1 EXHIBIT 1 PLAN AND AGREEMENT OF MERGERMerger Agreement • November 18th, 1998 • American Express Co • Finance services • New York
Contract Type FiledNovember 18th, 1998 Company Industry Jurisdiction
1 EXHIBIT 4 WARRANT AGREEMENTWarrant Agreement • March 19th, 1998 • American Express Co • Finance services • New York
Contract Type FiledMarch 19th, 1998 Company Industry Jurisdiction
1 EXHIBIT No. 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement shall be filed on behalf of...Joint Filing Agreement • February 26th, 2001 • American Express Co • Finance services
Contract Type FiledFebruary 26th, 2001 Company Industry
January 30, 1998 Nippon Life Insurance Company 1251 Avenue of the Americas New York, New York 10029-1198 Attention: Mr. Hideichiro Kobayashi Ladies and Gentlemen: We refer to the Investment Agreement, dated as of April 15, 1987, among American Express...Investment Agreement • March 31st, 1998 • American Express Co • Finance services
Contract Type FiledMarch 31st, 1998 Company IndustryWe refer to the Investment Agreement, dated as of April 15, 1987, among American Express Company ("Amex"), Lehman Brothers Holdings Inc. ("Lehman") and Nippon Life Insurance Company ("Nippon Life"), the 1990 Agreement, dated as of June 12, 1990, between Amex and Nippon Life, the 1994 Agreement, dated April 28, 1994, among Amex, Lehman and Nippon Life and the letters dated January 22, 1997 and July 7, 1997, each between Amex and Nippon Life (collectively, the "Agreements").
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 19th, 2004 • American Express Co • Finance services • New York
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EXHIBIT 10.4 [LOGO OF AMERICAN EXPRESS COMPANY] AMERICAN EXPRESS COMPANY 1989 LONG-TERM INCENTIVE PLAN MASTER AGREEMENT DATED FEBRUARY 27, 1995 Nonqualified Stock Options, Restricted Stock Awards, UK Stock Options and Letter of Intent Awards...Master Agreement • January 28th, 2005 • American Express Co • Finance services
Contract Type FiledJanuary 28th, 2005 Company Industry
AMERICAN EXPRESS COMPANY REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 11th, 2022 • American Express Co • Finance services • New York
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1 EXHIBIT 2 CERTAIN PORTIONS HAVE BEEN OMITTED BASED ON A REQUEST FOR CONFIDENTIAL TREATMENT; OMITTED PORTIONS FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "COMMISSION") MARKETING AGREEMENTMarketing Agreement • July 31st, 1998 • American Express Co • Finance services • New York
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1 EXHIBIT 3 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 19th, 1998 • American Express Co • Finance services • New York
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BY AND AMONGMerger Agreement • February 26th, 2001 • American Express Co • Finance services • Delaware
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SECTION 3 REPRESENTATIONS AND WARRANTIES OF STOCKHOLDERTender Agreement • February 26th, 2001 • American Express Co • Finance services • Delaware
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INDENTUREIndenture • November 28th, 2006 • American Express Co • Finance services • New York
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EXHIBIT 10.2 AMERICAN EXPRESS COMPANY 2007 INCENTIVE COMPENSATION PLAN MASTER AGREEMENT DATED APRIL 23, 2007 --------------------------------------------- Nonqualified Stock Options, Restricted Stock Awards and Restricted Stock Unit Awards ("Awards")...Incentive Compensation Agreement • April 27th, 2007 • American Express Co • Finance services • New York
Contract Type FiledApril 27th, 2007 Company Industry Jurisdiction
AMERICAN EXPRESS COMPANY DEBT SECURITIES UNDERWRITING AGREEMENT BASIC PROVISIONSUnderwriting Agreement • February 9th, 2024 • American Express Co • Finance services • New York
Contract Type FiledFebruary 9th, 2024 Company Industry JurisdictionAmerican Express Company, a New York corporation (the “Company”), may issue and sell from time to time series of its debt securities registered under the Registration Statement referred to in Section 1(a) hereof. Such debt securities may have varying designations, denominations, currencies, interest rates and payment dates, maturities, redemption provisions and selling prices. The basic provisions set forth herein are intended to be incorporated by reference in a terms agreement of the type referred to below relating to the series of debt securities to be issued and sold by the Company pursuant thereto (the “Securities”) to the firm or firms named therein (each an “Underwriter” and together the “Underwriters”) for whom you (the “Representatives”) are acting as representatives. The Securities will be issued under (i) in the case of senior debt securities, an indenture, dated as of August 1, 2007, between the Company and The Bank of New York Mellon (formerly known as The Bank of New York
AMERICAN EXPRESS COMPANYNonqualified Stock Option Award Agreement • February 9th, 2024 • American Express Co • Finance services • New York
Contract Type FiledFebruary 9th, 2024 Company Industry JurisdictionThis [ ] Nonqualified Stock Option Award Agreement sets forth the terms and conditions of the Nonqualified Stock Options granted by American Express Company pursuant to the Company’s 2016 Incentive Compensation Plan to select employees in Band 99 during [ ]. Capitalized terms used herein have the meanings given such terms herein or by Appendix A.
