom you (the “Representatives”) are acting as representatives. The Securities will be issued under an indenture, dated as of August 1, 2007, between the Company and The Bank of New York Mellon (formerly known as The Bank of New York), as trustee (such trust company, or such
AMERICAN EXPRESS COMPANYRestricted Stock Unit Award Agreement • February 17th, 2017 • American Express Co • Finance services • New York
This [ ] Restricted Stock Unit Award Agreement (Band 99) sets forth the terms and conditions of the Restricted Stock Units granted by American Express Company pursuant to the Company’s 2016 Incentive Compensation Plan to select employees in Band 99 during [ ]. Capitalized terms used herein have the meanings given such terms herein or by Appendix A.
AMERICAN EXPRESS COMPANYNonqualified Stock Option Award Agreement • February 17th, 2017 • American Express Co • Finance services • New York
This [ ] Nonqualified Stock Option Award Agreement (Band 99) sets forth the terms and conditions of the Nonqualified Stock Options granted by American Express Company pursuant to the Company’s 2016 Incentive Compensation Plan to select employees in Band 99 during [ ]. Capitalized terms used herein have the meanings given such terms herein or by Appendix A.
FORM OF SEPARATION AND DISTRIBUTION AGREEMENT by and between AMERICAN EXPRESS COMPANY and AMERIPRISE FINANCIAL, INC. Dated as of August 24, 2005Separation and Distribution Agreement • August 30th, 2005 • American Express Co • Finance services • New York
This SEPARATION AND DISTRIBUTION AGREEMENT (this "Agreement"), dated as of August 24, 2005, by and between American Express Company, a New York corporation ("AXP"), and Ameriprise Financial, Inc., a Delaware corporation and a wholly owned subsidiary of AXP ("Ameriprise", and, together with AXP, each, a "Party" and collectively, the "Parties").
WITNESSETH THAT:Voting and Conversion Agreement • November 18th, 1998 • American Express Co • Finance services • California
DEPOSIT AGREEMENT Dated August 3, 2021 AMERICAN EXPRESS COMPANY, AS ISSUER -and- COMPUTERSHARE INC. AND COMPUTERSHARE TRUST COMPANY, N.A., AS DEPOSITARY -and- COMPUTERSHARE TRUST COMPANY, N.A. AS REGISTRAR, CALCULATION AGENT AND TRANSFER AGENT...Deposit Agreement • August 3rd, 2021 • American Express Co • Finance services • New York
Form of Supplemental Indenture Providing for Additional Trustee) AMERICAN EXPRESS COMPANY AND Trustee (Number) SUPPLEMENTAL INDENTURE Dated as of (Date) to [SUBORDINATED/SENIOR] INDENTURE Dated as of ,Supplemental Indenture • October 30th, 2009 • American Express Co • Finance services • New York
(Number) SUPPLEMENTAL INDENTURE, dated as of (Date) (this “Supplemental Indenture”), made and entered into by and between AMERICAN EXPRESS COMPANY, a corporation organized and existing under the laws of the State of New York, having its principal office at 200 Vesey Street, New York, New York 10285 (the “Company”), and (Name of Trustee), (a New York Corporation) having its Corporate Trust Office at (Address of Trustee), as Trustee (the “Supplemental Trustee”).
AMERICAN EXPRESS COMPANYMaster Agreement • January 27th, 2012 • American Express Co • Finance services • New York
Nonqualified Stock Options, Restricted Stock Awards, Restricted Stock Unit Awards and Performance Grant Awards (“Awards”) are issued pursuant to the 2007 Incentive Compensation Plan (the “Plan”) of American Express Company (the “Company”) at the discretion and subject to the administration of the Compensation and Benefits Committee, or its successor (the “Committee”) of the Board of Directors of the Company (the “Board”). Awards issued on or after January 23, 2012 shall contain the general terms set forth in the applicable provisions of this Master Agreement. The specific terms of individual Awards will be contained in the Award Schedule(s) delivered to participants in the Plan (the “Participants”). All Awards shall be subject to the Plan and any administrative guidelines or interpretations by the Committee under the Plan, the Plan and any such guidelines or interpretations being incorporated into this Master Agreement by reference and made a part hereof. As used herein, the term “shar
EXHIBIT 10.7 [LOGO OF AMERICAN EXPRESS COMPANY] AMERICAN EXPRESS COMPANY 1998 INCENTIVE COMPENSATION PLAN MASTER AGREEMENT DATED JANUARY 22, 2007 (for awards made on or after January 22, 2007) Nonqualified Stock Options, Restricted Stock Awards, UK...Master Agreement • March 1st, 2007 • American Express Co • Finance services
1,600,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share of 3.550% Fixed Rate Reset Noncumulative Preferred Shares, Series D (par value $1.662/3 per share) AMERICAN EXPRESS COMPANY Underwriting AgreementAmerican Express Co • August 3rd, 2021 • Finance services • New York
American Express Company, a corporation organized under the laws of New York (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 1,600,000 depositary shares (the “Depositary Shares”), each representing a 1/1,000th interest in a share of 3.550% Fixed Rate Reset Noncumulative Preferred Shares, Series D (the “Preferred Shares”), of the Company. The Preferred Shares shall have the rights, powers and preferences set forth in the certificate of amendment relating thereto, to be filed with the Secretary of State of the State of New York on or prior to August 3, 2021 (the “Certificate of Amendment”). The Preferred Shares represented by the Depositary Shares are to be deposited by the Company against delivery of depositary receipts evidencing the Depositary Shares (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned subsidiary, C
REMARKETING AGREEMENTRemarketing Agreement • June 9th, 2008 • American Express Co • Finance services • New York
REMARKETING AGREEMENT, dated as of June 5, 2008 (the “Remarketing Agreement”), by and between American Express Company, a New York corporation (the “Company”), and J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated (the “Remarketing Agents”).
