WITNESSETH ----------Distribution Agreement • November 26th, 2003 • Delaware Group Equity Funds Iv • Pennsylvania
Exhibit No. EX-99.e.1.i.1Distribution Agreement • September 24th, 2007 • Delaware Group Equity Funds Iv
This Schedule to the Distribution Agreement between Delaware Group Equity Funds IV and Delaware Distributors, L.P. entered into as of May 15, 2003 and amended as of September 24, 2007 (the "Agreement") lists the Series and Classes for which Delaware Distributors, L.P. provides distribution services pursuant to this Agreement, along with the 12b-1 Plan rates, if applicable, for each class and the date on which the Agreement became effective for each Series.
EX-99.7.f Delaware Distributors, L.P. 2005 Market Street Philadelphia, PA 19103 September 11, 2007 Delaware Group Adviser Funds 2005 Market Street Philadelphia, PA 19103 Re: Expense Limitations Ladies and Gentlemen: By our execution of this letter...Expense Limitation Agreement • September 24th, 2007 • Delaware Group Adviser Funds Inc /Md/
By our execution of this letter agreement (the "Agreement"), intending to be legally bound hereby, Delaware Distributors, L.P. (the "Distributor") agrees that in order to improve the performance of Delaware U.S. Growth Fund (the "Fund"), which is a series of Delaware Group Adviser Funds, the Distributor shall waive a portion of the Rule 12b-1 (distribution) fees for the Fund's Class A Shares and Class R Shares, so that such Fund's Class A and Class R Shares Rule 12b-1 (distribution) fees will not exceed 0.25% and 0.50%, respectively, for the period September 1, 2007 through February 28, 2009. This agreement supersedes all prior agreements with respect to the Fund.
INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, made by and between DELAWARE GROUP EQUITY FUNDS IV, a Delaware business trust (the "Trust"), on behalf of each series of shares of beneficial interest of the Trust that is listed on Exhibit A to this...Investment Management Agreement • November 27th, 2000 • Delaware Group Equity Funds Iv
EX-99.B8BII Exhibit 24(b)(8)(b)(2) AMENDMENT, dated November 20, 1997 to the May 1, 1996 custody agreement ("Agreement"), between those registered investment companies listed on Schedule A to the Agreement (each a "Customer"), having a place of...Custody Agreement • November 30th, 1998 • Delaware Group Equity Funds Iv Inc
EX-99.13.a.ii SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE EFFECTIVE JUNE 1, 2007 DELAWARE INVESTMENTS FAMILY OF FUNDS 1. Delaware Service Company, Inc. ("DSC") will determine and report to the Fund, at least annually, the...Shareholder Services Agreement • September 24th, 2007 • Delaware Group Adviser Funds Inc /Md/
W I T N E S S E T H:Fund Accounting Agreement • May 7th, 2003 • Delaware Group Equity Funds Iv • Pennsylvania
AMENDMENT NO. 1 TO SCHEDULE AGlobal Custody Agreement • November 26th, 2003 • Delaware Group Equity Funds Iv
Exhibit No. EX-99.d.1 EXHIBIT A This Exhibit to the Investment Management Agreement between Delaware Group Equity Funds IV and Delaware Management Company, a series of Delaware Management Business Trust (the "Investment Manager"), entered into as of...Investment Management Agreement • September 24th, 2007 • Delaware Group Equity Funds Iv
This Exhibit to the Investment Management Agreement between Delaware Group Equity Funds IV and Delaware Management Company, a series of Delaware Management Business Trust (the "Investment Manager"), entered into as of the 17th day of December, 1999, and amended effective September 28, 2007 (the "Agreement") lists the Funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each Fund and the date on which the Agreement became effective for each Fund.