AMERICAN EXPRESS COMPANYRestricted Stock Unit Award Agreement • February 17th, 2017 • American Express Co • Finance services • New York
Contract Type FiledFebruary 17th, 2017 Company Industry JurisdictionThis [ ] Restricted Stock Unit Award Agreement (Band 99) sets forth the terms and conditions of the Restricted Stock Units granted by American Express Company pursuant to the Company’s 2016 Incentive Compensation Plan to select employees in Band 99 during [ ]. Capitalized terms used herein have the meanings given such terms herein or by Appendix A.
FORM OF SEPARATION AND DISTRIBUTION AGREEMENT by and between AMERICAN EXPRESS COMPANY and AMERIPRISE FINANCIAL, INC. Dated as of August 24, 2005Separation and Distribution Agreement • August 30th, 2005 • American Express Co • Finance services • New York
Contract Type FiledAugust 30th, 2005 Company Industry JurisdictionThis SEPARATION AND DISTRIBUTION AGREEMENT (this "Agreement"), dated as of August 24, 2005, by and between American Express Company, a New York corporation ("AXP"), and Ameriprise Financial, Inc., a Delaware corporation and a wholly owned subsidiary of AXP ("Ameriprise", and, together with AXP, each, a "Party" and collectively, the "Parties").
WITNESSETH THAT:Voting and Conversion Agreement • November 18th, 1998 • American Express Co • Finance services • California
Contract Type FiledNovember 18th, 1998 Company Industry Jurisdiction
EXHIBIT 10.7 [LOGO OF AMERICAN EXPRESS COMPANY] AMERICAN EXPRESS COMPANY 1998 INCENTIVE COMPENSATION PLAN MASTER AGREEMENT DATED JANUARY 22, 2007 (for awards made on or after January 22, 2007) Nonqualified Stock Options, Restricted Stock Awards, UK...Master Agreement • March 1st, 2007 • American Express Co • Finance services
Contract Type FiledMarch 1st, 2007 Company Industry
DEPOSIT AGREEMENT Dated August 3, 2021 AMERICAN EXPRESS COMPANY, AS ISSUER -and- COMPUTERSHARE INC. AND COMPUTERSHARE TRUST COMPANY, N.A., AS DEPOSITARY -and- COMPUTERSHARE TRUST COMPANY, N.A. AS REGISTRAR, CALCULATION AGENT AND TRANSFER AGENT...Deposit Agreement • August 3rd, 2021 • American Express Co • Finance services • New York
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Form of Supplemental Indenture Providing for Additional Trustee) AMERICAN EXPRESS COMPANY AND Trustee (Number) SUPPLEMENTAL INDENTURE Dated as of (Date) to [SUBORDINATED/SENIOR] INDENTURE Dated as of ,Supplemental Indenture • October 30th, 2009 • American Express Co • Finance services • New York
Contract Type FiledOctober 30th, 2009 Company Industry Jurisdiction(Number) SUPPLEMENTAL INDENTURE, dated as of (Date) (this “Supplemental Indenture”), made and entered into by and between AMERICAN EXPRESS COMPANY, a corporation organized and existing under the laws of the State of New York, having its principal office at 200 Vesey Street, New York, New York 10285 (the “Company”), and (Name of Trustee), (a New York Corporation) having its Corporate Trust Office at (Address of Trustee), as Trustee (the “Supplemental Trustee”).