THIRD SUPPLEMENTAL INDENTURE BETWEEN AMERICAN EXPRESS COMPANY AND THE BANK OF NEW YORK MELLON, formerly known as The Bank of New York DATED AS OF JULY 28, 2023 5.625% FIXED-TO-FLOATING RATE SUBORDINATED NOTES DUE JULY 28, 2034American Express Co • July 28th, 2023 • Finance services • New York
THIRD SUPPLEMENTAL INDENTURE, dated as of July 28, 2023 (this “THIRD SUPPLEMENTAL INDENTURE”), between AMERICAN EXPRESS COMPANY, a New York corporation (the “COMPANY”), having its principal executive office at 200 Vesey Street, New York, New York 10285 and THE BANK OF NEW YORK MELLON (formerly known as The Bank of New York), a New York banking corporation, as trustee (the “TRUSTEE”), having its principal corporate trust office at 240 Greenwich Street, New York, New York 10286, supplementing the Subordinated Indenture, dated as of August 1, 2007, between the Company and the Trustee (the “SUBORDINATED INDENTURE”), as supplemented by the Second Supplemental Indenture, dated as of May 26, 2022, between the Company and the Trustee (the Subordinated Indenture so supplemented, the “BASE INDENTURE” and, together with this Third Supplemental Indenture and as further amended and supplemented from time to time, the “INDENTURE”).
Permanent Registered [ ] Subordinated Global NoteAmerican Express Co • February 9th, 2024 • Finance services
THIS NOTE IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITORY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN DEFINITIVE FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE TO THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), TO A NOMINEE FOR DTC OR BY DTC OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITORY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITORY. UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO AMERICAN EXPRESS COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASMU
TAX ALLOCATION AGREEMENT DATED AS OF SEPTEMBER 30, 2005 BY AND BETWEEN AMERICAN EXPRESS COMPANY AND AMERIPRISE FINANCIAL, INC.Tax Allocation Agreement • October 6th, 2005 • American Express Co • Finance services • New York
AMENDMENT NO. 2 TO THE TIME SHARING AGREEMENTTime Sharing Agreement • October 21st, 2019 • American Express Co • Finance services
This Amendment No. 2 (including the Schedules A and B attached hereto, collectively hereinafter "Amendment No. 2"), dated as of July 26, 2019, to the Time Sharing Agreement will amend that certain Time Sharing Agreement, dated as of February 13, 2018, as amended, by and between American Express Travel Related Services Company, Inc., ("AETRSC") and Stephen J. Squeri ("User") (including any Schedules attached to the foregoing, collectively hereinafter "Time Sharing Agreement").
TERMS AGREEMENT Debt SecuritiesTerms Agreement • August 1st, 2017 • American Express Co • Finance services
AMENDMENT NO. 1 TO THE TIME SHARING AGREEMENTTime Sharing Agreement • February 22nd, 2013 • American Express Co • Finance services
This Amendment No. 1 (including the Schedules A and B attached hereto, collectively hereinafter “Amendment No. 1”), dated as of February 21, 2013, to the Time Sharing Agreement will amend that certain Time Sharing Agreement (including any Schedules attached thereto, collectively hereinafter “Time Sharing Agreement”), dated as of May 27, 2010, by and between National Express Company, Inc. (“NEC”) and Kenneth I. Chenault (“User”).
FIRST SUPPLEMENTAL INDENTURE BY AND BETWEEN AMERICAN EXPRESS COMPANY AND Dated as of May 21, 2008First Supplemental Indenture • May 27th, 2008 • American Express Co • Finance services • New York
January 30, 1998 Nippon Life Insurance Company 1251 Avenue of the Americas New York, New York 10029-1198 Attention: Mr. Hideichiro Kobayashi Ladies and Gentlemen: We refer to the Investment Agreement, dated as of April 15, 1987, among American Express...American Express Co • March 31st, 1998 • Finance services
We refer to the Investment Agreement, dated as of April 15, 1987, among American Express Company ("Amex"), Lehman Brothers Holdings Inc. ("Lehman") and Nippon Life Insurance Company ("Nippon Life"), the 1990 Agreement, dated as of June 12, 1990, between Amex and Nippon Life, the 1994 Agreement, dated April 28, 1994, among Amex, Lehman and Nippon Life and the letters dated January 22, 1997 and July 7, 1997, each between Amex and Nippon Life (collectively, the "Agreements").
TERMS AGREEMENT Debt SecuritiesTerms Agreement • February 27th, 2018 • American Express Co • Finance services
AMERICAN EXPRESS COMPANYMaster Agreement • February 27th, 2009 • American Express Co • Finance services • New York
Nonqualified Stock Options, Restricted Stock Awards, UK Stock Options and Letter of Intent Awards (“Awards”) are issued pursuant to the 1998 Incentive Compensation Plan, as amended (the “Plan”) of American Express Company (the “Company”) at the discretion and subject to the administration of the Compensation and Benefits Committee, or its successor (the “Committee”) of the Board of Directors of the Company (the “Board”). Awards issued on or after January 22, 2007 shall contain the general terms set forth in the applicable provisions of this Master Agreement. The specific terms of individual Awards will be contained in the Award Schedule(s) delivered to participants in the Plan (the “Participants”). All Awards shall be subject to the Plan, the Plan being incorporated into this Master Agreement by reference and made a part hereof. As used herein, the term “shares” refers to the common shares of the Company having a par value of $.60 per share, or the shares of any other stock of any othe