WITNESSETHDistribution Agreement • April 30th, 1997 • Delaware Group Equity Funds Iv Inc • Pennsylvania
WITNESSETHDistribution Agreement • November 27th, 1996 • Delaware Group Delcap Fund Inc
DEFINITIONSMutual Fund Custody and Services Agreement • September 24th, 2007 • Delaware Group Adviser Funds Inc /Md/ • Pennsylvania
SCHEDULE A SHAREHOLDERS SERVICES AGREEMENTShareholders Services Agreement • November 27th, 2000 • Delaware Group Equity Funds Iv
JPMORGAN CHASE BANK SECURITIES LENDING AGREEMENT AMENDMENT NO. 1 TO SCHEDULE A THIS AMENDMENT, dated July 17, 2003, amends the Schedule A of the Securities Lending Agreement, dated December 22, 1998 as amended on October 1, 2002 ("Agreement"), between...Securities Lending Agreement • November 26th, 2003 • Delaware Group Equity Funds Iv
THIS AMENDMENT, dated July 17, 2003, amends the Schedule A of the Securities Lending Agreement, dated December 22, 1998 as amended on October 1, 2002 ("Agreement"), between those registered investment companies listed on Schedule A to the Agreement (each a "Customer"), having a place of business at 2005 Market Street, Philadelphia, PA 19103, and JPMorgan Chase Bank ("Bank"), having a place of business at 270 Park Ave., New York, N.Y. 10017-2070.
Exhibit No. EX-99.e.1.ii THIRD AMENDED AND RESTATED FINANCIAL INTERMEDIARY DISTRIBUTION AGREEMENT Third Amended and Restated Financial Intermediary Distribution Agreement (the "Agreement") effective as of the 1st of January, 2007, by and between...Financial Intermediary Distribution Agreement • January 26th, 2007 • Delaware Group Equity Funds Iv • Pennsylvania
AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • October 18th, 1999 • Delaware Group Equity Funds Iv • Delaware
WITNESSETH ----------Distribution Agreement • November 27th, 1996 • Delaware Group Delcap Fund Inc • Pennsylvania
Distribution Agreement (the "Agreement") made as of this 3rd day of April, 1995 by and between DELAWARE GROUP DELCAP FUND, INC., a Maryland corporation (the "Fund"), for the CONCEPT I SERIES (the "Series") and DELAWARE DISTRIBUTORS, L.P. (the "Distributor"), a Delaware limited partnership.
EX-99.6.b Delaware Management Company 2005 Market Street Philadelphia, PA 19103 September 11, 2007 Delaware Group Adviser Funds 2005 Market Street Philadelphia, PA 19103 Re: Expense Limitations Ladies and Gentlemen: By our execution of this letter...Expense Limitations Agreement • September 24th, 2007 • Delaware Group Adviser Funds Inc /Md/
By our execution of this letter agreement (the "Agreement"), intending to be legally bound hereby, Delaware Management Company, a series of Delaware Management Business Trust (the "Manager"), agrees that in order to improve the performance of Delaware U.S. Growth Fund (the "Fund"), which is a series of Delaware Group Adviser Funds, the Manager shall waive all or a portion of its investment advisory fees and/or reimburse expenses (excluding any 12b-1 plan expenses, taxes, interest, inverse floater program expenses, brokerage fees, short-sale dividend and interest expenses, certain insurance costs and non-routine expenses or costs, including, but not limited to, those relating to reorganizations, litigation, conducting shareholder meetings, and liquidations (collectively, "non-routine expenses")) in an aggregate amount equal to the amount by which the Fund's total operating expenses (excluding any 12b-1 plan expenses, taxes, interest, inverse floater program expenses, brokerage fees, sho
DELAWARE GROUP EQUITY FUNDS IV AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • June 30th, 2016 • Delaware Group Equity Funds Iv • Pennsylvania
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 27th, 2023 • Delaware Group Equity Funds Iv
AGREEMENT made by and between DELAWARE MANAGEMENT COMPANY, a series of Macquarie Investment Management Business Trust, a Delaware statutory trust (the “Investment Manager”), and Macquarie Investment management EUROPE LIMITED (the “Sub-Adviser’’).
W I T N E S S E T H:Investment Management Agreement • November 22nd, 1995 • Delaware Group Delcap Fund Inc
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2010 • Delaware Group Equity Funds Iv
AGREEMENT, made by and between DELAWARE GROUP EQUITY FUNDS IV, a Delaware statutory trust (the “Trust”), on behalf of each series of shares of beneficial interest of the Trust that is listed on Exhibit A to this Agreement, as that Exhibit may be amended from time to time (each such series of shares is hereinafter referred to as a “Fund” and, together with other series of shares listed on such Exhibit, the “Funds”), and DELAWARE MANAGEMENT COMPANY, a series of Delaware Management Business Trust, a Delaware statutory trust (the “Investment Manager”).
INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, made by and between DELAWARE GROUP EQUITY FUNDS IV, a Delaware statutory trust (the ?Trust?), on behalf of each series of shares of beneficial interest of the Trust that is listed on Exhibit A to this...Investment Management Agreement • October 10th, 2013 • Delaware Group Equity Funds Iv
AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENTSecurities Lending Authorization Agreement • January 28th, 2010 • Delaware Group Equity Funds Iv • New York
This AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT is made and effective as of the _22___ day of September, 2009 (the “Effective Date”), by and between each investment company listed on Schedule 1 attached hereto (referred to herein, individually, as a “Client” and, collectively, as the “Clients”) on behalf of one or more of its series funds listed below such investment company on Schedule 1 attached hereto (referred to herein, individually, as a “Fund” and, collectively, as the “Funds”) and THE BANK OF NEW YORK MELLON, successor by operation of law to Mellon Bank, N.A (the "Lending Agent").
DELAWARE(SM) INVESTMENTS Dealer's Agreement ------------ We invite your, as a selected dealer, to participate as principal in the distribution of the shares of all of the classes (now existing or hereafter added) of all of the Funds in the Delaware...Dealer's Agreement • November 27th, 2000 • Delaware Group Equity Funds Iv
We invite your, as a selected dealer, to participate as principal in the distribution of the shares of all of the classes (now existing or hereafter added) of all of the Funds in the Delaware Investment Family of Funds which retain us, Delaware Distributors, L.P., to act as exclusive national distributor. The term "Fund" as used in this Agreement, refers to each Delaware Investments Fund which retains us to promote and sell its shares, and any Fund which may hereafter be added to the Delaware Investments Family of Funds and retain us a national distributor. Such additional Funds will be included in this Agreement upon our providing you with written notice of such inclusion.
FINANCIAL INTERMEDIARY DISTRIBUTION AGREEMENTDistribution Agreement • January 26th, 2001 • Delaware Group Equity Funds Iv • Pennsylvania
SCHEDULE B SHAREHOLDER SERVICES AGREEMENT COMPENSATION SCHEDULE EFFECTIVE JUNE 1, 2009 DELAWARE INVESTMENTS FAMILY OF FUNDSShareholder Services Agreement • November 25th, 2009 • Delaware Group Equity Funds Iv
These charges will be assessed monthly on a pro rata basis and will be determined using the number of accounts maintained as of the last calendar day of each month.
DELAWARE FUNDS SM BY MACQUARIE BANK/TRUST AGREEMENTBank/Trust Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv
We are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in Delaware FundsSM by Macquarie which retain us, Delaware Distributors, L.P., to act as exclusive national distributor. The term “Fund” as used in this Agreement refers to each Fund in Delaware FundsSM by Macquarie that retains us to promote and sell its shares, and any Fund that may hereafter be added to Delaware FundsSM by Macquarie to retain us as national distributor. The term “Class” as used in this Agreement refers to a class of shares of a Fund as described in the Fund’s prospectus. You, a Bank/Trust (“you”) have indicated that you wish to act as agent for your customer(s) wishing to purchase, sell and redeem Fund shares (“Customer(s)”) and/or desire to provide certain services to your Customers relating to their ownership of Fund shares, all in accordance with the terms of this Agreement.
SECUITIES LENDING AGREEMENT ("Lending Agreement"), dated December 22, 1998, between each of those registered investment companies listed on Schedule A acting on behalf of certain of one or more of its series (each a "Lender") having its principal...Securities Lending Agreement • November 27th, 2000 • Delaware Group Equity Funds Iv • New York
SECURITIES LENDING AGREEMENT ("Lending Agreement"), dated as of , 1996 between ("Lender"), having its principal place of business at , and The Chase Manhattan Bank, N.A. ("Chase"), having its principal place of business at One Chase Manhattan Plaza,...Securities Lending Agreement • November 27th, 1996 • Delaware Group Delcap Fund Inc • New York
FUND ACCOUNTING AND FINANCIAL ADMINISTRATION SERVICES AGREEMENTFund Accounting and Financial Administration Services Agreement • January 28th, 2008 • Delaware Group Equity Funds Iv • Pennsylvania
THIS AGREEMENT is made as of the 1st day of October, 2007 (the “Effective Date”) by and between MELLON BANK, N.A. (referred to herein as “Mellon”), a national banking association having its principal place of business at 500 Grant Street, Pittsburgh, PA 15258, and each investment company listed on Schedule A (referred to herein, individually, as a “Fund” and, collectively, as the “Funds”), having its principal place of business at 2005 Market Street, Philadelphia, PA 19103.