1,600,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share of 3.550% Fixed Rate Reset Noncumulative Preferred Shares, Series D (par value $1.662/3 per share) AMERICAN EXPRESS COMPANY Underwriting AgreementUnderwriting Agreement • August 3rd, 2021 • American Express Co • Finance services • New York
Contract Type FiledAugust 3rd, 2021 Company Industry JurisdictionAmerican Express Company, a corporation organized under the laws of New York (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 1,600,000 depositary shares (the “Depositary Shares”), each representing a 1/1,000th interest in a share of 3.550% Fixed Rate Reset Noncumulative Preferred Shares, Series D (the “Preferred Shares”), of the Company. The Preferred Shares shall have the rights, powers and preferences set forth in the certificate of amendment relating thereto, to be filed with the Secretary of State of the State of New York on or prior to August 3, 2021 (the “Certificate of Amendment”). The Preferred Shares represented by the Depositary Shares are to be deposited by the Company against delivery of depositary receipts evidencing the Depositary Shares (the “Depositary Receipts”) that are to be issued by Computershare Inc. and its wholly-owned subsidiary, C
AMERICAN EXPRESS COMPANYIncentive Compensation Plan • January 27th, 2012 • American Express Co • Finance services • New York
Contract Type FiledJanuary 27th, 2012 Company Industry JurisdictionNonqualified Stock Options, Restricted Stock Awards, Restricted Stock Unit Awards and Performance Grant Awards (“Awards”) are issued pursuant to the 2007 Incentive Compensation Plan (the “Plan”) of American Express Company (the “Company”) at the discretion and subject to the administration of the Compensation and Benefits Committee, or its successor (the “Committee”) of the Board of Directors of the Company (the “Board”). Awards issued on or after January 23, 2012 shall contain the general terms set forth in the applicable provisions of this Master Agreement. The specific terms of individual Awards will be contained in the Award Schedule(s) delivered to participants in the Plan (the “Participants”). All Awards shall be subject to the Plan and any administrative guidelines or interpretations by the Committee under the Plan, the Plan and any such guidelines or interpretations being incorporated into this Master Agreement by reference and made a part hereof. As used herein, the term “shar
January 22, 1997 Mr. Richard K. Goeltz Vice Chairman and Chief Financial Officer American Express Company American Express Tower World Financial Center New York, New York 10285 Dear Mr. Goeltz: We refer to the 1990 Agreement, by and between American...1990 Agreement • March 31st, 1998 • American Express Co • Finance services
Contract Type FiledMarch 31st, 1998 Company IndustryMr. Richard K. Goeltz Vice Chairman and Chief Financial Officer American Express Company American Express Tower World Financial Center New York, New York 10285
REMARKETING AGREEMENTRemarketing Agreement • June 9th, 2008 • American Express Co • Finance services • New York
Contract Type FiledJune 9th, 2008 Company Industry JurisdictionREMARKETING AGREEMENT, dated as of June 5, 2008 (the “Remarketing Agreement”), by and between American Express Company, a New York corporation (the “Company”), and J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated (the “Remarketing Agents”).
March 9, 1998Securities Purchase Agreement • March 19th, 1998 • American Express Co • Finance services
Contract Type FiledMarch 19th, 1998 Company Industry
TAX ALLOCATION AGREEMENT DATED AS OF SEPTEMBER 30, 2005 BY AND BETWEEN AMERICAN EXPRESS COMPANY AND AMERIPRISE FINANCIAL, INC.Tax Allocation Agreement • October 6th, 2005 • American Express Co • Finance services • New York
Contract Type FiledOctober 6th, 2005 Company Industry Jurisdiction
AMENDMENT NO. 2 TO THE TIME SHARING AGREEMENTTime Sharing Agreement • October 21st, 2019 • American Express Co • Finance services
Contract Type FiledOctober 21st, 2019 Company IndustryThis Amendment No. 2 (including the Schedules A and B attached hereto, collectively hereinafter "Amendment No. 2"), dated as of July 26, 2019, to the Time Sharing Agreement will amend that certain Time Sharing Agreement, dated as of February 13, 2018, as amended, by and between American Express Travel Related Services Company, Inc., ("AETRSC") and Stephen J. Squeri ("User") (including any Schedules attached to the foregoing, collectively hereinafter "Time Sharing Agreement").
TERMS AGREEMENT Debt SecuritiesTerms Agreement • August 1st, 2017 • American Express Co • Finance services
Contract Type FiledAugust 1st, 2017 Company Industry
AMENDMENT NO. 1 TO THE TIME SHARING AGREEMENTTime Sharing Agreement • February 22nd, 2013 • American Express Co • Finance services
Contract Type FiledFebruary 22nd, 2013 Company IndustryThis Amendment No. 1 (including the Schedules A and B attached hereto, collectively hereinafter “Amendment No. 1”), dated as of February 21, 2013, to the Time Sharing Agreement will amend that certain Time Sharing Agreement (including any Schedules attached thereto, collectively hereinafter “Time Sharing Agreement”), dated as of May 27, 2010, by and between National Express Company, Inc. (“NEC”) and Kenneth I. Chenault (“User”).
FIRST SUPPLEMENTAL INDENTURE BY AND BETWEEN AMERICAN EXPRESS COMPANY AND Dated as of May 21, 2008Supplemental Indenture • May 27th, 2008 • American Express Co • Finance services • New York
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TERMS AGREEMENT Debt SecuritiesTerms Agreement • February 27th, 2018 • American Express Co • Finance services
Contract Type FiledFebruary 27th, 2018 Company Industry
AMERICAN EXPRESS COMPANYIncentive Compensation Plan • February 27th, 2009 • American Express Co • Finance services • New York
Contract Type FiledFebruary 27th, 2009 Company Industry JurisdictionNonqualified Stock Options, Restricted Stock Awards, UK Stock Options and Letter of Intent Awards (“Awards”) are issued pursuant to the 1998 Incentive Compensation Plan, as amended (the “Plan”) of American Express Company (the “Company”) at the discretion and subject to the administration of the Compensation and Benefits Committee, or its successor (the “Committee”) of the Board of Directors of the Company (the “Board”). Awards issued on or after January 22, 2007 shall contain the general terms set forth in the applicable provisions of this Master Agreement. The specific terms of individual Awards will be contained in the Award Schedule(s) delivered to participants in the Plan (the “Participants”). All Awards shall be subject to the Plan, the Plan being incorporated into this Master Agreement by reference and made a part hereof. As used herein, the term “shares” refers to the common shares of the Company having a par value of $.60 per share, or the shares of any other stock of any othe
1 EXHIBIT 2 SHAREHOLDERS OPTION AGREEMENT This SHAREHOLDERS OPTION AGREEMENT (this "Agreement"), dated November 9, 1998, by and among American Express Company, a New York corporation ("Holder"), and the shareholders of Rockford Industries, Inc., a...Shareholders Option Agreement • November 18th, 1998 • American Express Co • Finance services • New York
Contract Type FiledNovember 18th, 1998 Company Industry Jurisdiction
TERMS AGREEMENTTerms Agreement • December 5th, 2014 • American Express Co • Finance services
Contract Type FiledDecember 5th, 2014 Company IndustryWe (the “Representatives”) understand that American Express Company, a New York corporation (the “Company”), proposes to issue and sell U.S.$600,000,000 aggregate principal amount of its 3.625% Subordinated Notes due December 5, 2024 (the “Notes”) pursuant to the Company’s Registration Statement on Form S-3ASR (No. 333-185242) (the “Registration Statement”).