DELAWARE FUNDSSM BY MACQUARIE REGISTERED INVESTMENT ADVISERS AGREEMENTRegistered Investment Advisers Agreement • July 26th, 2018 • Delaware Group Equity Funds Iv • Delaware
We are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in Delaware FundsSM by Macquarie which retain us, Delaware Distributors, L.P., to act as exclusive national distributor. The term “Fund” as used in this Agreement refers to each Fund in Delaware FundsSM by Macquarie which retains us to promote and sell its shares, and any Fund which may hereafter be added to Delaware FundsSM by Macquarie to retain us as national distributor. The term “Class” as used in this Agreement refers to a class of shares of a Fund as described in the Fund’s prospectus. You have indicated that you wish to act as agent for your customers in connection with the purchase, sale and redemption of Fund shares and/or desire to provide certain services to your customers relating to their ownership of Fund shares, all in accordance with the terms of this Agreement.
MUTUAL FUND CUSTODY AND SERVICES AGREEMENTMutual Fund Custody and Services Agreement • January 28th, 2008 • Delaware Group Equity Funds Iv • Pennsylvania
THIS AGREEMENT, effective as of the 20th day of July, 2007, and is by and between each investment company listed on Appendix D (referred to herein individually as the “Fund” and collectively, as the “Funds”) and MELLON BANK, N.A. (referred to herein as the “Custodian”) a national banking association with its principal place of business at One Mellon Center, 500 Grant Street, Pittsburgh, Pennsylvania 15258. As a matter of administrative convenience, this Agreement is entered into by and between the Custodian and multiple Funds, each on behalf of their respective Series (as hereinafter defined). Nevertheless, this Agreement shall be construed to constitute a separate Agreement between each such Fund, on behalf of its Series, and the Custodian. As such, the term Fund is used in the singular herein.
DELAWARE(SM) VISION MUTUAL FUND GATEWAY(R) AGREEMENT INVESTMENTS -------------- Dear Financial Services Firm: Your firm ("Firm") has entered into a Dealer's Agreement with Delaware Distributors, LP ("DDLP"), the principal underwriter and distributor...Vision Mutual Fund Gateway Agreement • November 27th, 2002 • Delaware Group Equity Funds Iv • Pennsylvania
Your firm ("Firm") has entered into a Dealer's Agreement with Delaware Distributors, LP ("DDLP"), the principal underwriter and distributor of the Delaware Investments Family of Funds ("Funds"), and has, or will have clients that are shareholders ("Shareholders") in the Funds for which Delaware Service Company, Inc. ("DSC") is the shareholder service agent. The Firm desires to take advantage of the Internet and Vision Mutual Fund Gateway Services ("Vision"), a product offered by DST Systems, Inc. ("DST"), to access account information and certain on-line transaction request capabilities on behalf of Shareholders listing the Firm as the broker/dealer of record. This letter agreement sets forth the procedures, terms and conditions pursuant to which the Firm may use Vision to access account information and process on-line transactions ("Transactions").
DELAWARE(SM) DELAWARE INVESTMENTS FAMILY OF FUNDS INVESTMENTS REGISTERED INVESTMENT ADVISERS AGREEMENT ------------ ------------------------------------ -------------------------------------------- We are the national distributor for all of the shares...Registered Investment Advisers Agreement • November 27th, 2002 • Delaware Group Equity Funds Iv • Delaware
-------------------------------------------------------------------------------- We are the national distributor for all of the shares of all of the Classes (now existing or hereafter added) of all of the Funds in the Delaware Investments Family of Funds which retain us, Delaware Distributors, L.P., to act as exclusive national distributor. The term "Fund" as used in this Agreement refers to each Fund in the Delaware Investments Family of Funds which retains us to promote and sell its shares, and any Fund which may hereafter be added to Delaware Investments Family of Funds to retain us as national distributor. The term "Class" as used in this Agreement refers to a class of shares of a Fund as described in the Fund's prospectus. You have indicated that you wish to act as agent for your customers in connection with the purchase, sale and redemption of Fund shares and/or desire to provide certain services to your customers relating to their ownership of Fund shares, all in accordance with
